Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q4 2022
Institutional positions in Sorrento Therapeutics, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
SRNE is no longer listed, so this page shows Q4 2022. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 224
- −6 vs. Q3 2022
- Shares held
- 204.0M
- +38.3M (+23.1%) vs. Q3 2022
- Total value
- $180.7M
- −$79.5M (−30.5%) vs. Q3 2022
- New holders
- 35
- 75 more added
- Sold out
- 41
- 49 more reduced
3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ameritas Investment Partners, Inc. | 36,911 | $39.5K | 0.00% | +8,396+29.4% | Added |
| Two Sigma Securities, LLC | 43,868 | $38.9K | 0.01% | +3,052+7.5% | Added |
| J.W. Cole Advisors, Inc. | 43,200 | $38.3K | 0.00% | +43,200 | New |
| Salvus Wealth Management, LLC | 40,911 | $36.2K | 0.03% | 00.0% | Unchanged |
| Centaurus Financial, Inc. | 40,255 | $36.0K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 40,229 | $35.0K | 0.00% | +40,229 | New |
| S&T Bank | 38,853 | $34.0K | 0.01% | 00.0% | Unchanged |
| Caption Management, LLC | 36,892 | $32.7K | 0.01% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 34,500 | $30.6K | 0.00% | −12,500−26.6% | Reduced |
| HighTower Advisors, LLC | 35,512 | $30.0K | 0.00% | −10,500−22.8% | Reduced |
| Public Employees Retirement Association of Colorado | 33,397 | $30.0K | 0.00% | 00.0% | Unchanged |
| Investors Asset Management of Georgia Inc | 33,500 | $29.7K | 0.02% | 00.0% | Unchanged |
| Acorn Wealth Advisors, LLC | 33,194 | $29.0K | 0.02% | +410+1.3% | Added |
| Houlihan Financial Resource Group, Ltd. | 30,000 | $29.0K | 0.02% | +30,000 | New |
| US Bancorp | 32,000 | $28.4K | 0.00% | −9,880−23.6% | Reduced |
| Syntegra Private Wealth Group, LLC | 29,123 | $25.8K | 0.01% | +29,123 | New |
| Metropolitan Life Insurance Co | 28,609 | $25.3K | 0.00% | +11,028+62.7% | Added |
| Valeo Financial Advisors, LLC | 27,473 | $24.3K | 0.00% | +1,000+3.8% | Added |
| Xponance, Inc. | 26,348 | $23.3K | 0.00% | +5,115+24.1% | Added |
| Dimensional Fund Advisors LP | 26,360 | $23.0K | 0.00% | −55,844−67.9% | Reduced |
| Great West Life Assurance Co | 26,202 | $23.0K | 0.00% | +7,536+40.4% | Added |
| Prudential Financial Inc | 25,725 | $22.8K | 0.00% | +2,520+10.9% | Added |
| Mackenzie Financial Corp | 25,219 | $22.3K | 0.00% | 00.0% | Unchanged |
| Keystone Financial Group | 24,700 | $21.9K | 0.00% | +2,050+9.1% | Added |
| Front Street Capital Management, Inc. | 24,000 | $21.0K | 0.01% | 00.0% | Unchanged |
| Truist Financial Corp | 22,650 | $20.1K | 0.00% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 22,281 | $20.0K | 0.00% | 00.0% | Unchanged |
| Crescent Grove Advisors, LLC | 22,000 | $19.5K | 0.00% | +1,000+4.8% | Added |
| SlateStone Wealth, LLC | 21,433 | $19.0K | 0.00% | −18,867−46.8% | Reduced |
| KLCM Advisors, Inc. | 20,000 | $17.7K | 0.00% | +20,000 | New |
| Modus Advisors, LLC | 19,706 | $17.5K | 0.01% | 00.0% | Unchanged |
| Mariner, LLC | 18,807 | $17.0K | 0.00% | −15,886−45.8% | Reduced |
| IFG Advisory, LLC | 20,000 | $17.0K | 0.00% | −39−0.2% | Reduced |
| Granite Bay Wealth Management, LLC | 19,120 | $17.0K | 0.01% | −700−3.5% | Reduced |
| NorthRock Partners, LLC | 19,055 | $16.9K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 18,272 | $16.2K | 0.00% | −40−0.2% | Reduced |
| Wedbush Securities Inc | 18,300 | $16.0K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 17,873 | $15.8K | 0.00% | +17,873 | New |
| Cetera Advisor Networks LLC | 17,762 | $15.7K | 0.00% | −7,118−28.6% | Reduced |
| Telemus Capital, LLC | 13,373 | $15.2K | 0.00% | 00.0% | Unchanged |
| InterOcean Capital Group, LLC | 17,000 | $15.1K | 0.00% | 00.0% | Unchanged |
| Integrated Advisors Network LLC | 16,936 | $15.0K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 15,825 | $14.0K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 15,700 | $13.9K | 0.00% | +14,100+881.3% | Added |
| M&T Bank Corp | 14,570 | $12.9K | 0.00% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 14,515 | $12.9K | 0.01% | 00.0% | Unchanged |
| Graham Capital Management, L.P. | 13,947 | $12.4K | 0.00% | −830,998−98.3% | Reduced |
| CIBC Asset Management Inc | 13,254 | $11.7K | 0.00% | +13,254 | New |
| AE Wealth Management LLC | 13,207 | $11.7K | 0.00% | −500−3.6% | Reduced |
| Fluent Financial, LLC | 12,820 | $11.4K | 0.01% | +12,820 | New |
| Tower Research Capital LLC (TRC) | 13,492 | $11.0K | 0.00% | −196,400−93.6% | Reduced |
| ARGI Investment Services, LLC | 12,000 | $11.0K | 0.00% | +12,000 | New |
| National Asset Management, Inc. | 12,195 | $10.8K | 0.00% | 00.0% | Unchanged |
| Goelzer Investment Management, Inc. | 12,000 | $10.6K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 11,950 | $10.6K | 0.00% | +98+0.8% | Added |
| Envestnet Asset Management Inc | 11,872 | $10.5K | 0.00% | +11,872 | New |
| Van Eck Associates Corp | 11,418 | $10.0K | 0.00% | +4,130+56.7% | Added |
| Profund Advisors LLC | 11,004 | $9.75K | 0.00% | +11,004 | New |
| Dynamic Advisor Solutions LLC | 10,876 | $9.64K | 0.00% | 00.0% | Unchanged |
| Everhart Financial Group, Inc. | 10,717 | $9.49K | 0.00% | −1,000−8.5% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 10,000 | $9.00K | 0.00% | 00.0% | Unchanged |
| Ieq Capital, LLC | 10,000 | $8.86K | 0.00% | 00.0% | Unchanged |
| New England Capital Financial Advisors LLC | 5,900 | $6.43K | 0.00% | +5,900 | New |
| Quadrant Capital Group LLC | 7,154 | $6.34K | 0.00% | +4,892+216.3% | Added |
| Credit Agricole S A | 7,000 | $6.20K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 6,650 | $5.89K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 6,000 | $5.32K | 0.00% | −8,000−57.1% | Reduced |
| Sugarloaf Wealth Management, LLC | 4,750 | $4.21K | 0.00% | +2,050+75.9% | Added |
| Banque Cantonale Vaudoise | 5,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 4,500 | $3.99K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 4,419 | $3.92K | 0.00% | −16,565−78.9% | Reduced |
| Huntington National Bank | 4,001 | $3.54K | 0.00% | −2,000−33.3% | Reduced |
| Baillie Gifford & Co | 3,711 | $3.29K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 3,460 | $3.07K | 0.00% | −1,000−22.4% | Reduced |
| Nisa Investment Advisors, LLC | 3,086 | $3.00K | 0.00% | −10,900−77.9% | Reduced |
| AlphaMark Advisors, LLC | 3,135 | $3.00K | 0.00% | −865−21.6% | Reduced |
| Ogorek Anthony Joseph | 3,600 | $3.00K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 3,000 | $3.00K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 3,500 | $3.00K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 3,250 | $2.88K | 0.00% | 00.0% | Unchanged |
| Pacifica Partners Inc. | 3,500 | $2.60K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 2,801 | $2.48K | 0.00% | +2,801 | New |
| TD Waterhouse Canada Inc. | 2,200 | $2.27K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 1,771 | $2.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,200 | $1.95K | 0.00% | 00.0% | Unchanged |
| Stephens Consulting, LLC | 1,740 | $1.54K | 0.00% | 00.0% | Unchanged |
| Armstrong Advisory Group, Inc | 1,520 | $1.35K | 0.00% | +1,520 | New |
| Accel Wealth Management | 1,500 | $1.33K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,451 | $1.29K | 0.00% | 00.0% | Unchanged |
| Fiduciary Alliance LLC | 1,250 | $1.11K | 0.00% | +1,250 | New |
| National Bank of Canada | 1,250 | $1.10K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 1,063 | $942 | 0.00% | +1,063 | New |
| TFC Financial Management | 893 | $791 | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 890 | $789 | 0.00% | +890 | New |
| Parallel Advisors, LLC | 768 | $680 | 0.00% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 750 | $665 | 0.00% | +750 | New |
| Signaturefd, LLC | 569 | $504 | 0.00% | +569 | New |
| Allworth Financial LP | 505 | $447 | 0.00% | −1,875−78.8% | Reduced |
| First Manhattan Co | 500 | $443 | 0.00% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 358 | $317 | 0.00% | 00.0% | Unchanged |