Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q4 2022
Institutional positions in Sorrento Therapeutics, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
SRNE is no longer listed, so this page shows Q4 2022. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 224
- −6 vs. Q3 2022
- Shares held
- 204.0M
- +38.3M (+23.1%) vs. Q3 2022
- Total value
- $180.7M
- −$79.5M (−30.5%) vs. Q3 2022
- New holders
- 35
- 75 more added
- Sold out
- 41
- 49 more reduced
3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cutler Group LP | 1,100 | $0 | 0.00% | −2,100−65.6% | Reduced |
| Covestor Ltd | 77 | $0 | 0.00% | +34+79.1% | Added |
| Front Row Advisors LLC | 1 | $0 | 0.00% | +1 | New |
| Steward Financial Group LLC | 350 | $0 | 0.00% | +350 | New |
| Hexagon Capital Partners LLC | 1 | $1 | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Management, LLC | 2 | $2 | 0.00% | +1+100.0% | Added |
| Federated Hermes, Inc. | 9 | $8 | 0.00% | +4+80.0% | Added |
| GWM Advisors LLC | 10,100 | $9 | 0.00% | +10,100 | New |
| Wolff Wiese Magana LLC | 25 | $22 | 0.00% | 00.0% | Unchanged |
| Pathway Financial Advisers, LLC | 30 | $27 | 0.00% | +30 | New |
| Investors Research Corp | 50 | $44 | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 80 | $71 | 0.00% | −1,980−96.1% | Reduced |
| Plante Moran Financial Advisors, LLC | 100 | $89 | 0.00% | +100 | New |
| NewSquare Capital LLC | 100 | $89 | 0.00% | +100 | New |
| Coppell Advisory Solutions LLC | 100 | $89 | 0.00% | +100 | New |
| Coppell Advisory Solutions Corp. | 100 | $89 | 0.00% | +100 | New |
| Clearstead Advisors, LLC | 130 | $115 | 0.00% | 00.0% | Unchanged |
| Arcadia Investment Advisors LLC | 150 | $133 | 0.00% | 00.0% | Unchanged |
| Trust Co of Vermont | 204 | $181 | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 250 | $222 | 0.00% | −250−50.0% | Reduced |
| SRS Capital Advisors, Inc. | 300 | $266 | 0.00% | −100−25.0% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 325 | $288 | 0.00% | +325 | New |
| GHP Investment Advisors, Inc. | 358 | $317 | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 500 | $443 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 505 | $447 | 0.00% | −1,875−78.8% | Reduced |
| Signaturefd, LLC | 569 | $504 | 0.00% | +569 | New |
| Cary Street Partner Investment Advisory LLC | 750 | $665 | 0.00% | +750 | New |
| Parallel Advisors, LLC | 768 | $680 | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 890 | $789 | 0.00% | +890 | New |
| TFC Financial Management | 893 | $791 | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 1,063 | $942 | 0.00% | +1,063 | New |
| National Bank of Canada | 1,250 | $1.10K | 0.00% | 00.0% | Unchanged |
| Fiduciary Alliance LLC | 1,250 | $1.11K | 0.00% | +1,250 | New |
| SOA Wealth Advisors, LLC. | 1,451 | $1.29K | 0.00% | 00.0% | Unchanged |
| Accel Wealth Management | 1,500 | $1.33K | 0.00% | 00.0% | Unchanged |
| Armstrong Advisory Group, Inc | 1,520 | $1.35K | 0.00% | +1,520 | New |
| Stephens Consulting, LLC | 1,740 | $1.54K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,200 | $1.95K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 1,771 | $2.00K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 2,200 | $2.27K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 2,801 | $2.48K | 0.00% | +2,801 | New |
| Pacifica Partners Inc. | 3,500 | $2.60K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 3,250 | $2.88K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 3,086 | $3.00K | 0.00% | −10,900−77.9% | Reduced |
| AlphaMark Advisors, LLC | 3,135 | $3.00K | 0.00% | −865−21.6% | Reduced |
| Ogorek Anthony Joseph | 3,600 | $3.00K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 3,000 | $3.00K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 3,500 | $3.00K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 3,460 | $3.07K | 0.00% | −1,000−22.4% | Reduced |
| Baillie Gifford & Co | 3,711 | $3.29K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 4,001 | $3.54K | 0.00% | −2,000−33.3% | Reduced |
| FMR LLC | 4,419 | $3.92K | 0.00% | −16,565−78.9% | Reduced |
| Steward Partners Investment Advisory, LLC | 4,500 | $3.99K | 0.00% | 00.0% | Unchanged |
| Banque Cantonale Vaudoise | 5,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 4,750 | $4.21K | 0.00% | +2,050+75.9% | Added |
| Focused Wealth Management, Inc | 6,000 | $5.32K | 0.00% | −8,000−57.1% | Reduced |
| Newbridge Financial Services Group, Inc. | 6,650 | $5.89K | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 7,000 | $6.20K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 7,154 | $6.34K | 0.00% | +4,892+216.3% | Added |
| New England Capital Financial Advisors LLC | 5,900 | $6.43K | 0.00% | +5,900 | New |
| Ieq Capital, LLC | 10,000 | $8.86K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 10,000 | $9.00K | 0.00% | 00.0% | Unchanged |
| Everhart Financial Group, Inc. | 10,717 | $9.49K | 0.00% | −1,000−8.5% | Reduced |
| Dynamic Advisor Solutions LLC | 10,876 | $9.64K | 0.00% | 00.0% | Unchanged |
| Profund Advisors LLC | 11,004 | $9.75K | 0.00% | +11,004 | New |
| Van Eck Associates Corp | 11,418 | $10.0K | 0.00% | +4,130+56.7% | Added |
| Envestnet Asset Management Inc | 11,872 | $10.5K | 0.00% | +11,872 | New |
| Patriot Financial Group Insurance Agency, LLC | 11,950 | $10.6K | 0.00% | +98+0.8% | Added |
| Goelzer Investment Management, Inc. | 12,000 | $10.6K | 0.00% | 00.0% | Unchanged |
| National Asset Management, Inc. | 12,195 | $10.8K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 13,492 | $11.0K | 0.00% | −196,400−93.6% | Reduced |
| ARGI Investment Services, LLC | 12,000 | $11.0K | 0.00% | +12,000 | New |
| Fluent Financial, LLC | 12,820 | $11.4K | 0.01% | +12,820 | New |
| AE Wealth Management LLC | 13,207 | $11.7K | 0.00% | −500−3.6% | Reduced |
| CIBC Asset Management Inc | 13,254 | $11.7K | 0.00% | +13,254 | New |
| Graham Capital Management, L.P. | 13,947 | $12.4K | 0.00% | −830,998−98.3% | Reduced |
| Kelly Financial Services LLC | 14,515 | $12.9K | 0.01% | 00.0% | Unchanged |
| M&T Bank Corp | 14,570 | $12.9K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 15,700 | $13.9K | 0.00% | +14,100+881.3% | Added |
| Larson Financial Group LLC | 15,825 | $14.0K | 0.00% | 00.0% | Unchanged |
| Integrated Advisors Network LLC | 16,936 | $15.0K | 0.00% | 00.0% | Unchanged |
| InterOcean Capital Group, LLC | 17,000 | $15.1K | 0.00% | 00.0% | Unchanged |
| Telemus Capital, LLC | 13,373 | $15.2K | 0.00% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 17,762 | $15.7K | 0.00% | −7,118−28.6% | Reduced |
| Belpointe Asset Management LLC | 17,873 | $15.8K | 0.00% | +17,873 | New |
| Wedbush Securities Inc | 18,300 | $16.0K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 18,272 | $16.2K | 0.00% | −40−0.2% | Reduced |
| NorthRock Partners, LLC | 19,055 | $16.9K | 0.00% | 00.0% | Unchanged |
| Mariner, LLC | 18,807 | $17.0K | 0.00% | −15,886−45.8% | Reduced |
| IFG Advisory, LLC | 20,000 | $17.0K | 0.00% | −39−0.2% | Reduced |
| Granite Bay Wealth Management, LLC | 19,120 | $17.0K | 0.01% | −700−3.5% | Reduced |
| Modus Advisors, LLC | 19,706 | $17.5K | 0.01% | 00.0% | Unchanged |
| KLCM Advisors, Inc. | 20,000 | $17.7K | 0.00% | +20,000 | New |
| SlateStone Wealth, LLC | 21,433 | $19.0K | 0.00% | −18,867−46.8% | Reduced |
| Crescent Grove Advisors, LLC | 22,000 | $19.5K | 0.00% | +1,000+4.8% | Added |
| Integrated Wealth Concepts LLC | 22,281 | $20.0K | 0.00% | 00.0% | Unchanged |
| Truist Financial Corp | 22,650 | $20.1K | 0.00% | 00.0% | Unchanged |
| Front Street Capital Management, Inc. | 24,000 | $21.0K | 0.01% | 00.0% | Unchanged |
| Keystone Financial Group | 24,700 | $21.9K | 0.00% | +2,050+9.1% | Added |
| Mackenzie Financial Corp | 25,219 | $22.3K | 0.00% | 00.0% | Unchanged |