Sorrento Therapeutics, Inc.
SRNE2023/4/12 下市- 產業
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. 已在 2023/4/12 下市；內部人最後一份 Form 4 在 2023/3/20 申報；2022 年第 4 季末有 224 家機構在 13F 申報持有，市值合計 $1.81 億；大師中只有橡樹資本持有。
2022 年第 4 季 13F 持有人
Sorrento Therapeutics, Inc. 在 2022/12/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
SRNE 已不再掛牌，所以這裡顯示 2022 年第 4 季；之後各季在 13F 申報持有的機構少得多。
- 持有機構
- 224
- 較 2022 年第 3 季 −6 家
- 持有股數
- 2.04 億
- 較 2022 年第 3 季 +3,825 萬 (+23.1%)
- 總市值
- $1.81 億
- 較 2022 年第 3 季 −$7,945 萬 (−30.5%)
- 新進機構
- 35
- 另有 75 家加碼
- 清倉機構
- 41
- 另有 49 家減碼
另有 3 家機構在 2022 年第 3 季持有、還沒有申報 2022 年第 4 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 SRNE 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 5 | $70 |
| 2026 年第 1 季 | 4 | $380 |
| 2025 年第 4 季 | 5 | $82 |
| 2025 年第 3 季 | 4 | $20 |
| 2025 年第 2 季 | 2 | $6 |
| 2025 年第 1 季 | 4 | $4 |
| 2024 年第 4 季 | 5 | $66 |
| 2024 年第 3 季 | 4 | $287 |
| 2024 年第 2 季 | 5 | $826 |
| 2024 年第 1 季 | 7 | $704 |
| 2023 年第 4 季 | 9 | $1.39 萬 |
| 2023 年第 3 季 | 9 | $6,423 |
| 2023 年第 2 季 | 9 | $2.61 萬 |
| 2023 年第 1 季 | 34 | $158.2 萬 |
| 2022 年第 4 季 | 224 | $1.81 億 |
| 2022 年第 3 季 | 233 | $2.60 億 |
| 2022 年第 2 季 | 229 | $3.08 億 |
| 2022 年第 1 季 | 235 | $3.02 億 |
| 2021 年第 4 季 | 234 | $4.32 億 |
| 2021 年第 3 季 | 221 | $6.58 億 |
| 2021 年第 2 季 | 212 | $7.51 億 |
| 2021 年第 1 季 | 231 | $6.41 億 |
2022 年第 4 季持有機構
每家機構持有 Sorrento Therapeutics, Inc. 的股數、市值與佔組合比重；股數變化跟 2022 年第 3 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| State Street Corp | 50,637,571 | $4,486 萬 | 0.00% | +9,968,295+24.5% | 加碼 |
| BlackRock Inc. | 39,423,641 | $3,493 萬 | 0.00% | +5,244,074+15.3% | 加碼 |
| Vanguard Group Inc | 29,535,954 | $2,617 萬 | 0.00% | +7,019,380+31.2% | 加碼 |
| Geode Capital Management, LLC | 8,905,936 | $789.0 萬 | 0.00% | +1,797,652+25.3% | 加碼 |
| B. Riley Financial, Inc. | 5,216,250 | $462.2 萬 | 1.04% | +5,216,250 | 新進 |
| B. Riley Securities, Inc. | 5,216,250 | $462.2 萬 | 1.01% | +5,216,250 | 新進 |
| D. E. Shaw & Co., Inc. | 5,106,072 | $452.4 萬 | 0.01% | +49,109+1.0% | 加碼 |
| Rafferty Asset Management, LLC | 4,394,415 | $389.3 萬 | 0.03% | +1,399,741+46.7% | 加碼 |
| Northern Trust Corp | 4,180,871 | $370.4 萬 | 0.00% | +743,271+21.6% | 加碼 |
| Charles Schwab Investment Management Inc | 3,508,377 | $310.8 萬 | 0.00% | +674,716+23.8% | 加碼 |
| Norges Bank | 3,125,259 | $276.9 萬 | 0.00% | +223,776+7.7% | 加碼 |
| JPMorgan Chase & Co | 3,091,177 | $273.8 萬 | 0.00% | +63,323+2.1% | 加碼 |
| Bank of America Corp | 2,987,772 | $264.7 萬 | 0.00% | +1,167,813+64.2% | 加碼 |
| Nuveen Asset Management, LLC | 2,833,364 | $251.0 萬 | 0.00% | +729,384+34.7% | 加碼 |
| Goldman Sachs Group Inc | 2,773,811 | $245.8 萬 | 0.00% | −236,329−7.9% | 減碼 |
| UBS Group AG | 2,383,825 | $212.2 萬 | 0.00% | +2,149,187+916.0% | 加碼 |
| Barclays PLC | 2,332,719 | $206.7 萬 | 0.00% | +337,068+16.9% | 加碼 |
| Citigroup Inc | 1,922,143 | $170.3 萬 | 0.00% | −773,782−28.7% | 減碼 |
| Susquehanna International Group, LLP | 1,689,671 | $149.7 萬 | 0.00% | −1,252,492−42.6% | 減碼 |
| Mirae Asset Global Investments Co., Ltd. | 1,657,557 | $146.9 萬 | 0.00% | +146,776+9.7% | 加碼 |
| Bank of New York Mellon Corp | 1,538,421 | $136.3 萬 | 0.00% | +223,787+17.0% | 加碼 |
| Swiss National Bank | 1,086,400 | $96.3 萬 | 0.00% | +164,100+17.8% | 加碼 |
| Wells Fargo & Company | 1,039,799 | $92.1 萬 | 0.00% | −280,793−21.3% | 減碼 |
| Qube Research & Technologies Ltd | 1,034,729 | $91.7 萬 | 0.01% | +710,440+219.1% | 加碼 |
| Morgan Stanley | 1,022,825 | $90.6 萬 | 0.00% | −76,142−6.9% | 減碼 |
| Cubist Systematic Strategies, LLC | 914,286 | $81.0 萬 | 0.01% | +74,542+8.9% | 加碼 |
| BNP Paribas Arbitrage, SA | 812,820 | $72.0 萬 | 0.00% | −109,647−11.9% | 減碼 |
| AXA S.A. | 774,200 | $68.6 萬 | 0.00% | +346,900+81.2% | 加碼 |
| Millennium Management LLC | 741,995 | $65.7 萬 | 0.00% | +304,190+69.5% | 加碼 |
| Jane Street Group, LLC | 731,024 | $64.8 萬 | 0.00% | +276,282+60.8% | 加碼 |
| Squarepoint Ops LLC | 627,926 | $55.6 萬 | 0.00% | +577,082+1,135.0% | 加碼 |
| Rhumbline Advisers | 606,023 | $53.7 萬 | 0.00% | +48,432+8.7% | 加碼 |
| California State Teachers Retirement System | 574,893 | $50.9 萬 | 0.00% | +90,153+18.6% | 加碼 |
| Wellspring Financial Advisors, LLC | 483,551 | $42.8 萬 | 0.14% | 00.0% | 不變 |
| State of Wisconsin Investment Board | 451,542 | $40.0 萬 | 0.00% | +138,245+44.1% | 加碼 |
| Credit Suisse AG | 401,484 | $35.6 萬 | 0.00% | −624,990−60.9% | 減碼 |
| XTX Topco Ltd | 357,879 | $31.7 萬 | 0.07% | +357,879 | 新進 |
| Legal & General Group Plc | 355,278 | $31.5 萬 | 0.00% | +25,325+7.7% | 加碼 |
| Two Sigma Investments, LP | 302,015 | $26.8 萬 | 0.00% | 00.0% | 不變 |
| Mayo Clinic | 300,000 | $26.7 萬 | 0.14% | +300,000 | 新進 |
| Alliancebernstein L.P. | 279,400 | $24.8 萬 | 0.00% | 00.0% | 不變 |
| UBS Asset Management Americas Inc | 266,443 | $23.6 萬 | 0.00% | 00.0% | 不變 |
| New York State Common Retirement Fund | 265,729 | $23.5 萬 | 0.00% | −150−0.1% | 減碼 |
| New York Life Investment Management LLC | 243,451 | $21.6 萬 | 0.00% | +27,438+12.7% | 加碼 |
| MetLife Investment Management | 242,594 | $21.5 萬 | 0.00% | +43,714+22.0% | 加碼 |
| E Fund Management Co., Ltd. | 223,808 | $19.8 萬 | 0.02% | +22,818+11.4% | 加碼 |
| Raymond James & Associates | 223,019 | $19.8 萬 | 0.00% | −34,300−13.3% | 減碼 |
| American International Group, Inc. | 218,199 | $19.3 萬 | 0.00% | +37,694+20.9% | 加碼 |
| Price T Rowe Associates Inc | 209,418 | $18.6 萬 | 0.00% | +16,181+8.4% | 加碼 |
| Emfo, LLC | 209,398 | $18.6 萬 | 0.19% | −21,319−9.2% | 減碼 |
| Deutsche Bank AG | 201,134 | $17.8 萬 | 0.00% | +36,326+22.0% | 加碼 |
| Citadel Advisors LLC | 200,096 | $17.7 萬 | 0.00% | −1,348,958−87.1% | 減碼 |
| Voya Investment Management LLC | 185,246 | $16.4 萬 | 0.00% | +35,002+23.3% | 加碼 |
| Donald L. Hagan, LLC | 169,514 | $15.0 萬 | 0.09% | +20,037+13.4% | 加碼 |
| Alpine Global Management, LLC | 162,912 | $14.4 萬 | 0.05% | +162,912 | 新進 |
| Invesco Ltd. | 149,982 | $13.3 萬 | 0.00% | +27,971+22.9% | 加碼 |
| Manufacturers Life Insurance Company, The | 149,477 | $13.2 萬 | 0.00% | +8,039+5.7% | 加碼 |
| Eudaimonia Advisors LLC | 138,887 | $12.3 萬 | 0.08% | 00.0% | 不變 |
| Asset Management Resources, LLC | 138,020 | $12.2 萬 | 0.13% | 00.0% | 不變 |
| Teacher Retirement System of Texas | 136,229 | $12.1 萬 | 0.00% | +9,014+7.1% | 加碼 |
| Raymond James Financial Services Advisors, Inc. | 134,983 | $12.0 萬 | 0.00% | −9,500−6.6% | 減碼 |
| Oaktree Capital Management LP大師橡樹資本 | 134,000 | $11.9 萬 | 0.00% | 00.0% | 不變 |
| Commonwealth Equity Services, LLC | 134,037 | $11.8 萬 | 0.00% | −11,192−7.7% | 減碼 |
| Point72 Middle East FZE | 130,765 | $11.6 萬 | 0.01% | +130,765 | 新進 |
| Arizona State Retirement System | 126,966 | $11.2 萬 | 0.00% | +21,270+20.1% | 加碼 |
| Virtus ETF Advisers LLC | 125,062 | $11.1 萬 | 0.06% | +50,975+68.8% | 加碼 |
| HSBC Holdings PLC | 127,342 | $10.9 萬 | 0.00% | 00.0% | 不變 |
| Collective Family Office LLC | 119,420 | $10.6 萬 | 0.05% | +13,500+12.7% | 加碼 |
| ETF Managers Group, LLC | 117,646 | $10.4 萬 | 0.00% | −15,132−11.4% | 減碼 |
| swisspartners Ltd. | 110,000 | $9.75 萬 | 0.12% | 00.0% | 不變 |
| LPL Financial LLC | 108,865 | $9.65 萬 | 0.00% | −5,238−4.6% | 減碼 |
| Principal Financial Group Inc | 106,183 | $9.41 萬 | 0.00% | +22,657+27.1% | 加碼 |
| Advisor Group Holdings, Inc. | 105,484 | $9.29 萬 | 0.00% | −14,585−12.1% | 減碼 |
| Cambridge Investment Research Advisors, Inc. | 101,326 | $9.00 萬 | 0.00% | +1,273+1.3% | 加碼 |
| State Board of Administration of Florida Retirement System | 100,844 | $8.98 萬 | 0.00% | +2,150+2.2% | 加碼 |
| SG Americas Securities, LLC | 94,796 | $8.40 萬 | 0.00% | +41,074+76.5% | 加碼 |
| Engineers Gate Manager LP | 93,433 | $8.28 萬 | 0.00% | +15,823+20.4% | 加碼 |
| Ameriprise Financial Inc | 92,656 | $8.20 萬 | 0.00% | −3,851−4.0% | 減碼 |
| Balyasny Asset Management LLC | 90,954 | $8.06 萬 | 0.00% | +54,860+152.0% | 加碼 |
| Goodman Advisory Group, LLC | 80,992 | $7.20 萬 | 0.04% | 00.0% | 不變 |
| Handelsbanken Fonder AB | 79,200 | $7.00 萬 | 0.00% | +10,100+14.6% | 加碼 |
| Royal Bank of Canada | 71,411 | $6.40 萬 | 0.00% | +60,677+565.3% | 加碼 |
| Oaktree Fund Advisors, LLC | 66,000 | $5.85 萬 | 0.09% | 00.0% | 不變 |
| Pictet Asset Management SA | 62,693 | $5.60 萬 | 0.00% | +43,627+228.8% | 加碼 |
| Lattice Capital Management, LLC | 63,200 | $5.60 萬 | 0.08% | 00.0% | 不變 |
| Bank of Montreal | 33,243 | $5.49 萬 | 0.00% | −1,570−4.5% | 減碼 |
| Amalgamated Bank | 61,373 | $5.40 萬 | 0.00% | +11,289+22.5% | 加碼 |
| ProShare Advisors LLC | 59,354 | $5.26 萬 | 0.00% | +17,443+41.6% | 加碼 |
| Ci Investments Inc. | 58,502 | $5.20 萬 | 0.00% | +50,581+638.6% | 加碼 |
| Moors & Cabot, Inc. | 56,500 | $5.01 萬 | 0.00% | −2,000−3.4% | 減碼 |
| Atria Wealth Solutions, Inc. | 55,100 | $4.88 萬 | 0.00% | +1,500+2.8% | 加碼 |
| Janus Henderson Group PLC | 54,766 | $4.83 萬 | 0.00% | +30.0% | 加碼 |
| GoalVest Advisory LLC | 51,640 | $4.58 萬 | 0.03% | +18,025+53.6% | 加碼 |
| Csenge Advisory Group | 51,456 | $4.56 萬 | 0.00% | 00.0% | 不變 |
| Creative Planning | 51,362 | $4.55 萬 | 0.00% | −1,321−2.5% | 減碼 |
| Victory Capital Management Inc | 50,555 | $4.48 萬 | 0.00% | −230,802−82.0% | 減碼 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 48,865 | $4.33 萬 | 0.00% | −63−0.1% | 減碼 |
| World Equity Group, Inc. | 48,000 | $4.25 萬 | 0.01% | 00.0% | 不變 |
| Allspring Global Investments Holdings, LLC | 45,632 | $4.04 萬 | 0.00% | −998−2.1% | 減碼 |
| Weaver Consulting Group | 45,600 | $4.04 萬 | 0.02% | +35,500+351.5% | 加碼 |