Sorrento Therapeutics, Inc.
SRNE2023/4/12 下市- 產業
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. 已在 2023/4/12 下市；內部人最後一份 Form 4 在 2023/3/20 申報；2022 年第 4 季末有 224 家機構在 13F 申報持有，市值合計 $1.81 億；大師中只有橡樹資本持有。
2022 年第 4 季 13F 持有人
Sorrento Therapeutics, Inc. 在 2022/12/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
SRNE 已不再掛牌，所以這裡顯示 2022 年第 4 季；之後各季在 13F 申報持有的機構少得多。
- 持有機構
- 224
- 較 2022 年第 3 季 −6 家
- 持有股數
- 2.04 億
- 較 2022 年第 3 季 +3,825 萬 (+23.1%)
- 總市值
- $1.81 億
- 較 2022 年第 3 季 −$7,945 萬 (−30.5%)
- 新進機構
- 35
- 另有 75 家加碼
- 清倉機構
- 41
- 另有 49 家減碼
另有 3 家機構在 2022 年第 3 季持有、還沒有申報 2022 年第 4 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 SRNE 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 5 | $70 |
| 2026 年第 1 季 | 4 | $380 |
| 2025 年第 4 季 | 5 | $82 |
| 2025 年第 3 季 | 4 | $20 |
| 2025 年第 2 季 | 2 | $6 |
| 2025 年第 1 季 | 4 | $4 |
| 2024 年第 4 季 | 5 | $66 |
| 2024 年第 3 季 | 4 | $287 |
| 2024 年第 2 季 | 5 | $826 |
| 2024 年第 1 季 | 7 | $704 |
| 2023 年第 4 季 | 9 | $1.39 萬 |
| 2023 年第 3 季 | 9 | $6,423 |
| 2023 年第 2 季 | 9 | $2.61 萬 |
| 2023 年第 1 季 | 34 | $158.2 萬 |
| 2022 年第 4 季 | 224 | $1.81 億 |
| 2022 年第 3 季 | 233 | $2.60 億 |
| 2022 年第 2 季 | 229 | $3.08 億 |
| 2022 年第 1 季 | 235 | $3.02 億 |
| 2021 年第 4 季 | 234 | $4.32 億 |
| 2021 年第 3 季 | 221 | $6.58 億 |
| 2021 年第 2 季 | 212 | $7.51 億 |
| 2021 年第 1 季 | 231 | $6.41 億 |
2022 年第 4 季持有機構
每家機構持有 Sorrento Therapeutics, Inc. 的股數、市值與佔組合比重；股數變化跟 2022 年第 3 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Ameritas Investment Partners, Inc. | 36,911 | $3.95 萬 | 0.00% | +8,396+29.4% | 加碼 |
| Two Sigma Securities, LLC | 43,868 | $3.89 萬 | 0.01% | +3,052+7.5% | 加碼 |
| J.W. Cole Advisors, Inc. | 43,200 | $3.83 萬 | 0.00% | +43,200 | 新進 |
| Salvus Wealth Management, LLC | 40,911 | $3.62 萬 | 0.03% | 00.0% | 不變 |
| Centaurus Financial, Inc. | 40,255 | $3.60 萬 | 0.00% | 00.0% | 不變 |
| Lazard Asset Management LLC | 40,229 | $3.50 萬 | 0.00% | +40,229 | 新進 |
| S&T Bank | 38,853 | $3.40 萬 | 0.01% | 00.0% | 不變 |
| Caption Management, LLC | 36,892 | $3.27 萬 | 0.01% | 00.0% | 不變 |
| Independent Financial Group, LLC | 34,500 | $3.06 萬 | 0.00% | −12,500−26.6% | 減碼 |
| HighTower Advisors, LLC | 35,512 | $3.00 萬 | 0.00% | −10,500−22.8% | 減碼 |
| Public Employees Retirement Association of Colorado | 33,397 | $3.00 萬 | 0.00% | 00.0% | 不變 |
| Investors Asset Management of Georgia Inc | 33,500 | $2.97 萬 | 0.02% | 00.0% | 不變 |
| Acorn Wealth Advisors, LLC | 33,194 | $2.90 萬 | 0.02% | +410+1.3% | 加碼 |
| Houlihan Financial Resource Group, Ltd. | 30,000 | $2.90 萬 | 0.02% | +30,000 | 新進 |
| US Bancorp | 32,000 | $2.84 萬 | 0.00% | −9,880−23.6% | 減碼 |
| Syntegra Private Wealth Group, LLC | 29,123 | $2.58 萬 | 0.01% | +29,123 | 新進 |
| Metropolitan Life Insurance Co | 28,609 | $2.53 萬 | 0.00% | +11,028+62.7% | 加碼 |
| Valeo Financial Advisors, LLC | 27,473 | $2.43 萬 | 0.00% | +1,000+3.8% | 加碼 |
| Xponance, Inc. | 26,348 | $2.33 萬 | 0.00% | +5,115+24.1% | 加碼 |
| Dimensional Fund Advisors LP | 26,360 | $2.30 萬 | 0.00% | −55,844−67.9% | 減碼 |
| Great West Life Assurance Co | 26,202 | $2.30 萬 | 0.00% | +7,536+40.4% | 加碼 |
| Prudential Financial Inc | 25,725 | $2.28 萬 | 0.00% | +2,520+10.9% | 加碼 |
| Mackenzie Financial Corp | 25,219 | $2.23 萬 | 0.00% | 00.0% | 不變 |
| Keystone Financial Group | 24,700 | $2.19 萬 | 0.00% | +2,050+9.1% | 加碼 |
| Front Street Capital Management, Inc. | 24,000 | $2.10 萬 | 0.01% | 00.0% | 不變 |
| Truist Financial Corp | 22,650 | $2.01 萬 | 0.00% | 00.0% | 不變 |
| Integrated Wealth Concepts LLC | 22,281 | $2.00 萬 | 0.00% | 00.0% | 不變 |
| Crescent Grove Advisors, LLC | 22,000 | $1.95 萬 | 0.00% | +1,000+4.8% | 加碼 |
| SlateStone Wealth, LLC | 21,433 | $1.90 萬 | 0.00% | −18,867−46.8% | 減碼 |
| KLCM Advisors, Inc. | 20,000 | $1.77 萬 | 0.00% | +20,000 | 新進 |
| Modus Advisors, LLC | 19,706 | $1.75 萬 | 0.01% | 00.0% | 不變 |
| Mariner, LLC | 18,807 | $1.70 萬 | 0.00% | −15,886−45.8% | 減碼 |
| IFG Advisory, LLC | 20,000 | $1.70 萬 | 0.00% | −39−0.2% | 減碼 |
| Granite Bay Wealth Management, LLC | 19,120 | $1.70 萬 | 0.01% | −700−3.5% | 減碼 |
| NorthRock Partners, LLC | 19,055 | $1.69 萬 | 0.00% | 00.0% | 不變 |
| Kestra Advisory Services, LLC | 18,272 | $1.62 萬 | 0.00% | −40−0.2% | 減碼 |
| Wedbush Securities Inc | 18,300 | $1.60 萬 | 0.00% | 00.0% | 不變 |
| Belpointe Asset Management LLC | 17,873 | $1.58 萬 | 0.00% | +17,873 | 新進 |
| Cetera Advisor Networks LLC | 17,762 | $1.57 萬 | 0.00% | −7,118−28.6% | 減碼 |
| Telemus Capital, LLC | 13,373 | $1.52 萬 | 0.00% | 00.0% | 不變 |
| InterOcean Capital Group, LLC | 17,000 | $1.51 萬 | 0.00% | 00.0% | 不變 |
| Integrated Advisors Network LLC | 16,936 | $1.50 萬 | 0.00% | 00.0% | 不變 |
| Larson Financial Group LLC | 15,825 | $1.40 萬 | 0.00% | 00.0% | 不變 |
| Money Concepts Capital Corp | 15,700 | $1.39 萬 | 0.00% | +14,100+881.3% | 加碼 |
| M&T Bank Corp | 14,570 | $1.29 萬 | 0.00% | 00.0% | 不變 |
| Kelly Financial Services LLC | 14,515 | $1.29 萬 | 0.01% | 00.0% | 不變 |
| Graham Capital Management, L.P. | 13,947 | $1.24 萬 | 0.00% | −830,998−98.3% | 減碼 |
| CIBC Asset Management Inc | 13,254 | $1.17 萬 | 0.00% | +13,254 | 新進 |
| AE Wealth Management LLC | 13,207 | $1.17 萬 | 0.00% | −500−3.6% | 減碼 |
| Fluent Financial, LLC | 12,820 | $1.14 萬 | 0.01% | +12,820 | 新進 |
| Tower Research Capital LLC (TRC) | 13,492 | $1.10 萬 | 0.00% | −196,400−93.6% | 減碼 |
| ARGI Investment Services, LLC | 12,000 | $1.10 萬 | 0.00% | +12,000 | 新進 |
| National Asset Management, Inc. | 12,195 | $1.08 萬 | 0.00% | 00.0% | 不變 |
| Goelzer Investment Management, Inc. | 12,000 | $1.06 萬 | 0.00% | 00.0% | 不變 |
| Patriot Financial Group Insurance Agency, LLC | 11,950 | $1.06 萬 | 0.00% | +98+0.8% | 加碼 |
| Envestnet Asset Management Inc | 11,872 | $1.05 萬 | 0.00% | +11,872 | 新進 |
| Van Eck Associates Corp | 11,418 | $1.00 萬 | 0.00% | +4,130+56.7% | 加碼 |
| Profund Advisors LLC | 11,004 | $9,750 | 0.00% | +11,004 | 新進 |
| Dynamic Advisor Solutions LLC | 10,876 | $9,636 | 0.00% | 00.0% | 不變 |
| Everhart Financial Group, Inc. | 10,717 | $9,495 | 0.00% | −1,000−8.5% | 減碼 |
| Benjamin F. Edwards & Company, Inc. | 10,000 | $9,000 | 0.00% | 00.0% | 不變 |
| Ieq Capital, LLC | 10,000 | $8,860 | 0.00% | 00.0% | 不變 |
| New England Capital Financial Advisors LLC | 5,900 | $6,431 | 0.00% | +5,900 | 新進 |
| Quadrant Capital Group LLC | 7,154 | $6,338 | 0.00% | +4,892+216.3% | 加碼 |
| Credit Agricole S A | 7,000 | $6,202 | 0.00% | 00.0% | 不變 |
| Newbridge Financial Services Group, Inc. | 6,650 | $5,892 | 0.00% | 00.0% | 不變 |
| Focused Wealth Management, Inc | 6,000 | $5,316 | 0.00% | −8,000−57.1% | 減碼 |
| Sugarloaf Wealth Management, LLC | 4,750 | $4,209 | 0.00% | +2,050+75.9% | 加碼 |
| Banque Cantonale Vaudoise | 5,000 | $4,000 | 0.00% | 00.0% | 不變 |
| Steward Partners Investment Advisory, LLC | 4,500 | $3,987 | 0.00% | 00.0% | 不變 |
| FMR LLC | 4,419 | $3,915 | 0.00% | −16,565−78.9% | 減碼 |
| Huntington National Bank | 4,001 | $3,545 | 0.00% | −2,000−33.3% | 減碼 |
| Baillie Gifford & Co | 3,711 | $3,288 | 0.00% | 00.0% | 不變 |
| Federation des caisses Desjardins du Quebec | 3,460 | $3,066 | 0.00% | −1,000−22.4% | 減碼 |
| Nisa Investment Advisors, LLC | 3,086 | $3,000 | 0.00% | −10,900−77.9% | 減碼 |
| AlphaMark Advisors, LLC | 3,135 | $3,000 | 0.00% | −865−21.6% | 減碼 |
| Ogorek Anthony Joseph | 3,600 | $3,000 | 0.00% | 00.0% | 不變 |
| Valley National Advisers Inc | 3,000 | $3,000 | 0.00% | 00.0% | 不變 |
| Rockefeller Capital Management L.P. | 3,500 | $3,000 | 0.00% | 00.0% | 不變 |
| Creative Financial Designs Inc | 3,250 | $2,880 | 0.00% | 00.0% | 不變 |
| Pacifica Partners Inc. | 3,500 | $2,600 | 0.00% | 00.0% | 不變 |
| CoreCap Advisors, LLC | 2,801 | $2,482 | 0.00% | +2,801 | 新進 |
| TD Waterhouse Canada Inc. | 2,200 | $2,266 | 0.00% | 00.0% | 不變 |
| Asset Dedication, LLC | 1,771 | $2,000 | 0.00% | 00.0% | 不變 |
| Harbour Investments, Inc. | 2,200 | $1,949 | 0.00% | 00.0% | 不變 |
| Stephens Consulting, LLC | 1,740 | $1,542 | 0.00% | 00.0% | 不變 |
| Armstrong Advisory Group, Inc | 1,520 | $1,347 | 0.00% | +1,520 | 新進 |
| Accel Wealth Management | 1,500 | $1,329 | 0.00% | 00.0% | 不變 |
| SOA Wealth Advisors, LLC. | 1,451 | $1,286 | 0.00% | 00.0% | 不變 |
| Fiduciary Alliance LLC | 1,250 | $1,108 | 0.00% | +1,250 | 新進 |
| National Bank of Canada | 1,250 | $1,100 | 0.00% | 00.0% | 不變 |
| PFS Partners, LLC | 1,063 | $942 | 0.00% | +1,063 | 新進 |
| TFC Financial Management | 893 | $791 | 0.00% | 00.0% | 不變 |
| Advisory Services Network, LLC | 890 | $789 | 0.00% | +890 | 新進 |
| Parallel Advisors, LLC | 768 | $680 | 0.00% | 00.0% | 不變 |
| Cary Street Partner Investment Advisory LLC | 750 | $665 | 0.00% | +750 | 新進 |
| Signaturefd, LLC | 569 | $504 | 0.00% | +569 | 新進 |
| Allworth Financial LP | 505 | $447 | 0.00% | −1,875−78.8% | 減碼 |
| First Manhattan Co | 500 | $443 | 0.00% | 00.0% | 不變 |
| GHP Investment Advisors, Inc. | 358 | $317 | 0.00% | 00.0% | 不變 |