Sorrento Therapeutics, Inc.
SRNE2023/4/12 下市- 產業
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. 已在 2023/4/12 下市；內部人最後一份 Form 4 在 2023/3/20 申報；2022 年第 4 季末有 224 家機構在 13F 申報持有，市值合計 $1.81 億；大師中只有橡樹資本持有。
2021 年第 3 季 13F 持有人
Sorrento Therapeutics, Inc. 在 2021/9/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 221
- 較 2021 年第 2 季 +13 家
- 持有股數
- 8,614 萬
- 較 2021 年第 2 季 +895.0 萬 (+11.6%)
- 總市值
- $6.58 億
- 較 2021 年第 2 季 −$8,971 萬 (−12.0%)
- 新進機構
- 31
- 另有 69 家加碼
- 清倉機構
- 18
- 另有 52 家減碼
另有 4 家機構在 2021 年第 2 季持有、還沒有申報 2021 年第 3 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 SRNE 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 5 | $70 |
| 2026 年第 1 季 | 4 | $380 |
| 2025 年第 4 季 | 5 | $82 |
| 2025 年第 3 季 | 4 | $20 |
| 2025 年第 2 季 | 2 | $6 |
| 2025 年第 1 季 | 4 | $4 |
| 2024 年第 4 季 | 5 | $66 |
| 2024 年第 3 季 | 4 | $287 |
| 2024 年第 2 季 | 5 | $826 |
| 2024 年第 1 季 | 7 | $704 |
| 2023 年第 4 季 | 9 | $1.39 萬 |
| 2023 年第 3 季 | 9 | $6,423 |
| 2023 年第 2 季 | 9 | $2.61 萬 |
| 2023 年第 1 季 | 34 | $158.2 萬 |
| 2022 年第 4 季 | 224 | $1.81 億 |
| 2022 年第 3 季 | 233 | $2.60 億 |
| 2022 年第 2 季 | 229 | $3.08 億 |
| 2022 年第 1 季 | 235 | $3.02 億 |
| 2021 年第 4 季 | 234 | $4.32 億 |
| 2021 年第 3 季 | 221 | $6.58 億 |
| 2021 年第 2 季 | 212 | $7.51 億 |
| 2021 年第 1 季 | 231 | $6.41 億 |
2021 年第 3 季持有機構
每家機構持有 Sorrento Therapeutics, Inc. 的股數、市值與佔組合比重；股數變化跟 2021 年第 2 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| BlackRock Inc. | 20,867,671 | $1.59 億 | 0.00% | +1,749,749+9.2% | 加碼 |
| Vanguard Group Inc | 15,506,493 | $1.18 億 | 0.00% | +1,376,502+9.7% | 加碼 |
| State Street Corp | 12,287,375 | $9,375 萬 | 0.00% | +2,054,848+20.1% | 加碼 |
| Geode Capital Management, LLC | 5,059,333 | $3,860 萬 | 0.01% | +653,387+14.8% | 加碼 |
| D. E. Shaw & Co., Inc. | 2,952,835 | $2,253 萬 | 0.03% | +1,142,466+63.1% | 加碼 |
| JPMorgan Chase & Co | 2,935,011 | $2,240 萬 | 0.00% | +367,680+14.3% | 加碼 |
| Northern Trust Corp | 2,916,760 | $2,225 萬 | 0.00% | +61,983+2.2% | 加碼 |
| Charles Schwab Investment Management Inc | 2,032,750 | $1,551 萬 | 0.01% | +302,190+17.5% | 加碼 |
| Sabby Management, LLC | 1,698,107 | $1,296 萬 | 2.84% | +500,131+41.7% | 加碼 |
| Nuveen Asset Management, LLC | 1,089,945 | $899.2 萬 | 0.00% | −125,802−10.3% | 減碼 |
| Bank of New York Mellon Corp | 1,162,385 | $886.9 萬 | 0.00% | +149,208+14.7% | 加碼 |
| Wells Fargo & Company | 925,445 | $706.0 萬 | 0.00% | +98,912+12.0% | 加碼 |
| Morgan Stanley | 861,269 | $657.2 萬 | 0.00% | −52,040−5.7% | 減碼 |
| Mirae Asset Global Investments Co., Ltd. | 786,986 | $600.5 萬 | 0.02% | +154,327+24.4% | 加碼 |
| Schroder Investment Management Group | 714,821 | $545.4 萬 | 0.01% | −142,476−16.6% | 減碼 |
| Norges Bank | 712,535 | $543.7 萬 | 0.00% | +712,535 | 新進 |
| Susquehanna International Group, LLP | 649,089 | $495.3 萬 | 0.01% | −562,904−46.4% | 減碼 |
| Swiss National Bank | 603,300 | $460.3 萬 | 0.00% | +16,300+2.8% | 加碼 |
| Goldman Sachs Group Inc | 597,766 | $456.1 萬 | 0.00% | +20,023+3.5% | 加碼 |
| UBS Group AG | 479,619 | $365.9 萬 | 0.00% | +324,010+208.2% | 加碼 |
| Alliancebernstein L.P. | 419,200 | $319.8 萬 | 0.00% | +93,400+28.7% | 加碼 |
| Cormorant Asset Management, LP | 400,000 | $305.2 萬 | 0.12% | −100,000−20.0% | 減碼 |
| Rafferty Asset Management, LLC | 393,440 | $300.2 萬 | 0.02% | +99,357+33.8% | 加碼 |
| California State Teachers Retirement System | 372,698 | $284.4 萬 | 0.00% | −3,020−0.8% | 減碼 |
| Citigroup Inc | 350,959 | $267.8 萬 | 0.00% | −218,421−38.4% | 減碼 |
| State of Wisconsin Investment Board | 336,900 | $257.1 萬 | 0.01% | −40,900−10.8% | 減碼 |
| State of New Jersey Common Pension Fund D | 319,131 | $243.5 萬 | 0.01% | +161,962+103.0% | 加碼 |
| UBS Asset Management Americas Inc | 301,898 | $230.3 萬 | 0.00% | −8,403−2.7% | 減碼 |
| Rhumbline Advisers | 298,752 | $227.9 萬 | 0.00% | +7,335+2.5% | 加碼 |
| First Trust Advisors LP | 282,917 | $215.9 萬 | 0.00% | +214,194+311.7% | 加碼 |
| Credit Suisse AG | 281,314 | $214.6 萬 | 0.00% | −101,689−26.6% | 減碼 |
| Bank of America Corp | 277,813 | $211.9 萬 | 0.00% | +4,451+1.6% | 加碼 |
| Mutual of America Capital Management LLC | 274,807 | $209.7 萬 | 0.02% | −3,959−1.4% | 減碼 |
| Nisa Investment Advisors, LLC | 258,450 | $197.2 萬 | 0.01% | 00.0% | 不變 |
| Legal & General Group Plc | 240,671 | $183.6 萬 | 0.00% | +173,764+259.7% | 加碼 |
| Emfo, LLC | 233,008 | $177.8 萬 | 1.57% | −110,000−32.1% | 減碼 |
| Citadel Advisors LLC | 228,055 | $174.0 萬 | 0.00% | +154,832+211.5% | 加碼 |
| Raymond James Financial Services Advisors, Inc. | 215,161 | $164.2 萬 | 0.00% | +24,907+13.1% | 加碼 |
| Deutsche Bank AG | 196,221 | $149.6 萬 | 0.00% | +8,789+4.7% | 加碼 |
| New York State Common Retirement Fund | 184,737 | $141.0 萬 | 0.00% | −50,878−21.6% | 減碼 |
| Advisor Group Holdings, Inc. | 184,826 | $140.2 萬 | 0.00% | −151−0.1% | 減碼 |
| State Board of Administration of Florida Retirement System | 168,393 | $128.5 萬 | 0.00% | −45,229−21.2% | 減碼 |
| American International Group, Inc. | 152,061 | $116.0 萬 | 0.01% | −705−0.5% | 減碼 |
| Raymond James & Associates | 151,757 | $115.8 萬 | 0.00% | +39,300+34.9% | 加碼 |
| Heritage Wealth Management, LLC | 150,000 | $114.5 萬 | 0.41% | 00.0% | 不變 |
| Manufacturers Life Insurance Company, The | 137,892 | $105.2 萬 | 0.00% | −9,858−6.7% | 減碼 |
| Barclays PLC | 135,978 | $103.8 萬 | 0.00% | +93,676+221.4% | 加碼 |
| Oaktree Capital Management LP大師橡樹資本 | 134,000 | $102.3 萬 | 0.01% | 00.0% | 不變 |
| Walleye Trading LLC | 128,365 | $97.9 萬 | 0.02% | +128,365 | 新進 |
| Invesco Ltd. | 120,343 | $91.9 萬 | 0.00% | +23,142+23.8% | 加碼 |
| LPL Financial LLC | 111,733 | $85.3 萬 | 0.00% | −2,578−2.3% | 減碼 |
| Principal Financial Group Inc | 110,712 | $84.5 萬 | 0.00% | +3,575+3.3% | 加碼 |
| swisspartners Ltd. | 110,000 | $83.9 萬 | 0.65% | 00.0% | 不變 |
| SG Americas Securities, LLC | 109,877 | $83.8 萬 | 0.00% | +97,200+766.7% | 加碼 |
| Avidian Wealth Solutions, LLC | 109,000 | $83.2 萬 | 0.06% | −400.0% | 減碼 |
| Voya Investment Management LLC | 107,539 | $82.1 萬 | 0.00% | 00.0% | 不變 |
| Parametric Portfolio Associates LLC | 101,916 | $77.8 萬 | 0.00% | −39,223−27.8% | 減碼 |
| Price T Rowe Associates Inc | 101,973 | $77.8 萬 | 0.00% | −22,500−18.1% | 減碼 |
| Highland Capital Management Fund Advisors, L.P. | 100,000 | $76.3 萬 | 0.13% | +100,000 | 新進 |
| Ameriprise Financial Inc | 93,824 | $71.6 萬 | 0.00% | +363+0.4% | 加碼 |
| Commonwealth Equity Services, LLC | 89,262 | $68.1 萬 | 0.00% | +3,380+3.9% | 加碼 |
| MetLife Investment Management | 88,173 | $67.3 萬 | 0.01% | −10,163−10.3% | 減碼 |
| Tower Research Capital LLC (TRC) | 84,744 | $64.7 萬 | 0.02% | +77,495+1,069.0% | 加碼 |
| Cambridge Investment Research Advisors, Inc. | 84,344 | $64.4 萬 | 0.00% | −932−1.1% | 減碼 |
| Arizona State Retirement System | 74,376 | $56.7 萬 | 0.00% | +1,986+2.7% | 加碼 |
| Metropolitan Life Insurance Co | 72,900 | $55.6 萬 | 0.01% | −519−0.7% | 減碼 |
| ClariVest Asset Management LLC | 68,861 | $52.6 萬 | 0.02% | −2,368−3.3% | 減碼 |
| Oaktree Fund Advisors, LLC | 66,000 | $50.3 萬 | 48.93% | 00.0% | 不變 |
| HAP Trading, LLC | 61,523 | $46.9 萬 | 0.03% | +23,471+61.7% | 加碼 |
| Handelsbanken Fonder AB | 61,300 | $46.8 萬 | 0.00% | 00.0% | 不變 |
| Jane Street Group, LLC | 53,289 | $40.7 萬 | 0.00% | −4,463−7.7% | 減碼 |
| Royal Bank of Canada | 51,109 | $39.0 萬 | 0.00% | +12,767+33.3% | 加碼 |
| BNP Paribas Arbitrage, SA | 50,276 | $38.4 萬 | 0.00% | +40,171+397.5% | 加碼 |
| SlateStone Wealth, LLC | 49,733 | $37.9 萬 | 0.09% | 00.0% | 不變 |
| Amalgamated Bank | 48,157 | $36.7 萬 | 0.00% | −2,069−4.1% | 減碼 |
| Patriot Financial Group Insurance Agency, LLC | 46,652 | $35.6 萬 | 0.06% | +450+1.0% | 加碼 |
| Collective Family Office LLC | 44,203 | $33.7 萬 | 0.14% | +15,443+53.7% | 加碼 |
| Moloney Securities Asset Management, LLC | 43,200 | $33.0 萬 | 0.06% | +43,200 | 新進 |
| Donald L. Hagan, LLC | 42,929 | $32.8 萬 | 0.19% | +2,871+7.2% | 加碼 |
| Teacher Retirement System of Texas | 42,908 | $32.7 萬 | 0.00% | +13,597+46.4% | 加碼 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 42,068 | $32.1 萬 | 0.00% | 00.0% | 不變 |
| Bridgewater Advisors Inc. | 39,500 | $30.1 萬 | 0.08% | +7,000+21.5% | 加碼 |
| S&T Bank | 38,853 | $29.6 萬 | 0.05% | 00.0% | 不變 |
| Independent Financial Group, LLC | 38,000 | $29.0 萬 | 0.03% | +7,000+22.6% | 加碼 |
| Private Advisor Group, LLC | 36,800 | $28.1 萬 | 0.00% | −1,025−2.7% | 減碼 |
| ProShare Advisors LLC | 35,603 | $27.2 萬 | 0.00% | −35,127−49.7% | 減碼 |
| Gsa Capital Partners LLP | 35,363 | $27.0 萬 | 0.03% | +35,363 | 新進 |
| Victory Capital Management Inc | 34,236 | $26.1 萬 | 0.00% | −16,234−32.2% | 減碼 |
| STRS Ohio | 33,600 | $25.6 萬 | 0.00% | +28,900+614.9% | 加碼 |
| Public Employees Retirement Association of Colorado | 33,397 | $25.5 萬 | 0.00% | 00.0% | 不變 |
| HighTower Advisors, LLC | 33,543 | $25.5 萬 | 0.00% | +7,491+28.8% | 加碼 |
| AXA S.A. | 29,800 | $22.7 萬 | 0.00% | +29,800 | 新進 |
| Centaurus Financial, Inc. | 29,535 | $22.5 萬 | 0.02% | +4,100+16.1% | 加碼 |
| AQR Capital Management LLC | 28,930 | $22.1 萬 | 0.00% | −44,011−60.3% | 減碼 |
| United Capital Management of KS, Inc. | 26,990 | $20.6 萬 | 0.08% | +6,025+28.7% | 加碼 |
| GFG Capital, LLC | 26,800 | $20.4 萬 | 0.06% | +26,800 | 新進 |
| Connor, Clark & Lunn Investment Management Ltd. | 26,495 | $20.2 萬 | 0.00% | +26,495 | 新進 |
| First Republic Investment Management, Inc. | 25,837 | $19.7 萬 | 0.00% | +25,837 | 新進 |
| US Bancorp | 25,600 | $19.5 萬 | 0.00% | −240−0.9% | 減碼 |
| Sheaff Brock Investment Advisors, LLC | 24,850 | $19.0 萬 | 0.02% | +4,400+21.5% | 加碼 |