Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in Sorrento Therapeutics, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 221
- +13 vs. Q2 2021
- Shares held
- 86.1M
- +8.95M (+11.6%) vs. Q2 2021
- Total value
- $657.9M
- −$89.7M (−12.0%) vs. Q2 2021
- New holders
- 31
- 69 more added
- Sold out
- 18
- 52 more reduced
4 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Eaton Vance Management | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Investors Research Corp | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Ellis Investment Partners, LLC | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 25 | $0 | 0.00% | 00.0% | Unchanged |
| Gerber Kawasaki Wealth & Investment Management | 101 | $0 | 0.00% | +101 | New |
| Hexagon Capital Partners LLC | 1 | $0 | 0.00% | +1 | New |
| Clearstead Advisors, LLC | 130 | $1.00K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 77 | $1.00K | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 116 | $1.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 150 | $1.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 191 | $1.00K | 0.00% | +191 | New |
| Rockbridge Investment Management, LCC | 100 | $1.00K | 0.00% | +100 | New |
| Dark Forest Capital Management LP | 144 | $1.00K | 0.00% | +144 | New |
| Bell Investment Advisors, Inc | 128 | $1.00K | 0.00% | +128 | New |
| Arcadia Investment Advisors LLC | 150 | $1.15K | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 300 | $2.00K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 300 | $2.00K | 0.00% | 00.0% | Unchanged |
| Meridian Wealth Partners, LLC | 300 | $2.00K | 0.00% | +300 | New |
| First Manhattan Co | 500 | $3.00K | 0.00% | 00.0% | Unchanged |
| McCarthy Asset Management, Inc. | 375 | $3.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 347 | $3.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 500 | $4.00K | 0.00% | −297−37.3% | Reduced |
| Community Bank, N.A. | 500 | $4.00K | 0.00% | 00.0% | Unchanged |
| Brewin Dolphin Ltd | 580 | $4.42K | 0.00% | 00.0% | Unchanged |
| Toth Financial Advisory Corp | 600 | $5.00K | 0.00% | −1,350−69.2% | Reduced |
| Global Retirement Partners, LLC | 850 | $6.00K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 971 | $7.00K | 0.00% | 00.0% | Unchanged |
| TFC Financial Management | 893 | $7.00K | 0.00% | +2+0.2% | Added |
| Howe & Rusling Inc | 1,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 1,034 | $8.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,100 | $8.00K | 0.00% | +1,000+1,000.0% | Added |
| NEXT Financial Group, Inc | 1,028 | $8.00K | 0.00% | +928+928.0% | Added |
| Resources Management Corp | 1,340 | $10.0K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 1,500 | $11.0K | 0.00% | 00.0% | Unchanged |
| Accel Wealth Management | 1,500 | $11.0K | 0.01% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 1,426 | $11.0K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,451 | $11.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 2,050 | $16.0K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 2,262 | $17.0K | 0.00% | 00.0% | Unchanged |
| Lenox Wealth Advisors, LLC | 2,500 | $19.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 2,850 | $21.7K | 0.00% | 00.0% | Unchanged |
| Leonteq Securities AG | 3,000 | $22.9K | 0.00% | +1,000+50.0% | Added |
| Valley National Advisers Inc | 3,000 | $23.0K | 0.00% | −2,059−40.7% | Reduced |
| Captrust Financial Advisors | 3,100 | $24.0K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 3,200 | $24.0K | 0.00% | +3,200 | New |
| Cutler Group LP | 3,500 | $26.0K | 0.00% | −1,700−32.7% | Reduced |
| Ogorek Anthony Joseph | 3,600 | $27.0K | 0.01% | 00.0% | Unchanged |
| Macquarie Group Ltd | 3,972 | $30.0K | 0.00% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 4,000 | $30.5K | 0.02% | −34,760−89.7% | Reduced |
| Baillie Gifford & Co | 4,314 | $33.0K | 0.00% | −838−16.3% | Reduced |
| Larson Financial Group LLC | 4,785 | $37.0K | 0.01% | +898+23.1% | Added |
| Huntington National Bank | 5,001 | $38.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 5,342 | $41.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 5,798 | $44.0K | 0.00% | 00.0% | Unchanged |
| J.Safra Asset Management Corp | 5,980 | $45.0K | 0.01% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 6,000 | $45.8K | 0.00% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 6,115 | $47.0K | 0.00% | −4,786−43.9% | Reduced |
| Jacobi Capital Management LLC | 6,660 | $51.0K | 0.01% | 00.0% | Unchanged |
| Credit Agricole S A | 7,000 | $53.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 6,898 | $53.0K | 0.00% | +74+1.1% | Added |
| Rockefeller Capital Management L.P. | 7,500 | $57.0K | 0.00% | 00.0% | Unchanged |
| Sculptor Capital LP | 8,600 | $66.0K | 0.00% | +8,600 | New |
| Benjamin F. Edwards & Company, Inc. | 10,000 | $76.0K | 0.00% | 00.0% | Unchanged |
| Golden State Wealth Management, LLC | 10,000 | $76.0K | 0.02% | 00.0% | Unchanged |
| Centiva Capital, LP | 10,112 | $77.0K | 0.01% | +10,112 | New |
| Ieq Capital, LLC | 10,182 | $77.0K | 0.00% | +10,182 | New |
| Peapack Gladstone Financial Corp | 10,200 | $78.0K | 0.00% | 00.0% | Unchanged |
| Everhart Financial Group, Inc. | 10,717 | $82.0K | 0.06% | 00.0% | Unchanged |
| Verition Fund Management LLC | 10,922 | $83.0K | 0.00% | −447−3.9% | Reduced |
| People's United Financial, Inc. | 10,870 | $83.0K | 0.00% | +10,870 | New |
| Parametrica Management Ltd | 11,058 | $84.0K | 0.06% | +11,058 | New |
| Focused Wealth Management, Inc | 11,500 | $88.0K | 0.01% | +1,500+15.0% | Added |
| AMP Capital Investors Ltd | 11,981 | $91.0K | 0.00% | 00.0% | Unchanged |
| Visionary Wealth Advisors | 12,200 | $93.0K | 0.01% | +12,200 | New |
| TownSquare Capital, LLC | 12,765 | $97.0K | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 12,701 | $97.0K | 0.01% | +335+2.7% | Added |
| Truist Financial Corp | 13,001 | $99.0K | 0.00% | −23,700−64.6% | Reduced |
| Integrated Advisors Network LLC | 13,000 | $99.0K | 0.01% | 00.0% | Unchanged |
| Xponance, Inc. | 13,068 | $100.0K | 0.00% | −1,857−12.4% | Reduced |
| Secure Asset Management, LLC | 13,457 | $103.0K | 0.05% | +13,457 | New |
| Bank of Montreal | 13,424 | $105.0K | 0.00% | +3,252+32.0% | Added |
| InterOcean Capital Group, LLC | 14,000 | $107.0K | 0.01% | +3,000+27.3% | Added |
| HSBC Holdings PLC | 14,287 | $108.0K | 0.00% | −1,208−7.8% | Reduced |
| TL Private Wealth | 16,000 | $108.0K | 0.06% | +16,000 | New |
| Acorn Wealth Advisors, LLC | 14,238 | $109.0K | 0.08% | +3,948+38.4% | Added |
| Squarepoint Ops LLC | 14,442 | $110.0K | 0.00% | −29,872−67.4% | Reduced |
| Sigma Planning Corp | 14,440 | $110.0K | 0.00% | +1,110+8.3% | Added |
| Valeo Financial Advisors, LLC | 14,373 | $110.0K | 0.01% | +1,373+10.6% | Added |
| International Assets Investment Management, LLC | 14,600 | $111.0K | 0.02% | 00.0% | Unchanged |
| AE Wealth Management LLC | 14,661 | $112.0K | 0.00% | +2,126+17.0% | Added |
| Spire Wealth Management | 15,060 | $115.0K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 15,443 | $118.0K | 0.00% | −7,261−32.0% | Reduced |
| Wedbush Securities Inc | 15,500 | $118.0K | 0.01% | +3,500+29.2% | Added |
| Belpointe Asset Management LLC | 15,923 | $121.0K | 0.01% | −400−2.5% | Reduced |
| Poehling Capital Management, LLC | 16,000 | $122.0K | 0.04% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 15,957 | $122.0K | 0.00% | +15,957 | New |
| Stratos Wealth Partners, LTD. | 16,060 | $123.0K | 0.00% | −13,720−46.1% | Reduced |
| Great West Life Assurance Co | 15,964 | $123.0K | 0.00% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 16,391 | $125.0K | 0.00% | −3,400−17.2% | Reduced |