Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q2 2021
Institutional positions in Sorrento Therapeutics, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 212
- −18 vs. Q1 2021
- Shares held
- 77.5M
- −29.0K (0.0%) vs. Q1 2021
- Total value
- $750.9M
- +$109.6M (+17.1%) vs. Q1 2021
- New holders
- 30
- 71 more added
- Sold out
- 48
- 55 more reduced
1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| National Asset Management, Inc. | 21,318 | $207.0K | 0.01% | −14,750−40.9% | Reduced |
| Cubist Systematic Strategies, LLC | 21,028 | $204.0K | 0.00% | +21,028 | New |
| HighPoint Advisor Group LLC | 20,935 | $203.0K | 0.02% | −3,900−15.7% | Reduced |
| Ameritas Investment Partners, Inc. | 20,966 | $203.0K | 0.01% | 00.0% | Unchanged |
| United Capital Management of KS, Inc. | 20,965 | $203.0K | 0.08% | +20,965 | New |
| Sheaff Brock Investment Advisors, LLC | 20,450 | $198.0K | 0.02% | +2,850+16.2% | Added |
| QS Investors, LLC | 20,000 | $194.0K | 0.00% | −200−1.0% | Reduced |
| Salem Investment Counselors Inc | 20,000 | $194.0K | 0.01% | 00.0% | Unchanged |
| Crescent Grove Advisors, LLC | 20,000 | $194.0K | 0.02% | +20,000 | New |
| Integrated Wealth Concepts LLC | 19,791 | $192.0K | 0.01% | +200+1.0% | Added |
| Modus Advisors, LLC | 19,706 | $191.0K | 0.08% | 00.0% | Unchanged |
| Pictet Asset Management Ltd | 19,066 | $185.0K | 0.00% | −2,934−13.3% | Reduced |
| IHT Wealth Management, LLC | 19,043 | $185.0K | 0.01% | 00.0% | Unchanged |
| Prudential Financial Inc | 18,300 | $177.0K | 0.00% | +1,790+10.8% | Added |
| Spectrum Wealth Advisory Group, LLC | 18,093 | $175.0K | 0.17% | −1,000−5.2% | Reduced |
| Newbridge Financial Services Group, Inc. | 18,050 | $175.0K | 0.11% | +1,000+5.9% | Added |
| HighVista Strategies LLC | 18,000 | $174.0K | 0.12% | 00.0% | Unchanged |
| Banque Cantonale Vaudoise | 17,200 | $166.0K | 0.01% | +500+3.0% | Added |
| Keystone Financial Group | 17,050 | $165.0K | 0.03% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 16,323 | $158.0K | 0.01% | +2,300+16.4% | Added |
| Laidlaw Wealth Management LLC | 16,180 | $157.0K | 0.04% | 00.0% | Unchanged |
| Poehling Capital Management, LLC | 16,000 | $155.0K | 0.05% | 00.0% | Unchanged |
| Great West Life Assurance Co | 15,964 | $154.0K | 0.00% | +26+0.2% | Added |
| HSBC Holdings PLC | 15,495 | $150.0K | 0.00% | +15,495 | New |
| Spire Wealth Management | 15,060 | $146.0K | 0.00% | −4,500−23.0% | Reduced |
| Xponance, Inc. | 14,925 | $145.0K | 0.00% | +14,925 | New |
| International Assets Investment Management, LLC | 14,600 | $141.0K | 0.03% | −4,898−25.1% | Reduced |
| Kestra Advisory Services, LLC | 14,127 | $137.0K | 0.00% | +300+2.2% | Added |
| Sigma Planning Corp | 13,330 | $129.0K | 0.00% | −2,050−13.3% | Reduced |
| Integrated Advisors Network LLC | 13,000 | $126.0K | 0.01% | −4,000−23.5% | Reduced |
| Valeo Financial Advisors, LLC | 13,000 | $126.0K | 0.01% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 12,677 | $123.0K | 0.00% | −30,951−70.9% | Reduced |
| TownSquare Capital, LLC | 12,765 | $121.0K | 0.00% | 00.0% | Unchanged |
| AE Wealth Management LLC | 12,535 | $121.0K | 0.00% | +12,535 | New |
| Meeder Asset Management Inc | 12,366 | $120.0K | 0.01% | +5,776+87.6% | Added |
| Wedbush Securities Inc | 12,000 | $116.0K | 0.01% | +12,000 | New |
| AMP Capital Investors Ltd | 11,981 | $116.0K | 0.00% | +11,981 | New |
| Capula Management Ltd | 11,481 | $111.0K | 0.02% | +11,481 | New |
| Verition Fund Management LLC | 11,369 | $110.0K | 0.00% | +11,369 | New |
| InterOcean Capital Group, LLC | 11,000 | $107.0K | 0.01% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 10,901 | $106.0K | 0.00% | 00.0% | Unchanged |
| Everhart Financial Group, Inc. | 10,717 | $104.0K | 0.07% | +10,717 | New |
| Bank of Montreal | 10,172 | $101.0K | 0.00% | −62,959−86.1% | Reduced |
| Acorn Wealth Advisors, LLC | 10,290 | $100.0K | 0.07% | +10,290 | New |
| Peapack Gladstone Financial Corp | 10,200 | $99.0K | 0.00% | −700−6.4% | Reduced |
| BNP Paribas Arbitrage, SA | 10,105 | $97.9K | 0.00% | −22,121−68.6% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 10,000 | $97.0K | 0.00% | −10,000−50.0% | Reduced |
| Focused Wealth Management, Inc | 10,000 | $97.0K | 0.02% | −1,230−11.0% | Reduced |
| Golden State Wealth Management, LLC | 10,000 | $97.0K | 0.02% | 00.0% | Unchanged |
| J.Safra Asset Management Corp | 5,980 | $76.0K | 0.04% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 7,500 | $72.0K | 0.00% | −1,200−13.8% | Reduced |
| Tower Research Capital LLC (TRC) | 7,249 | $70.0K | 0.00% | −42,706−85.5% | Reduced |
| Credit Agricole S A | 7,000 | $68.0K | 0.00% | +2,000+40.0% | Added |
| Harbour Investments, Inc. | 6,824 | $66.0K | 0.00% | −197−2.8% | Reduced |
| Jacobi Capital Management LLC | 6,660 | $65.0K | 0.01% | +2,960+80.0% | Added |
| Neo Ivy Capital Management | 6,668 | $65.0K | 0.07% | +6,668 | New |
| Federation des caisses Desjardins du Quebec | 6,000 | $58.1K | 0.00% | −4,300−41.7% | Reduced |
| Steward Partners Investment Advisory, LLC | 5,798 | $56.0K | 0.00% | −2,400−29.3% | Reduced |
| The PNC Financial Services Group, Inc. | 5,342 | $51.0K | 0.00% | +1,982+59.0% | Added |
| Baillie Gifford & Co | 5,152 | $50.0K | 0.00% | −379−6.9% | Reduced |
| Cutler Group LP | 5,200 | $50.0K | 0.00% | +500+10.6% | Added |
| Valley National Advisers Inc | 5,059 | $49.0K | 0.01% | 00.0% | Unchanged |
| Huntington National Bank | 5,001 | $48.0K | 0.00% | 00.0% | Unchanged |
| STRS Ohio | 4,700 | $45.0K | 0.00% | +4,700 | New |
| Panagora Asset Management Inc | 4,426 | $43.0K | 0.00% | +1,050+31.1% | Added |
| Macquarie Group Ltd | 3,972 | $38.0K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 3,887 | $38.0K | 0.01% | +3,887 | New |
| Ogorek Anthony Joseph | 3,600 | $34.0K | 0.02% | 00.0% | Unchanged |
| Captrust Financial Advisors | 3,100 | $30.0K | 0.00% | +829+36.5% | Added |
| American Portfolios Advisors | 2,850 | $27.6K | 0.00% | −2,000−41.2% | Reduced |
| Lenox Wealth Advisors, LLC | 2,500 | $24.0K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 2,262 | $22.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 2,050 | $20.0K | 0.00% | 00.0% | Unchanged |
| Leonteq Securities AG | 2,000 | $19.4K | 0.00% | −3,000−60.0% | Reduced |
| Toth Financial Advisory Corp | 1,950 | $19.0K | 0.00% | 00.0% | Unchanged |
| Paradigm, Strategies in Wealth Management, LLC | 1,590 | $15.0K | 0.01% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 1,500 | $15.0K | 0.00% | 00.0% | Unchanged |
| Accel Wealth Management | 1,500 | $15.0K | 0.01% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 1,426 | $14.0K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,451 | $14.0K | 0.00% | 00.0% | Unchanged |
| Resources Management Corp | 1,340 | $13.0K | 0.00% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 1,034 | $10.0K | 0.00% | −50−4.6% | Reduced |
| Howe & Rusling Inc | 1,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 971 | $9.00K | 0.00% | 00.0% | Unchanged |
| TFC Financial Management | 891 | $9.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 797 | $8.00K | 0.00% | −9−1.1% | Reduced |
| Global Retirement Partners, LLC | 850 | $8.00K | 0.00% | 00.0% | Unchanged |
| Brewin Dolphin Ltd | 580 | $5.62K | 0.00% | 00.0% | Unchanged |
| Community Bank, N.A. | 500 | $5.00K | 0.00% | +300+150.0% | Added |
| Creative Financial Designs Inc | 500 | $5.00K | 0.00% | +500 | New |
| Kelly Financial Services LLC | 38,760 | $4.00K | 0.15% | +36,608+1,701.1% | Added |
| First Manhattan Co | 500 | $4.00K | 0.00% | 00.0% | Unchanged |
| McCarthy Asset Management, Inc. | 375 | $4.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 401 | $4.00K | 0.00% | +401 | New |
| Lindbrook Capital, LLC | 347 | $3.00K | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 300 | $3.00K | 0.00% | +300 | New |
| Laurel Wealth Advisors LLC | 300 | $3.00K | 0.00% | +300 | New |
| Trust Co of Vermont | 204 | $2.00K | 0.00% | 00.0% | Unchanged |
| Arcadia Investment Advisors LLC | 150 | $1.45K | 0.00% | +150 | New |
| Eaton Vance Management | 100 | $1.00K | 0.00% | −1,882−95.0% | Reduced |