Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q3 2022
Institutional positions in Sorrento Therapeutics, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 233
- +7 vs. Q2 2022
- Shares held
- 165.7M
- +12.3M (+8.0%) vs. Q2 2022
- Total value
- $260.2M
- −$48.2M (−15.6%) vs. Q2 2022
- New holders
- 27
- 78 more added
- Sold out
- 20
- 42 more reduced
3 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| ExodusPoint Capital Management, LP | 44,233 | $69.0K | 0.00% | +44,233 | New |
| ProShare Advisors LLC | 41,911 | $66.0K | 0.00% | −801−1.9% | Reduced |
| US Bancorp | 41,880 | $66.0K | 0.00% | +4,846+13.1% | Added |
| Two Sigma Securities, LLC | 40,816 | $64.0K | 0.01% | 00.0% | Unchanged |
| Salvus Wealth Management, LLC | 40,911 | $64.0K | 0.06% | 00.0% | Unchanged |
| Centaurus Financial, Inc. | 40,255 | $63.0K | 0.01% | 00.0% | Unchanged |
| SlateStone Wealth, LLC | 40,300 | $63.0K | 0.02% | 00.0% | Unchanged |
| RMR Wealth Builders | 40,250 | $63.0K | 0.02% | +15,750+64.3% | Added |
| S&T Bank | 38,853 | $61.0K | 0.01% | 00.0% | Unchanged |
| Natixis | 37,147 | $60.0K | 0.00% | +22,147+147.6% | Added |
| Balyasny Asset Management LLC | 36,094 | $57.0K | 0.00% | −25,352−41.3% | Reduced |
| Caption Management, LLC | 36,892 | $57.0K | 0.01% | +36,892 | New |
| Mariner, LLC | 34,693 | $54.0K | 0.00% | +34,693 | New |
| Investors Asset Management of Georgia Inc | 33,500 | $53.0K | 0.03% | 00.0% | Unchanged |
| V Wealth Advisors LLC | 33,615 | $53.0K | 0.01% | +33,615 | New |
| GoalVest Advisory LLC | 33,615 | $53.0K | 0.04% | +33,615 | New |
| Public Employees Retirement Association of Colorado | 33,397 | $52.0K | 0.00% | 00.0% | Unchanged |
| Acorn Wealth Advisors, LLC | 32,784 | $51.0K | 0.04% | +574+1.8% | Added |
| Stifel Financial Corp | 31,422 | $49.0K | 0.00% | +9,750+45.0% | Added |
| Captrust Financial Advisors | 30,697 | $48.0K | 0.00% | +28,504+1,299.8% | Added |
| Ameritas Investment Partners, Inc. | 28,515 | $44.0K | 0.00% | 00.0% | Unchanged |
| Valeo Financial Advisors, LLC | 26,473 | $42.0K | 0.00% | +7,000+35.9% | Added |
| Mackenzie Financial Corp | 25,219 | $40.0K | 0.00% | −811−3.1% | Reduced |
| Cetera Advisor Networks LLC | 24,880 | $39.0K | 0.00% | +2,425+10.8% | Added |
| Front Street Capital Management, Inc. | 24,000 | $38.0K | 0.01% | 00.0% | Unchanged |
| Prudential Financial Inc | 23,205 | $37.0K | 0.00% | +420+1.8% | Added |
| Keystone Financial Group | 22,650 | $36.0K | 0.01% | 00.0% | Unchanged |
| Truist Financial Corp | 22,650 | $36.0K | 0.00% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 22,281 | $35.0K | 0.00% | +1,200+5.7% | Added |
| Jump Financial, LLC | 22,284 | $35.0K | 0.00% | +22,284 | New |
| Verition Fund Management LLC | 21,971 | $34.0K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 20,984 | $33.0K | 0.00% | −1,003−4.6% | Reduced |
| Xponance, Inc. | 21,233 | $33.0K | 0.00% | +945+4.7% | Added |
| Crescent Grove Advisors, LLC | 21,000 | $33.0K | 0.00% | +1,000+5.0% | Added |
| IFG Advisory, LLC | 20,039 | $31.0K | 0.00% | +39+0.2% | Added |
| Modus Advisors, LLC | 19,706 | $31.0K | 0.02% | 00.0% | Unchanged |
| Granite Bay Wealth Management, LLC | 19,820 | $31.0K | 0.02% | 00.0% | Unchanged |
| Pictet Asset Management SA | 19,066 | $30.0K | 0.00% | 00.0% | Unchanged |
| NorthRock Partners, LLC | 19,055 | $30.0K | 0.00% | 00.0% | Unchanged |
| Corient Capital Partners, LLC | 14,913 | $30.0K | 0.00% | 00.0% | Unchanged |
| United Capital Management of KS, Inc. | 18,525 | $29.0K | 0.01% | −4,490−19.5% | Reduced |
| Kestra Advisory Services, LLC | 18,312 | $29.0K | 0.00% | −585−3.1% | Reduced |
| Wedbush Securities Inc | 18,300 | $29.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 18,666 | $29.0K | 0.00% | +680+3.8% | Added |
| Metropolitan Life Insurance Co | 17,581 | $27.6K | 0.00% | −5,501−23.8% | Reduced |
| IHT Wealth Management, LLC | 17,368 | $27.0K | 0.00% | 00.0% | Unchanged |
| Integrated Advisors Network LLC | 16,936 | $27.0K | 0.00% | 00.0% | Unchanged |
| InterOcean Capital Group, LLC | 17,000 | $27.0K | 0.00% | 00.0% | Unchanged |
| Poehling Capital Management, LLC | 16,000 | $25.0K | 0.01% | 00.0% | Unchanged |
| Larson Financial Group LLC | 15,825 | $25.0K | 0.00% | +5,000+46.2% | Added |
| Dakota Wealth Management | 15,000 | $24.0K | 0.00% | +15,000 | New |
| M&T Bank Corp | 14,570 | $23.0K | 0.00% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 14,515 | $22.8K | 0.01% | +7,150+97.1% | Added |
| Nisa Investment Advisors, LLC | 13,986 | $22.0K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 14,000 | $22.0K | 0.00% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 13,780 | $22.0K | 0.00% | 00.0% | Unchanged |
| AE Wealth Management LLC | 13,707 | $22.0K | 0.00% | +32+0.2% | Added |
| Telemus Capital, LLC | 13,373 | $21.0K | 0.00% | 00.0% | Unchanged |
| National Asset Management, Inc. | 12,195 | $20.0K | 0.00% | +12,195 | New |
| Ground Swell Capital, LLC | 13,044 | $20.0K | 0.06% | +13,044 | New |
| Patriot Financial Group Insurance Agency, LLC | 11,852 | $19.0K | 0.00% | −5,700−32.5% | Reduced |
| Goelzer Investment Management, Inc. | 12,000 | $19.0K | 0.00% | 00.0% | Unchanged |
| Everhart Financial Group, Inc. | 11,717 | $19.0K | 0.01% | 00.0% | Unchanged |
| Glenmede Trust Co NA | 11,558 | $18.0K | 0.00% | +11,558 | New |
| Spectrum Wealth Advisory Group, LLC | 11,023 | $17.0K | 0.02% | −570−4.9% | Reduced |
| Thrive Wealth Management, LLC | 11,146 | $17.0K | 0.01% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 10,876 | $17.0K | 0.00% | +10,876 | New |
| Peapack Gladstone Financial Corp | 10,200 | $16.0K | 0.00% | −91−0.9% | Reduced |
| Royal Bank of Canada | 10,734 | $16.0K | 0.00% | +757+7.6% | Added |
| Benjamin F. Edwards & Company, Inc. | 10,000 | $16.0K | 0.00% | 00.0% | Unchanged |
| Ieq Capital, LLC | 10,000 | $16.0K | 0.00% | 00.0% | Unchanged |
| Running Point Capital Advisors, LLC | 10,000 | $16.0K | 0.01% | 00.0% | Unchanged |
| Weaver Consulting Group | 10,100 | $16.0K | 0.01% | +10,100 | New |
| Ci Investments Inc. | 7,921 | $12.0K | 0.00% | −590−6.9% | Reduced |
| Credit Agricole S A | 7,000 | $11.0K | 0.00% | 00.0% | Unchanged |
| Van Eck Associates Corp | 7,288 | $11.0K | 0.00% | +7,288 | New |
| Newbridge Financial Services Group, Inc. | 6,650 | $10.0K | 0.01% | 00.0% | Unchanged |
| Huntington National Bank | 6,001 | $9.00K | 0.00% | 00.0% | Unchanged |
| Banque Cantonale Vaudoise | 5,000 | $8.00K | 0.00% | −10,000−66.7% | Reduced |
| Federation des caisses Desjardins du Quebec | 4,460 | $7.00K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 4,500 | $7.00K | 0.00% | 00.0% | Unchanged |
| Pacifica Partners Inc. | 3,500 | $7.00K | 0.01% | 00.0% | Unchanged |
| American Portfolios Advisors | 4,350 | $6.83K | 0.00% | 00.0% | Unchanged |
| Leonteq Securities AG | 4,000 | $6.28K | 0.00% | 00.0% | Unchanged |
| Baillie Gifford & Co | 3,711 | $6.00K | 0.00% | −603−14.0% | Reduced |
| AlphaMark Advisors, LLC | 4,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Macquarie Group Ltd | 1,241 | $6.00K | 0.00% | −2,731−68.8% | Reduced |
| Valley National Advisers Inc | 3,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| Ogorek Anthony Joseph | 3,600 | $5.00K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 3,250 | $5.00K | 0.00% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 2,700 | $5.00K | 0.00% | −800−22.9% | Reduced |
| Rockefeller Capital Management L.P. | 3,500 | $5.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 2,990 | $5.00K | 0.00% | +393+15.1% | Added |
| Cutler Group LP | 3,200 | $5.00K | 0.00% | +1,300+68.4% | Added |
| Whittier Trust Co | 2,530 | $4.00K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 2,262 | $4.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,200 | $4.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 2,380 | $4.00K | 0.00% | +2,380 | New |
| Dark Forest Capital Management LP | 2,246 | $4.00K | 0.00% | +2,246 | New |
| TD Waterhouse Canada Inc. | 2,200 | $3.37K | 0.00% | −400−15.4% | Reduced |