Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q3 2022
Institutional positions in Sorrento Therapeutics, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 233
- +7 vs. Q2 2022
- Shares held
- 165.7M
- +12.3M (+8.0%) vs. Q2 2022
- Total value
- $260.2M
- −$48.2M (−15.6%) vs. Q2 2022
- New holders
- 27
- 78 more added
- Sold out
- 20
- 42 more reduced
3 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| First Manhattan Co | 500 | $0 | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Management, LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 130 | $0 | 0.00% | 00.0% | Unchanged |
| Trust Co of Vermont | 204 | $0 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 165 | $0 | 0.00% | +164+16,400.0% | Added |
| Investors Research Corp | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 116 | $0 | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 25 | $0 | 0.00% | 00.0% | Unchanged |
| Beaird Harris Wealth Management, LLC | 196 | $0 | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 43 | $0 | 0.00% | +43 | New |
| Arcadia Investment Advisors LLC | 150 | $236 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 768 | $1.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 941 | $1.00K | 0.00% | −115−10.9% | Reduced |
| TFC Financial Management | 893 | $1.00K | 0.00% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 358 | $1.00K | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 400 | $1.00K | 0.00% | +100+33.3% | Added |
| Global Retirement Partners, LLC | 500 | $1.00K | 0.00% | 00.0% | Unchanged |
| JJJ Advisors Inc. | 600 | $1.00K | 0.00% | +600 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,000 | $1.00K | 0.00% | +1,000 | New |
| Accel Wealth Management | 1,500 | $2.00K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,250 | $2.00K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 1,581 | $2.00K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,451 | $2.00K | 0.00% | 00.0% | Unchanged |
| Wipfli Financial Advisors LLC, | 1,559 | $2.00K | 0.00% | +1,559 | New |
| Stephens Consulting, LLC | 1,740 | $2.73K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 2,060 | $3.00K | 0.00% | −16,000−88.6% | Reduced |
| Howe & Rusling Inc | 2,000 | $3.00K | 0.00% | −200−9.1% | Reduced |
| Money Concepts Capital Corp | 1,600 | $3.00K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 1,771 | $3.00K | 0.00% | +800+82.4% | Added |
| Clear Street Markets LLC | 1,704 | $3.00K | 0.00% | +1,704 | New |
| TD Waterhouse Canada Inc. | 2,200 | $3.37K | 0.00% | −400−15.4% | Reduced |
| Whittier Trust Co | 2,530 | $4.00K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 2,262 | $4.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,200 | $4.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 2,380 | $4.00K | 0.00% | +2,380 | New |
| Dark Forest Capital Management LP | 2,246 | $4.00K | 0.00% | +2,246 | New |
| Valley National Advisers Inc | 3,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| Ogorek Anthony Joseph | 3,600 | $5.00K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 3,250 | $5.00K | 0.00% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 2,700 | $5.00K | 0.00% | −800−22.9% | Reduced |
| Rockefeller Capital Management L.P. | 3,500 | $5.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 2,990 | $5.00K | 0.00% | +393+15.1% | Added |
| Cutler Group LP | 3,200 | $5.00K | 0.00% | +1,300+68.4% | Added |
| Baillie Gifford & Co | 3,711 | $6.00K | 0.00% | −603−14.0% | Reduced |
| AlphaMark Advisors, LLC | 4,000 | $6.00K | 0.00% | 00.0% | Unchanged |
| Macquarie Group Ltd | 1,241 | $6.00K | 0.00% | −2,731−68.8% | Reduced |
| Leonteq Securities AG | 4,000 | $6.28K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 4,350 | $6.83K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 4,500 | $7.00K | 0.00% | 00.0% | Unchanged |
| Pacifica Partners Inc. | 3,500 | $7.00K | 0.01% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 4,460 | $7.00K | 0.00% | 00.0% | Unchanged |
| Banque Cantonale Vaudoise | 5,000 | $8.00K | 0.00% | −10,000−66.7% | Reduced |
| Huntington National Bank | 6,001 | $9.00K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 6,650 | $10.0K | 0.01% | 00.0% | Unchanged |
| Credit Agricole S A | 7,000 | $11.0K | 0.00% | 00.0% | Unchanged |
| Van Eck Associates Corp | 7,288 | $11.0K | 0.00% | +7,288 | New |
| Ci Investments Inc. | 7,921 | $12.0K | 0.00% | −590−6.9% | Reduced |
| Peapack Gladstone Financial Corp | 10,200 | $16.0K | 0.00% | −91−0.9% | Reduced |
| Royal Bank of Canada | 10,734 | $16.0K | 0.00% | +757+7.6% | Added |
| Benjamin F. Edwards & Company, Inc. | 10,000 | $16.0K | 0.00% | 00.0% | Unchanged |
| Ieq Capital, LLC | 10,000 | $16.0K | 0.00% | 00.0% | Unchanged |
| Running Point Capital Advisors, LLC | 10,000 | $16.0K | 0.01% | 00.0% | Unchanged |
| Weaver Consulting Group | 10,100 | $16.0K | 0.01% | +10,100 | New |
| Spectrum Wealth Advisory Group, LLC | 11,023 | $17.0K | 0.02% | −570−4.9% | Reduced |
| Thrive Wealth Management, LLC | 11,146 | $17.0K | 0.01% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 10,876 | $17.0K | 0.00% | +10,876 | New |
| Glenmede Trust Co NA | 11,558 | $18.0K | 0.00% | +11,558 | New |
| Patriot Financial Group Insurance Agency, LLC | 11,852 | $19.0K | 0.00% | −5,700−32.5% | Reduced |
| Goelzer Investment Management, Inc. | 12,000 | $19.0K | 0.00% | 00.0% | Unchanged |
| Everhart Financial Group, Inc. | 11,717 | $19.0K | 0.01% | 00.0% | Unchanged |
| National Asset Management, Inc. | 12,195 | $20.0K | 0.00% | +12,195 | New |
| Ground Swell Capital, LLC | 13,044 | $20.0K | 0.06% | +13,044 | New |
| Telemus Capital, LLC | 13,373 | $21.0K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 13,986 | $22.0K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 14,000 | $22.0K | 0.00% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 13,780 | $22.0K | 0.00% | 00.0% | Unchanged |
| AE Wealth Management LLC | 13,707 | $22.0K | 0.00% | +32+0.2% | Added |
| Kelly Financial Services LLC | 14,515 | $22.8K | 0.01% | +7,150+97.1% | Added |
| M&T Bank Corp | 14,570 | $23.0K | 0.00% | 00.0% | Unchanged |
| Dakota Wealth Management | 15,000 | $24.0K | 0.00% | +15,000 | New |
| Poehling Capital Management, LLC | 16,000 | $25.0K | 0.01% | 00.0% | Unchanged |
| Larson Financial Group LLC | 15,825 | $25.0K | 0.00% | +5,000+46.2% | Added |
| IHT Wealth Management, LLC | 17,368 | $27.0K | 0.00% | 00.0% | Unchanged |
| Integrated Advisors Network LLC | 16,936 | $27.0K | 0.00% | 00.0% | Unchanged |
| InterOcean Capital Group, LLC | 17,000 | $27.0K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 17,581 | $27.6K | 0.00% | −5,501−23.8% | Reduced |
| United Capital Management of KS, Inc. | 18,525 | $29.0K | 0.01% | −4,490−19.5% | Reduced |
| Kestra Advisory Services, LLC | 18,312 | $29.0K | 0.00% | −585−3.1% | Reduced |
| Wedbush Securities Inc | 18,300 | $29.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 18,666 | $29.0K | 0.00% | +680+3.8% | Added |
| Pictet Asset Management SA | 19,066 | $30.0K | 0.00% | 00.0% | Unchanged |
| NorthRock Partners, LLC | 19,055 | $30.0K | 0.00% | 00.0% | Unchanged |
| Corient Capital Partners, LLC | 14,913 | $30.0K | 0.00% | 00.0% | Unchanged |
| IFG Advisory, LLC | 20,039 | $31.0K | 0.00% | +39+0.2% | Added |
| Modus Advisors, LLC | 19,706 | $31.0K | 0.02% | 00.0% | Unchanged |
| Granite Bay Wealth Management, LLC | 19,820 | $31.0K | 0.02% | 00.0% | Unchanged |
| FMR LLC | 20,984 | $33.0K | 0.00% | −1,003−4.6% | Reduced |
| Xponance, Inc. | 21,233 | $33.0K | 0.00% | +945+4.7% | Added |
| Crescent Grove Advisors, LLC | 21,000 | $33.0K | 0.00% | +1,000+5.0% | Added |