Nuveen Floating Rate Income Opportunity Fund
JRO2023/7/31 下市- SEC CIK
- 0001289213
Nuveen Floating Rate Income Opportunity Fund 已在 2023/7/31 下市；內部人最後一份 Form 4 在 2022/5/13 申報；2023 年第 2 季末有 97 家機構在 13F 申報持有，市值合計 $9,276 萬；大師中只有橡樹資本持有。
2023 年第 1 季 13F 持有人
Nuveen Floating Rate Income Opportunity Fund 在 2023/3/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 96
- 較 2022 年第 4 季 +7 家
- 持有股數
- 1,146 萬
- 較 2022 年第 4 季 +57.2 萬 (+5.3%)
- 總市值
- $9,195 萬
- 較 2022 年第 4 季 +$679.8 萬 (+8.0%)
- 新進機構
- 17
- 另有 34 家加碼
- 清倉機構
- 10
- 另有 23 家減碼
另有 1 家機構在 2022 年第 4 季持有、還沒有申報 2023 年第 1 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 JRO 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 1 | $8 |
| 2026 年第 1 季 | 1 | $8 |
| 2025 年第 4 季 | 1 | $8 |
| 2025 年第 3 季 | 1 | $8 |
| 2025 年第 2 季 | 1 | $8 |
| 2025 年第 1 季 | 1 | $8 |
| 2024 年第 4 季 | 1 | $8 |
| 2024 年第 3 季 | 1 | $8 |
| 2024 年第 2 季 | 1 | $8 |
| 2024 年第 1 季 | 1 | $8 |
| 2023 年第 4 季 | 1 | $8 |
| 2023 年第 3 季 | 3 | $4,178 |
| 2023 年第 2 季 | 97 | $9,276 萬 |
| 2023 年第 1 季 | 96 | $9,195 萬 |
| 2022 年第 4 季 | 90 | $8,522 萬 |
| 2022 年第 3 季 | 76 | $8,638 萬 |
| 2022 年第 2 季 | 81 | $8,760 萬 |
| 2022 年第 1 季 | 75 | $9,879 萬 |
| 2021 年第 4 季 | 84 | $1.18 億 |
| 2021 年第 3 季 | 86 | $1.38 億 |
| 2021 年第 2 季 | 89 | $1.53 億 |
| 2021 年第 1 季 | 85 | $1.72 億 |
2023 年第 1 季持有機構
每家機構持有 Nuveen Floating Rate Income Opportunity Fund 的股數、市值與佔組合比重；股數變化跟 2022 年第 4 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Morgan Stanley | 1,516,618 | $1,216 萬 | 0.00% | +6,783+0.4% | 加碼 |
| Bank of America Corp | 1,227,509 | $984.5 萬 | 0.00% | +18,061+1.5% | 加碼 |
| Oaktree Capital Management LP大師橡樹資本 | 793,641 | $636.5 萬 | 0.07% | −14,201−1.8% | 減碼 |
| Guggenheim Capital LLC | 706,169 | $566.3 萬 | 0.05% | +27,846+4.1% | 加碼 |
| Advisors Asset Management, Inc. | 480,354 | $385.2 萬 | 0.08% | +19,385+4.2% | 加碼 |
| City of London Investment Management Co Ltd | 438,230 | $350.8 萬 | 0.27% | +90,565+26.0% | 加碼 |
| Goldman Sachs Group Inc | 432,590 | $346.9 萬 | 0.00% | 00.0% | 不變 |
| Invesco Ltd. | 408,097 | $327.3 萬 | 0.00% | +3,351+0.8% | 加碼 |
| Raymond James Financial Services Advisors, Inc. | 383,099 | $307.2 萬 | 0.01% | +16,594+4.5% | 加碼 |
| Captrust Financial Advisors | 316,735 | $254.0 萬 | 0.01% | +316,735 | 新進 |
| LPL Financial LLC | 313,222 | $251.2 萬 | 0.00% | −181,117−36.6% | 減碼 |
| Raymond James & Associates | 296,932 | $238.1 萬 | 0.00% | −112,143−27.4% | 減碼 |
| Sit Investment Associates Inc | 282,064 | $226.2 萬 | 0.06% | −37,293−11.7% | 減碼 |
| Royal Bank of Canada | 246,613 | $197.7 萬 | 0.00% | −2,251−0.9% | 減碼 |
| Advisor Group Holdings, Inc. | 239,517 | $192.1 萬 | 0.00% | −24,484−9.3% | 減碼 |
| Logan Stone Capital, LLC | 200,228 | $160.6 萬 | 0.64% | −51,673−20.5% | 減碼 |
| RFG Advisory, LLC | 191,374 | $153.5 萬 | 0.08% | −5,162−2.6% | 減碼 |
| Aviance Capital Partners, LLC | 187,822 | $150.6 萬 | 0.33% | +5,795+3.2% | 加碼 |
| UBS Group AG | 182,293 | $146.2 萬 | 0.00% | −9,145−4.8% | 減碼 |
| International Assets Investment Management, LLC | 179,795 | $144.2 萬 | 0.21% | +10,350+6.1% | 加碼 |
| Envestnet Asset Management Inc | 139,210 | $111.6 萬 | 0.00% | +110,444+383.9% | 加碼 |
| Mission Wealth Management, LP | 135,200 | $108.4 萬 | 0.05% | +135,200 | 新進 |
| Park Avenue Securities LLC | 128,389 | $103.0 萬 | 0.02% | +128,389 | 新進 |
| Ameriprise Financial Inc | 128,158 | $102.8 萬 | 0.00% | +3,707+3.0% | 加碼 |
| Cohen & Steers, Inc. | 127,756 | $102.5 萬 | 0.00% | +10,000+8.5% | 加碼 |
| Capital Investment Advisors, LLC | 95,332 | $76.5 萬 | 0.02% | −2,693−2.7% | 減碼 |
| 1607 Capital Partners, LLC | 89,800 | $72.0 萬 | 0.05% | −65,000−42.0% | 減碼 |
| Congress Park Capital LLC | 85,000 | $68.2 萬 | 0.41% | +10,000+13.3% | 加碼 |
| Shaker Financial Services, LLC | 80,629 | $65.2 萬 | 0.29% | +25,936+47.4% | 加碼 |
| Wells Fargo & Company | 67,598 | $54.2 萬 | 0.00% | +2,972+4.6% | 加碼 |
| Cambridge Investment Research Advisors, Inc. | 65,173 | $52.3 萬 | 0.00% | +4,824+8.0% | 加碼 |
| Next Capital Management LLC | 59,807 | $48.0 萬 | 0.23% | 00.0% | 不變 |
| Gladstone Institutional Advisory LLC | 57,320 | $46.0 萬 | 0.03% | −675−1.2% | 減碼 |
| Horizon Kinetics Asset Management LLC | 56,984 | $45.7 萬 | 0.01% | 00.0% | 不變 |
| CNH Partners LLC | 56,738 | $45.5 萬 | 0.01% | +21,393+60.5% | 加碼 |
| Commonwealth Equity Services, LLC | 56,564 | $45.3 萬 | 0.00% | +3,005+5.6% | 加碼 |
| D.A. Davidson & Co. | 55,080 | $44.2 萬 | 0.00% | −9,886−15.2% | 減碼 |
| Almitas Capital LLC | 51,500 | $41.3 萬 | 0.20% | +51,500 | 新進 |
| Wolverine Asset Management LLC | 51,457 | $41.3 萬 | 0.01% | −24,504−32.3% | 減碼 |
| Wedbush Securities Inc | 43,200 | $34.6 萬 | 0.02% | +600+1.4% | 加碼 |
| Farther Finance Advisors, LLC | 41,904 | $33.6 萬 | 0.10% | +13,750+48.8% | 加碼 |
| Virtus ETF Advisers LLC | 41,118 | $33.0 萬 | 0.18% | +1,061+2.6% | 加碼 |
| Sigma Planning Corp | 34,422 | $27.6 萬 | 0.01% | +956+2.9% | 加碼 |
| Future Financial Wealth Managment LLC | 30,487 | $24.8 萬 | 0.27% | +30,487 | 新進 |
| Kovack Advisors, Inc. | 30,009 | $24.1 萬 | 0.03% | −2,595−8.0% | 減碼 |
| FourThought Financial Partners, LLC | 29,985 | $24.0 萬 | 0.03% | −6,877−18.7% | 減碼 |
| Landscape Capital Management, L.L.C. | 29,957 | $24.0 萬 | 0.03% | −7,876−20.8% | 減碼 |
| Steward Partners Investment Advisory, LLC | 27,215 | $21.8 萬 | 0.00% | +7,292+36.6% | 加碼 |
| Oppenheimer & Co Inc | 26,805 | $21.5 萬 | 0.00% | +2,811+11.7% | 加碼 |
| Ahrens Investment Partners LLC | 25,900 | $20.8 萬 | 0.10% | −11,100−30.0% | 減碼 |
| GWM Advisors LLC | 24,800 | $19.1 萬 | 0.00% | +500+2.1% | 加碼 |
| ProVise Management Group, LLC | 23,725 | $19.0 萬 | 0.02% | −825−3.4% | 減碼 |
| Saba Capital Management, L.P. | 23,376 | $18.7 萬 | 0.00% | +23,376 | 新進 |
| World Equity Group, Inc. | 14,092 | $18.3 萬 | 0.03% | +14,092 | 新進 |
| Klingman & Associates, LLC | 22,214 | $17.8 萬 | 0.02% | +386+1.8% | 加碼 |
| Susquehanna International Group, LLP | 21,076 | $16.9 萬 | 0.00% | +21,076 | 新進 |
| Integrated Capital Management, Inc. | 20,327 | $16.7 萬 | 0.17% | +20,327 | 新進 |
| Integrated Wealth Concepts LLC | 20,383 | $16.3 萬 | 0.00% | 00.0% | 不變 |
| Jones Road Capital Management, L.P. | 20,000 | $16.0 萬 | 0.15% | +20,000 | 新進 |
| Axxcess Wealth Management, LLC | 18,512 | $14.8 萬 | 0.01% | 00.0% | 不變 |
| Western Wealth Management, LLC | 18,444 | $14.8 萬 | 0.01% | +333+1.8% | 加碼 |
| Lido Advisors, LLC | 18,408 | $14.8 萬 | 0.00% | +18,408 | 新進 |
| National Asset Management, Inc. | 15,882 | $12.9 萬 | 0.00% | −1,500−8.6% | 減碼 |
| Transform Wealth, LLC | 15,519 | $12.6 萬 | 0.01% | 00.0% | 不變 |
| Ameritas Advisory Services, LLC | 15,194 | $12.2 萬 | 0.01% | −13,974−47.9% | 減碼 |
| Cerity Partners LLC | 15,000 | $12.0 萬 | 0.00% | +5,000+50.0% | 加碼 |
| Sheets Smith Wealth Management | 14,400 | $11.5 萬 | 0.02% | 00.0% | 不變 |
| Apollon Wealth Management, LLC | 13,507 | $10.8 萬 | 0.01% | +236+1.8% | 加碼 |
| Integrated Advisors Network LLC | 13,000 | $10.4 萬 | 0.01% | +13,000 | 新進 |
| Melfa Wealth Management, LLC | 12,666 | $10.2 萬 | 0.10% | 00.0% | 不變 |
| IFG Advisory, LLC | 12,500 | $10.0 萬 | 0.01% | +12,500 | 新進 |
| Wealth Alliance Advisory Group, LLC | 12,412 | $9.95 萬 | 0.04% | 00.0% | 不變 |
| Cullen/Frost Bankers, Inc. | 12,000 | $9.62 萬 | 0.00% | +7,000+140.0% | 加碼 |
| JPMorgan Chase & Co | 10,892 | $8.70 萬 | 0.00% | +10,013+1,139.1% | 加碼 |
| CTC Capital Management, LLC | 10,730 | $8.61 萬 | 0.18% | 00.0% | 不變 |
| The PNC Financial Services Group, Inc. | 10,160 | $8.15 萬 | 0.00% | 00.0% | 不變 |
| Cary Street Partner Investment Advisory LLC | 8,750 | $7.02 萬 | 0.01% | 00.0% | 不變 |
| Belpointe Asset Management LLC | 8,250 | $6.62 萬 | 0.00% | +250+3.1% | 加碼 |
| CWM, LLC | 7,692 | $6.20 萬 | 0.00% | 00.0% | 不變 |
| Hollencrest Capital Management | 6,120 | $4.91 萬 | 0.01% | −1,000−14.0% | 減碼 |
| GPS Wealth Strategies Group, LLC | 4,400 | $3.53 萬 | 0.01% | +4,400 | 新進 |
| CoreFirst Bank & Trust | 3,192 | $2.56 萬 | 0.02% | 00.0% | 不變 |
| Gradient Investments LLC | 3,139 | $2.52 萬 | 0.00% | −92−2.8% | 減碼 |
| ICA Group Wealth Management, LLC | 3,000 | $2.41 萬 | 0.01% | +3,000 | 新進 |
| Hexagon Capital Partners LLC | 2,955 | $2.37 萬 | 0.01% | 00.0% | 不變 |
| Northwestern Mutual Wealth Management Co | 2,357 | $1.89 萬 | 0.00% | +1,333+130.2% | 加碼 |
| McIlrath & Eck, LLC | 1,647 | $1.32 萬 | 0.00% | 00.0% | 不變 |
| Accel Wealth Management | 1,170 | $9,385 | 0.00% | +20+1.7% | 加碼 |
| Princeton Global Asset Management LLC | 1,040 | $8,341 | 0.00% | 00.0% | 不變 |
| National Bank of Canada | 600 | $4,800 | 0.00% | 00.0% | 不變 |
| FNY Investment Advisers, LLC | 600 | $4,000 | 0.00% | +600 | 新進 |
| Beacon Capital Management, LLC | 477 | $3,826 | 0.00% | 00.0% | 不變 |
| Fortis Capital Advisors, LLC | 250 | $2,005 | 0.00% | +250 | 新進 |
| Lindbrook Capital, LLC | 28 | $225 | 0.00% | 00.0% | 不變 |
| Signaturefd, LLC | 9 | $75 | 0.00% | 00.0% | 不變 |
| Huntington National Bank | – | $8 | 0.00% | – | – |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −28,766−100.0% | 清倉 |
| Walleye Capital LLC | 0 | $0 | 0.00% | −15,803−100.0% | 清倉 |
| Truist Financial Corp | 0 | $0 | 0.00% | −12,876−100.0% | 清倉 |
| Koshinski Asset Management, Inc. | 0 | $0 | 0.00% | −12,553−100.0% | 清倉 |