Nuveen Floating Rate Income Opportunity Fund
JRO2023/7/31 下市- SEC CIK
- 0001289213
Nuveen Floating Rate Income Opportunity Fund 已在 2023/7/31 下市；內部人最後一份 Form 4 在 2022/5/13 申報；2023 年第 2 季末有 97 家機構在 13F 申報持有，市值合計 $9,276 萬；大師中只有橡樹資本持有。
2022 年第 2 季 13F 持有人
Nuveen Floating Rate Income Opportunity Fund 在 2022/6/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 81
- 較 2022 年第 1 季 +6 家
- 持有股數
- 1,071 萬
- 較 2022 年第 1 季 +104.7 萬 (+10.8%)
- 總市值
- $8,760 萬
- 較 2022 年第 1 季 −$1,119 萬 (−11.3%)
- 新進機構
- 14
- 另有 30 家加碼
- 清倉機構
- 8
- 另有 18 家減碼
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 JRO 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 1 | $8 |
| 2026 年第 1 季 | 1 | $8 |
| 2025 年第 4 季 | 1 | $8 |
| 2025 年第 3 季 | 1 | $8 |
| 2025 年第 2 季 | 1 | $8 |
| 2025 年第 1 季 | 1 | $8 |
| 2024 年第 4 季 | 1 | $8 |
| 2024 年第 3 季 | 1 | $8 |
| 2024 年第 2 季 | 1 | $8 |
| 2024 年第 1 季 | 1 | $8 |
| 2023 年第 4 季 | 1 | $8 |
| 2023 年第 3 季 | 3 | $4,178 |
| 2023 年第 2 季 | 97 | $9,276 萬 |
| 2023 年第 1 季 | 96 | $9,195 萬 |
| 2022 年第 4 季 | 90 | $8,522 萬 |
| 2022 年第 3 季 | 76 | $8,638 萬 |
| 2022 年第 2 季 | 81 | $8,760 萬 |
| 2022 年第 1 季 | 75 | $9,879 萬 |
| 2021 年第 4 季 | 84 | $1.18 億 |
| 2021 年第 3 季 | 86 | $1.38 億 |
| 2021 年第 2 季 | 89 | $1.53 億 |
| 2021 年第 1 季 | 85 | $1.72 億 |
2022 年第 2 季持有機構
每家機構持有 Nuveen Floating Rate Income Opportunity Fund 的股數、市值與佔組合比重；股數變化跟 2022 年第 1 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Bank of America Corp | 1,712,794 | $1,399 萬 | 0.00% | −540,016−24.0% | 減碼 |
| Morgan Stanley | 1,391,603 | $1,137 萬 | 0.00% | −154,073−10.0% | 減碼 |
| Guggenheim Capital LLC | 820,258 | $670.2 萬 | 0.05% | −31,418−3.7% | 減碼 |
| LPL Financial LLC | 819,947 | $669.9 萬 | 0.01% | +31,715+4.0% | 加碼 |
| Oaktree Capital Management LP大師橡樹資本 | 640,508 | $523.2 萬 | 0.06% | +640,508 | 新進 |
| Advisors Asset Management, Inc. | 546,634 | $446.6 萬 | 0.08% | +546,634 | 新進 |
| Eaton Vance Management | 543,704 | $444.2 萬 | 0.01% | +269,352+98.2% | 加碼 |
| Goldman Sachs Group Inc | 432,590 | $353.4 萬 | 0.00% | 00.0% | 不變 |
| Sit Investment Associates Inc | 296,900 | $242.6 萬 | 0.07% | +12,810+4.5% | 加碼 |
| Invesco Ltd. | 296,809 | $242.5 萬 | 0.00% | +38,334+14.8% | 加碼 |
| Raymond James & Associates | 244,804 | $200.0 萬 | 0.00% | −23,639−8.8% | 減碼 |
| Aviance Capital Partners, LLC | 228,415 | $186.6 萬 | 0.42% | +29,996+15.1% | 加碼 |
| Advisor Group Holdings, Inc. | 219,465 | $179.3 萬 | 0.00% | +133,521+155.4% | 加碼 |
| RFG Advisory, LLC | 196,799 | $171.6 萬 | 0.10% | +18,394+10.3% | 加碼 |
| UBS Group AG | 194,360 | $158.8 萬 | 0.00% | −1,671−0.9% | 減碼 |
| Royal Bank of Canada | 171,206 | $139.9 萬 | 0.00% | +61,156+55.6% | 加碼 |
| Raymond James Financial Services Advisors, Inc. | 144,124 | $117.7 萬 | 0.00% | +52,145+56.7% | 加碼 |
| Wells Fargo & Company | 127,034 | $103.8 萬 | 0.00% | −17,823−12.3% | 減碼 |
| International Assets Investment Management, LLC | 109,625 | $89.6 萬 | 0.18% | −31,850−22.5% | 減碼 |
| FourThought Financial, LLC | 109,167 | $89.2 萬 | 0.13% | +19,174+21.3% | 加碼 |
| Capital Investment Advisors, LLC | 98,614 | $80.6 萬 | 0.03% | −17,288−14.9% | 減碼 |
| Ameriprise Financial Inc | 86,887 | $70.8 萬 | 0.00% | −4,796−5.2% | 減碼 |
| Cohen & Steers, Inc. | 76,620 | $62.6 萬 | 0.00% | 00.0% | 不變 |
| D.A. Davidson & Co. | 68,486 | $56.0 萬 | 0.01% | 00.0% | 不變 |
| Landscape Capital Management, L.L.C. | 63,604 | $52.0 萬 | 0.07% | +63,604 | 新進 |
| Shaker Financial Services, LLC | 63,563 | $51.9 萬 | 0.25% | +63,563 | 新進 |
| Gladstone Institutional Advisory LLC | 57,958 | $47.4 萬 | 0.04% | +120.0% | 加碼 |
| Virtus ETF Advisers LLC | 58,000 | $47.4 萬 | 0.18% | +10,105+21.1% | 加碼 |
| Walleye Capital LLC | 57,688 | $47.1 萬 | 0.01% | +57,688 | 新進 |
| Horizon Kinetics Asset Management LLC | 55,869 | $45.6 萬 | 0.01% | 00.0% | 不變 |
| Cambridge Investment Research Advisors, Inc. | 53,990 | $44.1 萬 | 0.00% | +17,569+48.2% | 加碼 |
| Commonwealth Equity Services, LLC | 52,917 | $43.2 萬 | 0.00% | +3,804+7.7% | 加碼 |
| Mariner Investment Group LLC | 52,000 | $42.5 萬 | 0.45% | +52,000 | 新進 |
| Wedbush Securities Inc | 47,150 | $38.5 萬 | 0.02% | +2,550+5.7% | 加碼 |
| Wolverine Asset Management LLC | 40,924 | $33.4 萬 | 0.00% | +40,924 | 新進 |
| Congress Park Capital LLC | 30,000 | $24.5 萬 | 0.16% | +1,500+5.3% | 加碼 |
| ProVise Management Group, LLC | 28,175 | $23.0 萬 | 0.02% | −7,300−20.6% | 減碼 |
| GWM Advisors LLC | 27,400 | $22.4 萬 | 0.00% | −1,100−3.9% | 減碼 |
| Lloyd Park, LLC | 25,761 | $21.2 萬 | 0.22% | +25,761 | 新進 |
| Steward Partners Investment Advisory, LLC | 24,134 | $19.7 萬 | 0.00% | +1,454+6.4% | 加碼 |
| Kovack Advisors, Inc. | 23,187 | $18.9 萬 | 0.02% | −11,015−32.2% | 減碼 |
| Truist Financial Corp | 23,004 | $18.8 萬 | 0.00% | −2,112−8.4% | 減碼 |
| Sigma Planning Corp | 22,246 | $18.2 萬 | 0.01% | +726+3.4% | 加碼 |
| Roosevelt Investment Group LLC | 21,410 | $17.5 萬 | 0.01% | 00.0% | 不變 |
| Western Wealth Management, LLC | 21,131 | $17.5 萬 | 0.01% | +26+0.1% | 加碼 |
| Envestnet Asset Management Inc | 20,961 | $17.1 萬 | 0.00% | −2,048−8.9% | 減碼 |
| Klingman & Associates, LLC | 20,621 | $16.8 萬 | 0.02% | +5,071+32.6% | 加碼 |
| Integrated Wealth Concepts LLC | 19,381 | $15.8 萬 | 0.00% | +19,381 | 新進 |
| Oppenheimer & Co Inc | 18,762 | $15.3 萬 | 0.00% | +78+0.4% | 加碼 |
| National Asset Management, Inc. | 16,095 | $13.2 萬 | 0.01% | +22+0.1% | 加碼 |
| Ameritas Advisory Services, LLC | 14,552 | $11.9 萬 | 0.01% | +10+0.1% | 加碼 |
| Sheets Smith Wealth Management | 14,400 | $11.8 萬 | 0.02% | 00.0% | 不變 |
| Transform Wealth, LLC | 13,944 | $11.5 萬 | 0.02% | +2,505+21.9% | 加碼 |
| Quantedge Capital Pte Ltd | 13,500 | $11.0 萬 | 0.02% | +13,500 | 新進 |
| Apollon Wealth Management, LLC | 12,537 | $10.2 萬 | 0.01% | +227+1.8% | 加碼 |
| Koshinski Asset Management, Inc. | 12,153 | $9.90 萬 | 0.01% | 00.0% | 不變 |
| Bluefin Capital Management, LLC | 12,126 | $9.90 萬 | 0.01% | +12,126 | 新進 |
| CTC Capital Management, LLC | 10,730 | $8.80 萬 | 0.10% | +10,730 | 新進 |
| Pekin Hardy Strauss, Inc. | 10,600 | $8.70 萬 | 0.01% | 00.0% | 不變 |
| CoreCap Advisors, LLC | 10,315 | $8.40 萬 | 0.01% | 00.0% | 不變 |
| The PNC Financial Services Group, Inc. | 10,164 | $8.30 萬 | 0.00% | −23−0.2% | 減碼 |
| GPS Wealth Strategies Group, LLC | 7,375 | $6.00 萬 | 0.02% | −1,200−14.0% | 減碼 |
| Northwestern Mutual Wealth Management Co | 5,757 | $4.70 萬 | 0.00% | −421−6.8% | 減碼 |
| IFP Advisors, Inc | 4,177 | $4.50 萬 | 0.00% | 00.0% | 不變 |
| CWM, LLC | 5,244 | $4.30 萬 | 0.00% | +5,244 | 新進 |
| Cullen/Frost Bankers, Inc. | 5,000 | $4.10 萬 | 0.00% | 00.0% | 不變 |
| Gradient Investments LLC | 3,573 | $2.90 萬 | 0.00% | −291−7.5% | 減碼 |
| CoreFirst Bank & Trust | 3,192 | $2.60 萬 | 0.02% | 00.0% | 不變 |
| Hexagon Capital Partners LLC | 2,955 | $2.40 萬 | 0.01% | 00.0% | 不變 |
| American Portfolios Advisors | 2,450 | $2.00 萬 | 0.00% | +450+22.5% | 加碼 |
| Allworth Financial LP | 2,000 | $1.60 萬 | 0.00% | +2,000 | 新進 |
| McIlrath & Eck, LLC | 1,647 | $1.30 萬 | 0.00% | +597+56.9% | 加碼 |
| Accel Wealth Management | 1,117 | $9,000 | 0.01% | +13+1.2% | 加碼 |
| Huntington National Bank | – | $8,000 | 0.00% | – | – |
| Princeton Global Asset Management LLC | 1,040 | $8,000 | 0.00% | 00.0% | 不變 |
| Proequities, Inc. | 1,000 | $8,000 | 0.00% | 00.0% | 不變 |
| Hazlett, Burt & Watson, Inc. | 788 | $6,000 | 0.01% | +14+1.8% | 加碼 |
| National Bank of Canada | 600 | $5,000 | 0.00% | 00.0% | 不變 |
| Beacon Capital Management, LLC | 477 | $5,000 | 0.00% | 00.0% | 不變 |
| Lindbrook Capital, LLC | 212 | $2,000 | 0.00% | +184+657.1% | 加碼 |
| Signaturefd, LLC | 9 | $0 | 0.00% | 00.0% | 不變 |
| Next Capital Management LLC | 0 | $0 | 0.00% | −239,494−100.0% | 清倉 |
| Dynamic Advisor Solutions LLC | 0 | $0 | 0.00% | −80,864−100.0% | 清倉 |
| Stifel Financial Corp | 0 | $0 | 0.00% | −21,848−100.0% | 清倉 |
| Jaffetilchin Investment Partners, LLC | 0 | $0 | 0.00% | −15,860−100.0% | 清倉 |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −11,800−100.0% | 清倉 |
| Fortitude Advisory Group L.L.C. | 0 | $0 | 0.00% | −2,056−100.0% | 清倉 |
| Capital Directions Investment Advisors, LLC | 0 | $0 | 0.00% | −250−100.0% | 清倉 |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 0 | $0 | 0.00% | −14−100.0% | 清倉 |