Nuveen Floating Rate Income Opportunity Fund
JRO2023/7/31 下市- SEC CIK
- 0001289213
Nuveen Floating Rate Income Opportunity Fund 已在 2023/7/31 下市；內部人最後一份 Form 4 在 2022/5/13 申報；2023 年第 2 季末有 97 家機構在 13F 申報持有，市值合計 $9,276 萬；大師中只有橡樹資本持有。
2021 年第 3 季 13F 持有人
Nuveen Floating Rate Income Opportunity Fund 在 2021/9/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 86
- 較 2021 年第 2 季 −3 家
- 持有股數
- 1,385 萬
- 較 2021 年第 2 季 −184.8 萬 (−11.8%)
- 總市值
- $1.38 億
- 較 2021 年第 2 季 −$1,497 萬 (−9.8%)
- 新進機構
- 3
- 另有 31 家加碼
- 清倉機構
- 6
- 另有 31 家減碼
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 JRO 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 1 | $8 |
| 2026 年第 1 季 | 1 | $8 |
| 2025 年第 4 季 | 1 | $8 |
| 2025 年第 3 季 | 1 | $8 |
| 2025 年第 2 季 | 1 | $8 |
| 2025 年第 1 季 | 1 | $8 |
| 2024 年第 4 季 | 1 | $8 |
| 2024 年第 3 季 | 1 | $8 |
| 2024 年第 2 季 | 1 | $8 |
| 2024 年第 1 季 | 1 | $8 |
| 2023 年第 4 季 | 1 | $8 |
| 2023 年第 3 季 | 3 | $4,178 |
| 2023 年第 2 季 | 97 | $9,276 萬 |
| 2023 年第 1 季 | 96 | $9,195 萬 |
| 2022 年第 4 季 | 90 | $8,522 萬 |
| 2022 年第 3 季 | 76 | $8,638 萬 |
| 2022 年第 2 季 | 81 | $8,760 萬 |
| 2022 年第 1 季 | 75 | $9,879 萬 |
| 2021 年第 4 季 | 84 | $1.18 億 |
| 2021 年第 3 季 | 86 | $1.38 億 |
| 2021 年第 2 季 | 89 | $1.53 億 |
| 2021 年第 1 季 | 85 | $1.72 億 |
2021 年第 3 季持有機構
每家機構持有 Nuveen Floating Rate Income Opportunity Fund 的股數、市值與佔組合比重；股數變化跟 2021 年第 2 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Bank of America Corp | 2,136,249 | $2,132 萬 | 0.00% | +106,917+5.3% | 加碼 |
| Saba Capital Management, L.P. | 1,660,546 | $1,657 萬 | 0.53% | −1,686,581−50.4% | 減碼 |
| Morgan Stanley | 1,401,521 | $1,399 萬 | 0.00% | +147,319+11.7% | 加碼 |
| Rivernorth Capital Management, LLC | 1,184,348 | $1,182 萬 | 0.63% | +884,542+295.0% | 加碼 |
| Sit Investment Associates Inc | 729,865 | $728.4 萬 | 0.19% | −36,702−4.8% | 減碼 |
| Guggenheim Capital LLC | 645,851 | $644.6 萬 | 0.04% | +18,411+2.9% | 加碼 |
| Capital Investment Advisors, LLC | 561,273 | $560.2 萬 | 0.19% | +38,784+7.4% | 加碼 |
| Advisors Asset Management, Inc. | 469,000 | $468.1 萬 | 0.07% | −15,979−3.3% | 減碼 |
| 1607 Capital Partners, LLC | 371,800 | $371.1 萬 | 0.19% | 00.0% | 不變 |
| Goldman Sachs Group Inc | 348,796 | $348.1 萬 | 0.00% | 00.0% | 不變 |
| Next Capital Management LLC | 302,016 | $301.6 萬 | 2.19% | −14,862−4.7% | 減碼 |
| Eaton Vance Management | 274,352 | $273.8 萬 | 0.00% | 00.0% | 不變 |
| LPL Financial LLC | 259,395 | $258.9 萬 | 0.00% | +141,079+119.2% | 加碼 |
| Shaker Financial Services, LLC | 212,370 | $211.9 萬 | 0.85% | +42,447+25.0% | 加碼 |
| RFG Advisory, LLC | 192,994 | $192.6 萬 | 0.16% | +2,727+1.4% | 加碼 |
| Thomas J. Herzfeld Advisors, Inc. | 182,277 | $181.9 萬 | 0.80% | +4,442+2.5% | 加碼 |
| UBS Group AG | 178,295 | $177.9 萬 | 0.00% | −2,828−1.6% | 減碼 |
| Invesco Ltd. | 174,723 | $174.4 萬 | 0.00% | +47,865+37.7% | 加碼 |
| Envestnet Asset Management Inc | 165,930 | $165.6 萬 | 0.00% | +12,704+8.3% | 加碼 |
| Parametric Portfolio Associates LLC | 161,747 | $161.4 萬 | 0.00% | +6,207+4.0% | 加碼 |
| Aviance Capital Partners, LLC | 161,720 | $161.4 萬 | 0.29% | +7,782+5.1% | 加碼 |
| Royal Bank of Canada | 146,246 | $145.9 萬 | 0.00% | −6,066−4.0% | 減碼 |
| Wells Fargo & Company | 142,713 | $142.4 萬 | 0.00% | −3,445−2.4% | 減碼 |
| Raymond James & Associates | 131,958 | $131.7 萬 | 0.00% | −38,178−22.4% | 減碼 |
| Park Avenue Securities LLC | 105,248 | $105.0 萬 | 0.02% | +7,668+7.9% | 加碼 |
| Mid Atlantic Financial Management Inc | 91,100 | $90.9 萬 | 0.06% | −27,800−23.4% | 減碼 |
| Wela Strategies, Inc. | 88,754 | $88.6 萬 | 0.46% | −22,448−20.2% | 減碼 |
| Pekin Hardy Strauss, Inc. | 77,255 | $77.1 萬 | 0.11% | +4,500+6.2% | 加碼 |
| Cohen & Steers, Inc. | 76,620 | $76.5 萬 | 0.00% | −70,000−47.7% | 減碼 |
| FourThought Financial, LLC | 71,581 | $71.4 萬 | 0.10% | +51,342+253.7% | 加碼 |
| Dynamic Advisor Solutions LLC | 68,811 | $68.7 萬 | 0.05% | −12,913−15.8% | 減碼 |
| 6 Meridian | 64,359 | $64.2 萬 | 0.05% | −18,450−22.3% | 減碼 |
| Ameriprise Financial Inc | 60,954 | $60.8 萬 | 0.00% | −3,356−5.2% | 減碼 |
| Horizon Kinetics Asset Management LLC | 56,984 | $56.9 萬 | 0.01% | −2,185−3.7% | 減碼 |
| D.A. Davidson & Co. | 55,070 | $55.0 萬 | 0.01% | +40,784+285.5% | 加碼 |
| Kestra Advisory Services, LLC | 51,555 | $51.5 萬 | 0.01% | +39,345+322.2% | 加碼 |
| Virtus ETF Advisers LLC | 50,876 | $50.8 萬 | 0.22% | −1,822−3.5% | 減碼 |
| Advisor Group Holdings, Inc. | 48,687 | $48.7 萬 | 0.00% | −4,837−9.0% | 減碼 |
| Zazove Associates LLC | 46,255 | $46.2 萬 | 0.04% | 00.0% | 不變 |
| Raymond James Financial Services Advisors, Inc. | 43,923 | $43.8 萬 | 0.00% | −1,974−4.3% | 減碼 |
| Stifel Financial Corp | 43,025 | $42.9 萬 | 0.00% | −189−0.4% | 減碼 |
| Congress Park Capital LLC | 42,500 | $42.4 萬 | 0.22% | +18,500+77.1% | 加碼 |
| Commonwealth Equity Services, LLC | 41,848 | $41.7 萬 | 0.00% | +11,555+38.1% | 加碼 |
| Kovack Advisors, Inc. | 40,647 | $40.6 萬 | 0.04% | −3,345−7.6% | 減碼 |
| Wedbush Securities Inc | 40,600 | $40.5 萬 | 0.02% | +3,200+8.6% | 加碼 |
| ProVise Management Group, LLC | 39,255 | $39.2 萬 | 0.04% | +12,000+44.0% | 加碼 |
| Truist Financial Corp | 35,245 | $35.2 萬 | 0.00% | +970+2.8% | 加碼 |
| Cambridge Investment Research Advisors, Inc. | 26,450 | $26.4 萬 | 0.00% | +15,011+131.2% | 加碼 |
| Sigma Planning Corp | 22,596 | $22.6 萬 | 0.01% | +8,191+56.9% | 加碼 |
| Integrated Capital Management, Inc. | 19,748 | $19.7 萬 | 0.16% | +2,583+15.0% | 加碼 |
| National Asset Management, Inc. | 16,075 | $16.1 萬 | 0.01% | −118−0.7% | 減碼 |
| Jaffetilchin Investment Partners, LLC | 15,144 | $15.1 萬 | 0.02% | −2,799−15.6% | 減碼 |
| Ameritas Investment Company, LLC | 14,523 | $14.5 萬 | 0.01% | +9+0.1% | 加碼 |
| Sheets Smith Wealth Management | 14,400 | $14.4 萬 | 0.02% | 00.0% | 不變 |
| Oppenheimer & Co Inc | 14,270 | $14.2 萬 | 0.00% | +69+0.5% | 加碼 |
| Belpointe Asset Management LLC | 14,050 | $14.0 萬 | 0.01% | −5,450−27.9% | 減碼 |
| Transform Wealth, LLC | 13,342 | $13.3 萬 | 0.02% | 00.0% | 不變 |
| Family Management Corp | 12,513 | $12.5 萬 | 0.03% | 00.0% | 不變 |
| Koshinski Asset Management, Inc. | 12,053 | $12.0 萬 | 0.01% | 00.0% | 不變 |
| Apollon Wealth Management, LLC | 11,893 | $11.9 萬 | 0.02% | +208+1.8% | 加碼 |
| FNY Investment Advisers, LLC | 11,817 | $11.7 萬 | 0.05% | −18,183−60.6% | 減碼 |
| Klingman & Associates, LLC | 10,510 | $10.5 萬 | 0.01% | 00.0% | 不變 |
| Two Sigma Securities, LLC | 10,503 | $10.5 萬 | 0.02% | +10,503 | 新進 |
| The PNC Financial Services Group, Inc. | 10,185 | $10.2 萬 | 0.00% | 00.0% | 不變 |
| Stratos Wealth Partners, LTD. | 10,123 | $10.1 萬 | 0.00% | 00.0% | 不變 |
| Camden Capital, LLC | 10,081 | $10.1 萬 | 0.02% | +10,081 | 新進 |
| GPS Wealth Strategies Group, LLC | 9,525 | $9.50 萬 | 0.02% | −4,000−29.6% | 減碼 |
| NEXT Financial Group, Inc | 6,800 | $6.80 萬 | 0.01% | 00.0% | 不變 |
| Cullen/Frost Bankers, Inc. | 5,000 | $5.00 萬 | 0.00% | 00.0% | 不變 |
| Steward Partners Investment Advisory, LLC | 5,044 | $5.00 萬 | 0.00% | 00.0% | 不變 |
| Gradient Investments LLC | 4,098 | $4.10 萬 | 0.00% | −84−2.0% | 減碼 |
| Northwestern Mutual Wealth Management Co | 3,178 | $3.20 萬 | 0.00% | +3,178 | 新進 |
| Hexagon Capital Partners LLC | 2,955 | $2.90 萬 | 0.01% | 00.0% | 不變 |
| American Portfolios Advisors | 2,000 | $2.00 萬 | 0.00% | 00.0% | 不變 |
| Proequities, Inc. | 1,500 | $1.50 萬 | 0.00% | +500+50.0% | 加碼 |
| Accel Wealth Management | 1,079 | $1.10 萬 | 0.01% | +475+78.6% | 加碼 |
| Princeton Global Asset Management LLC | 1,040 | $1.00 萬 | 0.00% | 00.0% | 不變 |
| Geneos Wealth Management Inc. | 1,000 | $9,000 | 0.00% | 00.0% | 不變 |
| CoreFirst Bank & Trust | 832 | $8,000 | 0.01% | 00.0% | 不變 |
| Security National Trust Co | 758 | $7,000 | 0.00% | 00.0% | 不變 |
| Robinson Capital Management, LLC | 350 | $3,000 | 0.00% | −84,431−99.6% | 減碼 |
| McIlrath & Eck, LLC | 250 | $2,000 | 0.00% | −1,050−80.8% | 減碼 |
| Lindbrook Capital, LLC | 28 | $0 | 0.00% | −1,194,279−100.0% | 減碼 |
| Signaturefd, LLC | 9 | $0 | 0.00% | −1,543−99.4% | 減碼 |
| Citigroup Inc | 9 | $0 | 0.00% | −1,126−99.2% | 減碼 |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 14 | $0 | 0.00% | 00.0% | 不變 |
| Mariner Investment Group LLC | 0 | $0 | 0.00% | −129,585−100.0% | 清倉 |
| Bulldog Investors, LLP | 0 | $0 | 0.00% | −100,345−100.0% | 清倉 |
| Ieq Capital, LLC | 0 | $0 | 0.00% | −15,836−100.0% | 清倉 |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −12,000−100.0% | 清倉 |
| Strategic Blueprint, LLC | 0 | $0 | 0.00% | −4,700−100.0% | 清倉 |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −39−100.0% | 清倉 |