Nuveen Floating Rate Income Opportunity Fund
JRO2023/7/31 下市- SEC CIK
- 0001289213
Nuveen Floating Rate Income Opportunity Fund 已在 2023/7/31 下市；內部人最後一份 Form 4 在 2022/5/13 申報；2023 年第 2 季末有 97 家機構在 13F 申報持有，市值合計 $9,276 萬；大師中只有橡樹資本持有。
2022 年第 3 季 13F 持有人
Nuveen Floating Rate Income Opportunity Fund 在 2022/9/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 76
- 較 2022 年第 2 季 −5 家
- 持有股數
- 1,071 萬
- 較 2022 年第 2 季 +7,332 (+0.1%)
- 總市值
- $8,638 萬
- 較 2022 年第 2 季 −$122.1 萬 (−1.4%)
- 新進機構
- 5
- 另有 27 家加碼
- 清倉機構
- 10
- 另有 28 家減碼
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 JRO 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 1 | $8 |
| 2026 年第 1 季 | 1 | $8 |
| 2025 年第 4 季 | 1 | $8 |
| 2025 年第 3 季 | 1 | $8 |
| 2025 年第 2 季 | 1 | $8 |
| 2025 年第 1 季 | 1 | $8 |
| 2024 年第 4 季 | 1 | $8 |
| 2024 年第 3 季 | 1 | $8 |
| 2024 年第 2 季 | 1 | $8 |
| 2024 年第 1 季 | 1 | $8 |
| 2023 年第 4 季 | 1 | $8 |
| 2023 年第 3 季 | 3 | $4,178 |
| 2023 年第 2 季 | 97 | $9,276 萬 |
| 2023 年第 1 季 | 96 | $9,195 萬 |
| 2022 年第 4 季 | 90 | $8,522 萬 |
| 2022 年第 3 季 | 76 | $8,638 萬 |
| 2022 年第 2 季 | 81 | $8,760 萬 |
| 2022 年第 1 季 | 75 | $9,879 萬 |
| 2021 年第 4 季 | 84 | $1.18 億 |
| 2021 年第 3 季 | 86 | $1.38 億 |
| 2021 年第 2 季 | 89 | $1.53 億 |
| 2021 年第 1 季 | 85 | $1.72 億 |
2022 年第 3 季持有機構
每家機構持有 Nuveen Floating Rate Income Opportunity Fund 的股數、市值與佔組合比重；股數變化跟 2022 年第 2 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Bank of America Corp | 1,618,681 | $1,305 萬 | 0.00% | −94,113−5.5% | 減碼 |
| Morgan Stanley | 1,268,871 | $1,023 萬 | 0.00% | −122,732−8.8% | 減碼 |
| Guggenheim Capital LLC | 798,422 | $643.5 萬 | 0.06% | −21,836−2.7% | 減碼 |
| Oaktree Capital Management LP大師橡樹資本 | 767,730 | $618.7 萬 | 0.07% | +127,222+19.9% | 加碼 |
| LPL Financial LLC | 762,677 | $614.7 萬 | 0.01% | −57,270−7.0% | 減碼 |
| Advisors Asset Management, Inc. | 558,897 | $450.5 萬 | 0.09% | +12,263+2.2% | 加碼 |
| Goldman Sachs Group Inc | 432,590 | $348.7 萬 | 0.00% | 00.0% | 不變 |
| Invesco Ltd. | 390,181 | $314.5 萬 | 0.00% | +93,372+31.5% | 加碼 |
| Raymond James Financial Services Advisors, Inc. | 357,207 | $287.9 萬 | 0.01% | +213,083+147.8% | 加碼 |
| Sit Investment Associates Inc | 289,357 | $233.2 萬 | 0.07% | −7,543−2.5% | 減碼 |
| Eaton Vance Management | 274,352 | $221.1 萬 | 0.00% | −269,352−49.5% | 減碼 |
| Advisor Group Holdings, Inc. | 246,678 | $198.7 萬 | 0.00% | +27,213+12.4% | 加碼 |
| Royal Bank of Canada | 243,825 | $196.5 萬 | 0.00% | +72,619+42.4% | 加碼 |
| Aviance Capital Partners, LLC | 227,846 | $183.6 萬 | 0.46% | −569−0.2% | 減碼 |
| City of London Investment Management Co Ltd | 213,805 | $172.1 萬 | 0.15% | +213,805 | 新進 |
| Raymond James & Associates | 212,124 | $171.0 萬 | 0.00% | −32,680−13.3% | 減碼 |
| UBS Group AG | 192,646 | $155.3 萬 | 0.00% | −1,714−0.9% | 減碼 |
| RFG Advisory, LLC | 158,578 | $130.5 萬 | 0.07% | −38,221−19.4% | 減碼 |
| International Assets Investment Management, LLC | 151,864 | $122.4 萬 | 0.26% | +42,239+38.5% | 加碼 |
| FourThought Financial, LLC | 117,913 | $95.0 萬 | 0.14% | +8,746+8.0% | 加碼 |
| Wells Fargo & Company | 112,599 | $90.8 萬 | 0.00% | −14,435−11.4% | 減碼 |
| Ameriprise Financial Inc | 103,081 | $83.1 萬 | 0.00% | +16,194+18.6% | 加碼 |
| Capital Investment Advisors, LLC | 96,967 | $78.2 萬 | 0.03% | −1,647−1.7% | 減碼 |
| Cohen & Steers, Inc. | 88,734 | $71.5 萬 | 0.00% | +12,114+15.8% | 加碼 |
| D.A. Davidson & Co. | 70,386 | $56.7 萬 | 0.01% | +1,900+2.8% | 加碼 |
| Gladstone Institutional Advisory LLC | 57,972 | $46.7 萬 | 0.04% | +140.0% | 加碼 |
| Congress Park Capital LLC | 57,500 | $46.3 萬 | 0.31% | +27,500+91.7% | 加碼 |
| Shaker Financial Services, LLC | 56,103 | $45.2 萬 | 0.22% | −7,460−11.7% | 減碼 |
| Horizon Kinetics Asset Management LLC | 55,869 | $45.0 萬 | 0.01% | 00.0% | 不變 |
| Cambridge Investment Research Advisors, Inc. | 55,690 | $44.9 萬 | 0.00% | +1,700+3.1% | 加碼 |
| Commonwealth Equity Services, LLC | 54,798 | $44.1 萬 | 0.00% | +1,881+3.6% | 加碼 |
| Mariner Investment Group LLC | 52,000 | $41.9 萬 | 0.47% | 00.0% | 不變 |
| Landscape Capital Management, L.L.C. | 47,369 | $38.2 萬 | 0.05% | −16,235−25.5% | 減碼 |
| Virtus ETF Advisers LLC | 44,691 | $36.0 萬 | 0.14% | −13,309−22.9% | 減碼 |
| Wedbush Securities Inc | 42,600 | $34.3 萬 | 0.02% | −4,550−9.7% | 減碼 |
| Walleye Capital LLC | 31,682 | $25.5 萬 | 0.01% | −26,006−45.1% | 減碼 |
| ProVise Management Group, LLC | 27,275 | $22.0 萬 | 0.02% | −900−3.2% | 減碼 |
| GWM Advisors LLC | 26,400 | $21.3 萬 | 0.00% | −1,000−3.6% | 減碼 |
| Kovack Advisors, Inc. | 23,193 | $18.7 萬 | 0.03% | +60.0% | 加碼 |
| Sigma Planning Corp | 23,246 | $18.7 萬 | 0.01% | +1,000+4.5% | 加碼 |
| Oppenheimer & Co Inc | 22,221 | $17.9 萬 | 0.00% | +3,459+18.4% | 加碼 |
| Klingman & Associates, LLC | 21,084 | $17.0 萬 | 0.02% | +463+2.2% | 加碼 |
| Western Wealth Management, LLC | 21,155 | $16.7 萬 | 0.01% | +24+0.1% | 加碼 |
| Integrated Wealth Concepts LLC | 20,385 | $16.4 萬 | 0.01% | +1,004+5.2% | 加碼 |
| Steward Partners Investment Advisory, LLC | 20,004 | $16.1 萬 | 0.00% | −4,130−17.1% | 減碼 |
| National Asset Management, Inc. | 16,113 | $13.0 萬 | 0.00% | +18+0.1% | 加碼 |
| Lloyd Park, LLC | 15,429 | $12.5 萬 | 0.15% | −10,332−40.1% | 減碼 |
| Koshinski Asset Management, Inc. | 14,753 | $11.9 萬 | 0.01% | +2,600+21.4% | 加碼 |
| Ameritas Advisory Services, LLC | 14,564 | $11.7 萬 | 0.01% | +12+0.1% | 加碼 |
| Sheets Smith Wealth Management | 14,400 | $11.6 萬 | 0.02% | 00.0% | 不變 |
| Transform Wealth, LLC | 13,944 | $11.3 萬 | 0.01% | 00.0% | 不變 |
| Apollon Wealth Management, LLC | 12,819 | $10.3 萬 | 0.01% | +282+2.2% | 加碼 |
| Truist Financial Corp | 12,564 | $10.1 萬 | 0.00% | −10,440−45.4% | 減碼 |
| Synovus Financial Corp | 11,065 | $8.90 萬 | 0.00% | +11,065 | 新進 |
| CTC Capital Management, LLC | 10,730 | $8.60 萬 | 0.07% | 00.0% | 不變 |
| Envestnet Asset Management Inc | 10,069 | $8.10 萬 | 0.00% | −10,892−52.0% | 減碼 |
| The PNC Financial Services Group, Inc. | 10,160 | $8.10 萬 | 0.00% | −40.0% | 減碼 |
| IFP Advisors, Inc | 4,215 | $4.50 萬 | 0.00% | +38+0.9% | 加碼 |
| CWM, LLC | 5,244 | $4.20 萬 | 0.00% | 00.0% | 不變 |
| Cullen/Frost Bankers, Inc. | 5,000 | $4.00 萬 | 0.00% | 00.0% | 不變 |
| GPS Wealth Strategies Group, LLC | 4,400 | $3.50 萬 | 0.01% | −2,975−40.3% | 減碼 |
| Gradient Investments LLC | 3,573 | $2.90 萬 | 0.00% | 00.0% | 不變 |
| Northwestern Mutual Wealth Management Co | 3,178 | $2.60 萬 | 0.00% | −2,579−44.8% | 減碼 |
| CoreFirst Bank & Trust | 3,192 | $2.60 萬 | 0.02% | 00.0% | 不變 |
| Hexagon Capital Partners LLC | 2,955 | $2.40 萬 | 0.01% | 00.0% | 不變 |
| McIlrath & Eck, LLC | 1,647 | $1.30 萬 | 0.00% | 00.0% | 不變 |
| Rockefeller Capital Management L.P. | 1,570 | $1.20 萬 | 0.00% | +1,570 | 新進 |
| American Portfolios Advisors | 1,450 | $1.17 萬 | 0.00% | −1,000−40.8% | 減碼 |
| Accel Wealth Management | 1,132 | $9,000 | 0.00% | +15+1.3% | 加碼 |
| Princeton Global Asset Management LLC | 1,040 | $8,000 | 0.00% | 00.0% | 不變 |
| Glen Eagle Advisors, LLC | 681 | $5,489 | 0.00% | +681 | 新進 |
| National Bank of Canada | 600 | $5,000 | 0.00% | 00.0% | 不變 |
| Beacon Capital Management, LLC | 477 | $4,000 | 0.00% | 00.0% | 不變 |
| Lindbrook Capital, LLC | 28 | $0 | 0.00% | −184−86.8% | 減碼 |
| Signaturefd, LLC | 9 | $0 | 0.00% | 00.0% | 不變 |
| FMR LLC | 1 | $0 | 0.00% | +1 | 新進 |
| Huntington National Bank | 0 | $0 | 0.00% | – | 清倉 |
| Proequities, Inc. | 0 | $0 | 0.00% | −1,000−100.0% | 清倉 |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −40,924−100.0% | 清倉 |
| Roosevelt Investment Group LLC | 0 | $0 | 0.00% | −21,410−100.0% | 清倉 |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −13,500−100.0% | 清倉 |
| Bluefin Capital Management, LLC | 0 | $0 | 0.00% | −12,126−100.0% | 清倉 |
| Pekin Hardy Strauss, Inc. | 0 | $0 | 0.00% | −10,600−100.0% | 清倉 |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −10,315−100.0% | 清倉 |
| Allworth Financial LP | 0 | $0 | 0.00% | −2,000−100.0% | 清倉 |
| Hazlett, Burt & Watson, Inc. | 0 | $0 | 0.00% | −788−100.0% | 清倉 |