Nuveen Floating Rate Income Opportunity Fund
JRO2023/7/31 下市- SEC CIK
- 0001289213
Nuveen Floating Rate Income Opportunity Fund 已在 2023/7/31 下市；內部人最後一份 Form 4 在 2022/5/13 申報；2023 年第 2 季末有 97 家機構在 13F 申報持有，市值合計 $9,276 萬；大師中只有橡樹資本持有。
2021 年第 4 季 13F 持有人
Nuveen Floating Rate Income Opportunity Fund 在 2021/12/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 84
- 較 2021 年第 3 季 +2 家
- 持有股數
- 1,162 萬
- 較 2021 年第 3 季 −207.9 萬 (−15.2%)
- 總市值
- $1.18 億
- 較 2021 年第 3 季 −$1,900 萬 (−13.9%)
- 新進機構
- 11
- 另有 31 家加碼
- 清倉機構
- 9
- 另有 24 家減碼
另有 4 家機構在 2021 年第 3 季持有、還沒有申報 2021 年第 4 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 JRO 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 1 | $8 |
| 2026 年第 1 季 | 1 | $8 |
| 2025 年第 4 季 | 1 | $8 |
| 2025 年第 3 季 | 1 | $8 |
| 2025 年第 2 季 | 1 | $8 |
| 2025 年第 1 季 | 1 | $8 |
| 2024 年第 4 季 | 1 | $8 |
| 2024 年第 3 季 | 1 | $8 |
| 2024 年第 2 季 | 1 | $8 |
| 2024 年第 1 季 | 1 | $8 |
| 2023 年第 4 季 | 1 | $8 |
| 2023 年第 3 季 | 3 | $4,178 |
| 2023 年第 2 季 | 97 | $9,276 萬 |
| 2023 年第 1 季 | 96 | $9,195 萬 |
| 2022 年第 4 季 | 90 | $8,522 萬 |
| 2022 年第 3 季 | 76 | $8,638 萬 |
| 2022 年第 2 季 | 81 | $8,760 萬 |
| 2022 年第 1 季 | 75 | $9,879 萬 |
| 2021 年第 4 季 | 84 | $1.18 億 |
| 2021 年第 3 季 | 86 | $1.38 億 |
| 2021 年第 2 季 | 89 | $1.53 億 |
| 2021 年第 1 季 | 85 | $1.72 億 |
2021 年第 4 季持有機構
每家機構持有 Nuveen Floating Rate Income Opportunity Fund 的股數、市值與佔組合比重；股數變化跟 2021 年第 3 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Bank of America Corp | 2,194,017 | $2,223 萬 | 0.00% | +57,768+2.7% | 加碼 |
| Morgan Stanley | 1,417,703 | $1,436 萬 | 0.00% | +16,182+1.2% | 加碼 |
| Rivernorth Capital Management, LLC | 822,588 | $833.3 萬 | 0.34% | −361,760−30.5% | 減碼 |
| Sit Investment Associates Inc | 708,486 | $717.7 萬 | 0.17% | −21,379−2.9% | 減碼 |
| Guggenheim Capital LLC | 677,785 | $686.6 萬 | 0.04% | +31,934+4.9% | 加碼 |
| Capital Investment Advisors, LLC | 559,920 | $567.2 萬 | 0.17% | −1,353−0.2% | 減碼 |
| Advisors Asset Management, Inc. | 492,774 | $499.2 萬 | 0.07% | +23,774+5.1% | 加碼 |
| LPL Financial LLC | 370,637 | $375.5 萬 | 0.00% | +111,242+42.9% | 加碼 |
| 1607 Capital Partners, LLC | 364,300 | $369.0 萬 | 0.20% | −7,500−2.0% | 減碼 |
| Goldman Sachs Group Inc | 348,796 | $353.3 萬 | 0.00% | 00.0% | 不變 |
| Eaton Vance Management | 274,352 | $277.9 萬 | 0.00% | 00.0% | 不變 |
| Next Capital Management LLC | 267,548 | $271.0 萬 | 1.86% | −34,468−11.4% | 減碼 |
| Shaker Financial Services, LLC | 201,076 | $203.7 萬 | 0.72% | −11,294−5.3% | 減碼 |
| Invesco Ltd. | 188,968 | $191.4 萬 | 0.00% | +14,245+8.2% | 加碼 |
| RFG Advisory, LLC | 186,694 | $189.1 萬 | 0.13% | −6,300−3.3% | 減碼 |
| UBS Group AG | 185,229 | $187.6 萬 | 0.00% | +6,934+3.9% | 加碼 |
| Aviance Capital Partners, LLC | 166,477 | $168.6 萬 | 0.28% | +4,757+2.9% | 加碼 |
| Wells Fargo & Company | 155,522 | $157.6 萬 | 0.00% | +12,809+9.0% | 加碼 |
| Royal Bank of Canada | 147,568 | $149.5 萬 | 0.00% | +1,322+0.9% | 加碼 |
| Envestnet Asset Management Inc | 143,050 | $144.9 萬 | 0.00% | −22,880−13.8% | 減碼 |
| Raymond James & Associates | 140,590 | $142.4 萬 | 0.00% | +8,632+6.5% | 加碼 |
| Park Avenue Securities LLC | 115,420 | $116.9 萬 | 0.02% | +10,172+9.7% | 加碼 |
| Parametric Portfolio Associates LLC | 105,405 | $106.8 萬 | 0.00% | −56,342−34.8% | 減碼 |
| Wela Strategies, Inc. | 88,949 | $90.1 萬 | 0.45% | +195+0.2% | 加碼 |
| Ameriprise Financial Inc | 88,019 | $89.1 萬 | 0.00% | +27,065+44.4% | 加碼 |
| FourThought Financial, LLC | 85,023 | $86.1 萬 | 0.11% | +13,442+18.8% | 加碼 |
| Dynamic Advisor Solutions LLC | 77,235 | $78.2 萬 | 0.06% | +8,424+12.2% | 加碼 |
| Cohen & Steers, Inc. | 76,620 | $77.6 萬 | 0.00% | 00.0% | 不變 |
| Advisor Group Holdings, Inc. | 73,536 | $74.6 萬 | 0.00% | +24,849+51.0% | 加碼 |
| GWM Advisors LLC | 68,600 | $69.5 萬 | 0.01% | +68,600 | 新進 |
| D.A. Davidson & Co. | 63,667 | $64.5 萬 | 0.01% | +8,597+15.6% | 加碼 |
| Horizon Kinetics Asset Management LLC | 55,869 | $56.6 萬 | 0.01% | −1,115−2.0% | 減碼 |
| Commonwealth Equity Services, LLC | 48,465 | $49.0 萬 | 0.00% | +6,617+15.8% | 加碼 |
| Wedbush Securities Inc | 46,100 | $46.7 萬 | 0.02% | +5,500+13.5% | 加碼 |
| Virtus ETF Advisers LLC | 45,039 | $45.6 萬 | 0.17% | −5,837−11.5% | 減碼 |
| Congress Park Capital LLC | 42,500 | $43.1 萬 | 0.21% | 00.0% | 不變 |
| ProVise Management Group, LLC | 38,355 | $38.9 萬 | 0.04% | −900−2.3% | 減碼 |
| Kovack Advisors, Inc. | 36,588 | $37.1 萬 | 0.04% | −4,059−10.0% | 減碼 |
| Raymond James Financial Services Advisors, Inc. | 35,807 | $36.3 萬 | 0.00% | −8,116−18.5% | 減碼 |
| Cambridge Investment Research Advisors, Inc. | 31,616 | $32.0 萬 | 0.00% | +5,166+19.5% | 加碼 |
| Truist Financial Corp | 26,220 | $26.6 萬 | 0.00% | −9,025−25.6% | 減碼 |
| Stifel Financial Corp | 25,876 | $26.2 萬 | 0.00% | −17,149−39.9% | 減碼 |
| Sigma Planning Corp | 22,727 | $23.0 萬 | 0.01% | +131+0.6% | 加碼 |
| Integrated Capital Management, Inc. | 20,706 | $20.9 萬 | 0.16% | +958+4.9% | 加碼 |
| Millennium Management LLC | 17,392 | $17.6 萬 | 0.00% | +17,392 | 新進 |
| National Asset Management, Inc. | 15,983 | $16.2 萬 | 0.00% | −92−0.6% | 減碼 |
| Jaffetilchin Investment Partners, LLC | 15,494 | $15.7 萬 | 0.01% | +350+2.3% | 加碼 |
| Aristides Capital LLC | 15,178 | $15.4 萬 | 0.09% | +15,178 | 新進 |
| Oppenheimer & Co Inc | 14,735 | $14.9 萬 | 0.00% | +465+3.3% | 加碼 |
| Ameritas Advisory Services, LLC | 14,535 | $14.7 萬 | 0.01% | +14,535 | 新進 |
| Sheets Smith Wealth Management | 14,400 | $14.6 萬 | 0.02% | 00.0% | 不變 |
| Family Management Corp | 12,513 | $12.7 萬 | 0.03% | 00.0% | 不變 |
| Koshinski Asset Management, Inc. | 12,153 | $12.3 萬 | 0.01% | +100+0.8% | 加碼 |
| Apollon Wealth Management, LLC | 12,168 | $12.3 萬 | 0.01% | +275+2.3% | 加碼 |
| Transform Wealth, LLC | 11,919 | $12.1 萬 | 0.01% | −1,423−10.7% | 減碼 |
| Belpointe Asset Management LLC | 11,800 | $11.9 萬 | 0.01% | −2,250−16.0% | 減碼 |
| CTC Capital Management, LLC | 10,730 | $10.9 萬 | 0.84% | +10,730 | 新進 |
| Pekin Hardy Strauss, Inc. | 10,600 | $10.7 萬 | 0.01% | −66,655−86.3% | 減碼 |
| Klingman & Associates, LLC | 10,510 | $10.6 萬 | 0.01% | 00.0% | 不變 |
| The PNC Financial Services Group, Inc. | 10,185 | $10.4 萬 | 0.00% | 00.0% | 不變 |
| Stratos Wealth Partners, LTD. | 10,023 | $10.2 萬 | 0.00% | −100−1.0% | 減碼 |
| CoreCap Advisors, LLC | 9,265 | $9.40 萬 | 0.01% | +9,265 | 新進 |
| GPS Wealth Strategies Group, LLC | 8,575 | $8.70 萬 | 0.02% | −950−10.0% | 減碼 |
| NEXT Financial Group, Inc | 6,800 | $6.90 萬 | 0.00% | 00.0% | 不變 |
| Spire Wealth Management | 6,000 | $6.10 萬 | 0.00% | +6,000 | 新進 |
| Cullen/Frost Bankers, Inc. | 5,000 | $5.10 萬 | 0.00% | 00.0% | 不變 |
| Steward Partners Investment Advisory, LLC | 5,044 | $5.10 萬 | 0.00% | 00.0% | 不變 |
| Gradient Investments LLC | 4,009 | $4.10 萬 | 0.00% | −89−2.2% | 減碼 |
| Northwestern Mutual Wealth Management Co | 3,178 | $3.20 萬 | 0.00% | 00.0% | 不變 |
| CoreFirst Bank & Trust | 3,192 | $3.20 萬 | 0.02% | +2,360+283.7% | 加碼 |
| Hexagon Capital Partners LLC | 2,955 | $3.00 萬 | 0.01% | 00.0% | 不變 |
| Segantii Capital Management Ltd | 2,850 | $2.90 萬 | 0.00% | +2,850 | 新進 |
| Fortitude Advisory Group L.L.C. | 2,056 | $2.10 萬 | 0.01% | +2,056 | 新進 |
| American Portfolios Advisors | 2,000 | $2.03 萬 | 0.00% | 00.0% | 不變 |
| McIlrath & Eck, LLC | 1,300 | $1.30 萬 | 0.00% | +1,050+420.0% | 加碼 |
| Howe & Rusling Inc | 1,300 | $1.30 萬 | 0.00% | +1,300 | 新進 |
| Accel Wealth Management | 1,093 | $1.10 萬 | 0.01% | +14+1.3% | 加碼 |
| Princeton Global Asset Management LLC | 1,040 | $1.10 萬 | 0.00% | 00.0% | 不變 |
| Proequities, Inc. | 1,000 | $1.00 萬 | 0.00% | −500−33.3% | 減碼 |
| Geneos Wealth Management Inc. | 1,000 | $1.00 萬 | 0.00% | 00.0% | 不變 |
| Lindbrook Capital, LLC | 644 | $7,000 | 0.00% | +616+2,200.0% | 加碼 |
| National Bank of Canada | 600 | $6,000 | 0.00% | +600 | 新進 |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 14 | $0 | 0.00% | 00.0% | 不變 |
| Signaturefd, LLC | 9 | $0 | 0.00% | 00.0% | 不變 |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −1,660,546−100.0% | 清倉 |
| Thomas J. Herzfeld Advisors, Inc. | 0 | $0 | 0.00% | −182,277−100.0% | 清倉 |
| 6 Meridian | 0 | $0 | 0.00% | −64,359−100.0% | 清倉 |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −51,555−100.0% | 清倉 |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −11,817−100.0% | 清倉 |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −10,503−100.0% | 清倉 |
| Camden Capital, LLC | 0 | $0 | 0.00% | −10,081−100.0% | 清倉 |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −350−100.0% | 清倉 |
| Citigroup Inc | 0 | $0 | 0.00% | −9−100.0% | 清倉 |
| Mid Atlantic Financial Management Inc | – | – | – | – | 本季未申報 |
| Zazove Associates LLC | – | – | – | – | 本季未申報 |
| Ameritas Investment Company, LLC | – | – | – | – | 本季未申報 |
| Security National Trust Co | – | – | – | – | 本季未申報 |