Nuveen Floating Rate Income Opportunity Fund
JRO2023/7/31 下市- SEC CIK
- 0001289213
Nuveen Floating Rate Income Opportunity Fund 已在 2023/7/31 下市；內部人最後一份 Form 4 在 2022/5/13 申報；2023 年第 2 季末有 97 家機構在 13F 申報持有，市值合計 $9,276 萬；大師中只有橡樹資本持有。
2022 年第 1 季 13F 持有人
Nuveen Floating Rate Income Opportunity Fund 在 2022/3/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 75
- 較 2021 年第 4 季 −8 家
- 持有股數
- 966.0 萬
- 較 2021 年第 4 季 −195.5 萬 (−16.8%)
- 總市值
- $9,879 萬
- 較 2021 年第 4 季 −$1,886 萬 (−16.0%)
- 新進機構
- 9
- 另有 29 家加碼
- 清倉機構
- 17
- 另有 19 家減碼
另有 1 家機構在 2021 年第 4 季持有、還沒有申報 2022 年第 1 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 JRO 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 1 | $8 |
| 2026 年第 1 季 | 1 | $8 |
| 2025 年第 4 季 | 1 | $8 |
| 2025 年第 3 季 | 1 | $8 |
| 2025 年第 2 季 | 1 | $8 |
| 2025 年第 1 季 | 1 | $8 |
| 2024 年第 4 季 | 1 | $8 |
| 2024 年第 3 季 | 1 | $8 |
| 2024 年第 2 季 | 1 | $8 |
| 2024 年第 1 季 | 1 | $8 |
| 2023 年第 4 季 | 1 | $8 |
| 2023 年第 3 季 | 3 | $4,178 |
| 2023 年第 2 季 | 97 | $9,276 萬 |
| 2023 年第 1 季 | 96 | $9,195 萬 |
| 2022 年第 4 季 | 90 | $8,522 萬 |
| 2022 年第 3 季 | 76 | $8,638 萬 |
| 2022 年第 2 季 | 81 | $8,760 萬 |
| 2022 年第 1 季 | 75 | $9,879 萬 |
| 2021 年第 4 季 | 84 | $1.18 億 |
| 2021 年第 3 季 | 86 | $1.38 億 |
| 2021 年第 2 季 | 89 | $1.53 億 |
| 2021 年第 1 季 | 85 | $1.72 億 |
2022 年第 1 季持有機構
每家機構持有 Nuveen Floating Rate Income Opportunity Fund 的股數、市值與佔組合比重；股數變化跟 2021 年第 4 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Bank of America Corp | 2,252,810 | $2,284 萬 | 0.00% | +58,793+2.7% | 加碼 |
| Morgan Stanley | 1,545,676 | $1,567 萬 | 0.00% | +127,973+9.0% | 加碼 |
| Guggenheim Capital LLC | 851,676 | $863.6 萬 | 0.05% | +173,891+25.7% | 加碼 |
| LPL Financial LLC | 788,232 | $799.3 萬 | 0.01% | +417,595+112.7% | 加碼 |
| Goldman Sachs Group Inc | 432,590 | $438.6 萬 | 0.00% | +83,794+24.0% | 加碼 |
| Sit Investment Associates Inc | 284,090 | $288.1 萬 | 0.08% | −424,396−59.9% | 減碼 |
| Eaton Vance Management | 274,352 | $278.2 萬 | 0.00% | 00.0% | 不變 |
| Raymond James & Associates | 268,443 | $272.2 萬 | 0.00% | +127,853+90.9% | 加碼 |
| Invesco Ltd. | 258,475 | $262.1 萬 | 0.00% | +69,507+36.8% | 加碼 |
| Next Capital Management LLC | 239,494 | $242.8 萬 | 1.68% | −28,054−10.5% | 減碼 |
| Aviance Capital Partners, LLC | 198,419 | $201.2 萬 | 0.37% | +31,942+19.2% | 加碼 |
| UBS Group AG | 196,031 | $198.8 萬 | 0.00% | +10,802+5.8% | 加碼 |
| RFG Advisory, LLC | 178,405 | $180.9 萬 | 0.12% | −8,289−4.4% | 減碼 |
| Advisor Group Holdings, Inc. | 85,944 | $168.3 萬 | 0.00% | +12,408+16.9% | 加碼 |
| Wells Fargo & Company | 144,857 | $146.9 萬 | 0.00% | −10,665−6.9% | 減碼 |
| International Assets Investment Management, LLC | 141,475 | $143.5 萬 | 0.26% | +141,475 | 新進 |
| Capital Investment Advisors, LLC | 115,902 | $117.5 萬 | 0.04% | −444,018−79.3% | 減碼 |
| Royal Bank of Canada | 110,050 | $111.6 萬 | 0.00% | −37,518−25.4% | 減碼 |
| Raymond James Financial Services Advisors, Inc. | 91,979 | $93.3 萬 | 0.00% | +56,172+156.9% | 加碼 |
| Ameriprise Financial Inc | 91,683 | $93.1 萬 | 0.00% | +3,664+4.2% | 加碼 |
| FourThought Financial, LLC | 89,993 | $91.4 萬 | 0.12% | +4,970+5.8% | 加碼 |
| Dynamic Advisor Solutions LLC | 80,864 | $82.0 萬 | 0.06% | +3,629+4.7% | 加碼 |
| Cohen & Steers, Inc. | 76,620 | $77.7 萬 | 0.00% | 00.0% | 不變 |
| D.A. Davidson & Co. | 68,486 | $69.4 萬 | 0.01% | +4,819+7.6% | 加碼 |
| Gladstone Institutional Advisory LLC | 57,946 | $58.8 萬 | 0.04% | +57,946 | 新進 |
| Horizon Kinetics Asset Management LLC | 55,869 | $56.7 萬 | 0.01% | 00.0% | 不變 |
| Commonwealth Equity Services, LLC | 49,113 | $49.8 萬 | 0.00% | +648+1.3% | 加碼 |
| Virtus ETF Advisers LLC | 47,895 | $48.6 萬 | 0.22% | +2,856+6.3% | 加碼 |
| Wedbush Securities Inc | 44,600 | $45.2 萬 | 0.02% | −1,500−3.3% | 減碼 |
| Cambridge Investment Research Advisors, Inc. | 36,421 | $36.9 萬 | 0.00% | +4,805+15.2% | 加碼 |
| ProVise Management Group, LLC | 35,475 | $36.0 萬 | 0.03% | −2,880−7.5% | 減碼 |
| Kovack Advisors, Inc. | 34,202 | $34.6 萬 | 0.04% | −2,386−6.5% | 減碼 |
| GWM Advisors LLC | 28,500 | $28.9 萬 | 0.00% | −40,100−58.5% | 減碼 |
| Congress Park Capital LLC | 28,500 | $28.9 萬 | 0.15% | −14,000−32.9% | 減碼 |
| Truist Financial Corp | 25,116 | $25.5 萬 | 0.00% | −1,104−4.2% | 減碼 |
| Envestnet Asset Management Inc | 23,009 | $23.3 萬 | 0.00% | −120,041−83.9% | 減碼 |
| Steward Partners Investment Advisory, LLC | 22,680 | $23.0 萬 | 0.00% | +17,636+349.6% | 加碼 |
| Stifel Financial Corp | 21,848 | $22.2 萬 | 0.00% | −4,028−15.6% | 減碼 |
| Sigma Planning Corp | 21,520 | $21.8 萬 | 0.01% | −1,207−5.3% | 減碼 |
| Roosevelt Investment Group LLC | 21,410 | $21.7 萬 | 0.01% | +21,410 | 新進 |
| Western Wealth Management, LLC | 21,105 | $21.4 萬 | 0.01% | +21,105 | 新進 |
| Oppenheimer & Co Inc | 18,684 | $18.9 萬 | 0.00% | +3,949+26.8% | 加碼 |
| National Asset Management, Inc. | 16,073 | $16.3 萬 | 0.01% | +90+0.6% | 加碼 |
| Klingman & Associates, LLC | 15,550 | $15.8 萬 | 0.01% | +5,040+48.0% | 加碼 |
| Ameritas Advisory Services, LLC | 14,542 | $14.7 萬 | 0.01% | +70.0% | 加碼 |
| Sheets Smith Wealth Management | 14,400 | $14.6 萬 | 0.02% | 00.0% | 不變 |
| Jaffetilchin Investment Partners, LLC | 15,860 | $13.2 萬 | 0.02% | +366+2.4% | 加碼 |
| Apollon Wealth Management, LLC | 12,310 | $12.5 萬 | 0.01% | +142+1.2% | 加碼 |
| Koshinski Asset Management, Inc. | 12,153 | $12.3 萬 | 0.01% | 00.0% | 不變 |
| Belpointe Asset Management LLC | 11,800 | $11.9 萬 | 0.01% | 00.0% | 不變 |
| Transform Wealth, LLC | 11,439 | $11.6 萬 | 0.01% | −480−4.0% | 減碼 |
| Pekin Hardy Strauss, Inc. | 10,600 | $10.7 萬 | 0.01% | 00.0% | 不變 |
| CoreCap Advisors, LLC | 10,315 | $10.5 萬 | 0.01% | +1,050+11.3% | 加碼 |
| The PNC Financial Services Group, Inc. | 10,187 | $10.4 萬 | 0.00% | +20.0% | 加碼 |
| GPS Wealth Strategies Group, LLC | 8,575 | $8.70 萬 | 0.02% | 00.0% | 不變 |
| Northwestern Mutual Wealth Management Co | 6,178 | $6.20 萬 | 0.00% | +3,000+94.4% | 加碼 |
| Huntington National Bank | – | $5.20 萬 | 0.00% | – | 新進 |
| Cullen/Frost Bankers, Inc. | 5,000 | $5.10 萬 | 0.00% | 00.0% | 不變 |
| IFP Advisors, Inc | 4,177 | $4.50 萬 | 0.00% | +4,177 | 新進 |
| Gradient Investments LLC | 3,864 | $3.90 萬 | 0.00% | −145−3.6% | 減碼 |
| CoreFirst Bank & Trust | 3,192 | $3.20 萬 | 0.02% | 00.0% | 不變 |
| Hexagon Capital Partners LLC | 2,955 | $3.00 萬 | 0.01% | 00.0% | 不變 |
| Fortitude Advisory Group L.L.C. | 2,056 | $2.10 萬 | 0.01% | 00.0% | 不變 |
| American Portfolios Advisors | 2,000 | $2.03 萬 | 0.00% | 00.0% | 不變 |
| McIlrath & Eck, LLC | 1,050 | $1.10 萬 | 0.00% | −250−19.2% | 減碼 |
| Princeton Global Asset Management LLC | 1,040 | $1.10 萬 | 0.00% | 00.0% | 不變 |
| Accel Wealth Management | 1,104 | $1.10 萬 | 0.01% | +11+1.0% | 加碼 |
| Proequities, Inc. | 1,000 | $1.00 萬 | 0.00% | 00.0% | 不變 |
| Hazlett, Burt & Watson, Inc. | 774 | $8,000 | 0.01% | +774 | 新進 |
| National Bank of Canada | 600 | $6,000 | 0.00% | 00.0% | 不變 |
| Beacon Capital Management, LLC | 477 | $5,000 | 0.00% | +477 | 新進 |
| Capital Directions Investment Advisors, LLC | 250 | $3,000 | 0.00% | +250 | 新進 |
| Lindbrook Capital, LLC | 28 | $0 | 0.00% | −616−95.7% | 減碼 |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 14 | $0 | 0.00% | 00.0% | 不變 |
| Signaturefd, LLC | 9 | $0 | 0.00% | 00.0% | 不變 |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −822,588−100.0% | 清倉 |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −492,774−100.0% | 清倉 |
| 1607 Capital Partners, LLC | 0 | $0 | 0.00% | −364,300−100.0% | 清倉 |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −201,076−100.0% | 清倉 |
| Park Avenue Securities LLC | 0 | $0 | 0.00% | −115,420−100.0% | 清倉 |
| Parametric Portfolio Associates LLC | 0 | $0 | 0.00% | −105,405−100.0% | 清倉 |
| Wela Strategies, Inc. | 0 | $0 | 0.00% | −88,949−100.0% | 清倉 |
| Integrated Capital Management, Inc. | 0 | $0 | 0.00% | −20,706−100.0% | 清倉 |
| Millennium Management LLC | 0 | $0 | 0.00% | −17,392−100.0% | 清倉 |
| Aristides Capital LLC | 0 | $0 | 0.00% | −15,178−100.0% | 清倉 |
| Family Management Corp | 0 | $0 | 0.00% | −12,513−100.0% | 清倉 |
| CTC Capital Management, LLC | 0 | $0 | 0.00% | −10,730−100.0% | 清倉 |
| Stratos Wealth Partners, LTD. | 0 | $0 | 0.00% | −10,023−100.0% | 清倉 |
| Spire Wealth Management | 0 | $0 | 0.00% | −6,000−100.0% | 清倉 |
| Segantii Capital Management Ltd | 0 | $0 | 0.00% | −2,850−100.0% | 清倉 |
| Howe & Rusling Inc | 0 | $0 | 0.00% | −1,300−100.0% | 清倉 |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −1,000−100.0% | 清倉 |
| NEXT Financial Group, Inc | – | – | – | – | 本季未申報 |