Nuveen Floating Rate Income Opportunity Fund
JRODelisted Jul 31, 2023- SEC CIK
- 0001289213
Nuveen Floating Rate Income Opportunity Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on May 13, 2022; 97 institutions reported holding it in 13F filings for Q2 2023, worth $92.8M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q1 2022
Institutional positions in Nuveen Floating Rate Income Opportunity Fund as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 75
- −8 vs. Q4 2021
- Shares held
- 9.66M
- −1.95M (−16.8%) vs. Q4 2021
- Total value
- $98.8M
- −$18.9M (−16.0%) vs. Q4 2021
- New holders
- 9
- 29 more added
- Sold out
- 17
- 19 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $8 |
| Q1 2026 | 1 | $8 |
| Q4 2025 | 1 | $8 |
| Q3 2025 | 1 | $8 |
| Q2 2025 | 1 | $8 |
| Q1 2025 | 1 | $8 |
| Q4 2024 | 1 | $8 |
| Q3 2024 | 1 | $8 |
| Q2 2024 | 1 | $8 |
| Q1 2024 | 1 | $8 |
| Q4 2023 | 1 | $8 |
| Q3 2023 | 3 | $4.18K |
| Q2 2023 | 97 | $92.8M |
| Q1 2023 | 96 | $91.9M |
| Q4 2022 | 90 | $85.2M |
| Q3 2022 | 76 | $86.4M |
| Q2 2022 | 81 | $87.6M |
| Q1 2022 | 75 | $98.8M |
| Q4 2021 | 84 | $117.7M |
| Q3 2021 | 86 | $138.3M |
| Q2 2021 | 89 | $153.2M |
| Q1 2021 | 85 | $171.6M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Opportunity Fund; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 2,252,810 | $22.8M | 0.00% | +58,793+2.7% | Added |
| Morgan Stanley | 1,545,676 | $15.7M | 0.00% | +127,973+9.0% | Added |
| Guggenheim Capital LLC | 851,676 | $8.64M | 0.05% | +173,891+25.7% | Added |
| LPL Financial LLC | 788,232 | $7.99M | 0.01% | +417,595+112.7% | Added |
| Goldman Sachs Group Inc | 432,590 | $4.39M | 0.00% | +83,794+24.0% | Added |
| Sit Investment Associates Inc | 284,090 | $2.88M | 0.08% | −424,396−59.9% | Reduced |
| Eaton Vance Management | 274,352 | $2.78M | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 268,443 | $2.72M | 0.00% | +127,853+90.9% | Added |
| Invesco Ltd. | 258,475 | $2.62M | 0.00% | +69,507+36.8% | Added |
| Next Capital Management LLC | 239,494 | $2.43M | 1.68% | −28,054−10.5% | Reduced |
| Aviance Capital Partners, LLC | 198,419 | $2.01M | 0.37% | +31,942+19.2% | Added |
| UBS Group AG | 196,031 | $1.99M | 0.00% | +10,802+5.8% | Added |
| RFG Advisory, LLC | 178,405 | $1.81M | 0.12% | −8,289−4.4% | Reduced |
| Advisor Group Holdings, Inc. | 85,944 | $1.68M | 0.00% | +12,408+16.9% | Added |
| Wells Fargo & Company | 144,857 | $1.47M | 0.00% | −10,665−6.9% | Reduced |
| International Assets Investment Management, LLC | 141,475 | $1.44M | 0.26% | +141,475 | New |
| Capital Investment Advisors, LLC | 115,902 | $1.18M | 0.04% | −444,018−79.3% | Reduced |
| Royal Bank of Canada | 110,050 | $1.12M | 0.00% | −37,518−25.4% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 91,979 | $933.0K | 0.00% | +56,172+156.9% | Added |
| Ameriprise Financial Inc | 91,683 | $931.0K | 0.00% | +3,664+4.2% | Added |
| FourThought Financial, LLC | 89,993 | $914.0K | 0.12% | +4,970+5.8% | Added |
| Dynamic Advisor Solutions LLC | 80,864 | $820.0K | 0.06% | +3,629+4.7% | Added |
| Cohen & Steers, Inc. | 76,620 | $777.0K | 0.00% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 68,486 | $694.0K | 0.01% | +4,819+7.6% | Added |
| Gladstone Institutional Advisory LLC | 57,946 | $588.0K | 0.04% | +57,946 | New |
| Horizon Kinetics Asset Management LLC | 55,869 | $567.0K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 49,113 | $498.0K | 0.00% | +648+1.3% | Added |
| Virtus ETF Advisers LLC | 47,895 | $486.0K | 0.22% | +2,856+6.3% | Added |
| Wedbush Securities Inc | 44,600 | $452.0K | 0.02% | −1,500−3.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 36,421 | $369.0K | 0.00% | +4,805+15.2% | Added |
| ProVise Management Group, LLC | 35,475 | $360.0K | 0.03% | −2,880−7.5% | Reduced |
| Kovack Advisors, Inc. | 34,202 | $346.0K | 0.04% | −2,386−6.5% | Reduced |
| GWM Advisors LLC | 28,500 | $289.0K | 0.00% | −40,100−58.5% | Reduced |
| Congress Park Capital LLC | 28,500 | $289.0K | 0.15% | −14,000−32.9% | Reduced |
| Truist Financial Corp | 25,116 | $255.0K | 0.00% | −1,104−4.2% | Reduced |
| Envestnet Asset Management Inc | 23,009 | $233.0K | 0.00% | −120,041−83.9% | Reduced |
| Steward Partners Investment Advisory, LLC | 22,680 | $230.0K | 0.00% | +17,636+349.6% | Added |
| Stifel Financial Corp | 21,848 | $222.0K | 0.00% | −4,028−15.6% | Reduced |
| Sigma Planning Corp | 21,520 | $218.0K | 0.01% | −1,207−5.3% | Reduced |
| Roosevelt Investment Group LLC | 21,410 | $217.0K | 0.01% | +21,410 | New |
| Western Wealth Management, LLC | 21,105 | $214.0K | 0.01% | +21,105 | New |
| Oppenheimer & Co Inc | 18,684 | $189.0K | 0.00% | +3,949+26.8% | Added |
| National Asset Management, Inc. | 16,073 | $163.0K | 0.01% | +90+0.6% | Added |
| Klingman & Associates, LLC | 15,550 | $158.0K | 0.01% | +5,040+48.0% | Added |
| Ameritas Advisory Services, LLC | 14,542 | $147.0K | 0.01% | +70.0% | Added |
| Sheets Smith Wealth Management | 14,400 | $146.0K | 0.02% | 00.0% | Unchanged |
| Jaffetilchin Investment Partners, LLC | 15,860 | $132.0K | 0.02% | +366+2.4% | Added |
| Apollon Wealth Management, LLC | 12,310 | $125.0K | 0.01% | +142+1.2% | Added |
| Koshinski Asset Management, Inc. | 12,153 | $123.2K | 0.01% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 11,800 | $119.0K | 0.01% | 00.0% | Unchanged |
| Transform Wealth, LLC | 11,439 | $116.0K | 0.01% | −480−4.0% | Reduced |
| Pekin Hardy Strauss, Inc. | 10,600 | $107.0K | 0.01% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 10,315 | $105.0K | 0.01% | +1,050+11.3% | Added |
| The PNC Financial Services Group, Inc. | 10,187 | $104.0K | 0.00% | +20.0% | Added |
| GPS Wealth Strategies Group, LLC | 8,575 | $87.0K | 0.02% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 6,178 | $62.0K | 0.00% | +3,000+94.4% | Added |
| Huntington National Bank | – | $52.0K | 0.00% | – | New |
| Cullen/Frost Bankers, Inc. | 5,000 | $51.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 4,177 | $45.0K | 0.00% | +4,177 | New |
| Gradient Investments LLC | 3,864 | $39.0K | 0.00% | −145−3.6% | Reduced |
| CoreFirst Bank & Trust | 3,192 | $32.0K | 0.02% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 2,955 | $30.0K | 0.01% | 00.0% | Unchanged |
| Fortitude Advisory Group L.L.C. | 2,056 | $21.0K | 0.01% | 00.0% | Unchanged |
| American Portfolios Advisors | 2,000 | $20.3K | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 1,050 | $11.0K | 0.00% | −250−19.2% | Reduced |
| Princeton Global Asset Management LLC | 1,040 | $11.0K | 0.00% | 00.0% | Unchanged |
| Accel Wealth Management | 1,104 | $11.0K | 0.01% | +11+1.0% | Added |
| Proequities, Inc. | 1,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| Hazlett, Burt & Watson, Inc. | 774 | $8.00K | 0.01% | +774 | New |
| National Bank of Canada | 600 | $6.00K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 477 | $5.00K | 0.00% | +477 | New |
| Capital Directions Investment Advisors, LLC | 250 | $3.00K | 0.00% | +250 | New |
| Lindbrook Capital, LLC | 28 | $0 | 0.00% | −616−95.7% | Reduced |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 14 | $0 | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 9 | $0 | 0.00% | 00.0% | Unchanged |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −822,588−100.0% | Sold out |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −492,774−100.0% | Sold out |
| 1607 Capital Partners, LLC | 0 | $0 | 0.00% | −364,300−100.0% | Sold out |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −201,076−100.0% | Sold out |
| Park Avenue Securities LLC | 0 | $0 | 0.00% | −115,420−100.0% | Sold out |
| Parametric Portfolio Associates LLC | 0 | $0 | 0.00% | −105,405−100.0% | Sold out |
| Wela Strategies, Inc. | 0 | $0 | 0.00% | −88,949−100.0% | Sold out |
| Integrated Capital Management, Inc. | 0 | $0 | 0.00% | −20,706−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −17,392−100.0% | Sold out |
| Aristides Capital LLC | 0 | $0 | 0.00% | −15,178−100.0% | Sold out |
| Family Management Corp | 0 | $0 | 0.00% | −12,513−100.0% | Sold out |
| CTC Capital Management, LLC | 0 | $0 | 0.00% | −10,730−100.0% | Sold out |
| Stratos Wealth Partners, LTD. | 0 | $0 | 0.00% | −10,023−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −6,000−100.0% | Sold out |
| Segantii Capital Management Ltd | 0 | $0 | 0.00% | −2,850−100.0% | Sold out |
| Howe & Rusling Inc | 0 | $0 | 0.00% | −1,300−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| NEXT Financial Group, Inc | – | – | – | – | Not filed |