Nuveen Floating Rate Income Opportunity Fund
JRODelisted Jul 31, 2023- SEC CIK
- 0001289213
Nuveen Floating Rate Income Opportunity Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on May 13, 2022; 97 institutions reported holding it in 13F filings for Q2 2023, worth $92.8M in total; Oaktree Capital was the only superinvestor holding it.
Q1 2022 vs. Q4 2021
How the institutions holding Nuveen Floating Rate Income Opportunity Fund changed between Q4 2021 and Q1 2022.
All holders in Q1 2022All holders in Q4 2021
| Measure | Q4 2021 | Of which not filed for Q1 2022 | Q1 2022 | Change |
|---|---|---|---|---|
| Holders | 84 | 1 | 75 | −8 |
| Shares | 11.6M | 6.80K | 9.66M | −1.95M (−16.8%) |
| Value | $117.7M | $69.0K | $98.8M | −$18.9M (−16.0%) |
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so the changes leave them out.
New holders (9)
Institutions that held Nuveen Floating Rate Income Opportunity Fund at the end of Q1 2022 but not at the end of Q4 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| International Assets Investment Management, LLC | 141,475 | $1.44M | 0.26% |
| Gladstone Institutional Advisory LLC | 57,946 | $588.0K | 0.04% |
| Roosevelt Investment Group LLC | 21,410 | $217.0K | 0.01% |
| Western Wealth Management, LLC | 21,105 | $214.0K | 0.01% |
| Huntington National Bank | – | $52.0K | 0.00% |
| IFP Advisors, Inc | 4,177 | $45.0K | 0.00% |
| Hazlett, Burt & Watson, Inc. | 774 | $8.00K | 0.01% |
| Beacon Capital Management, LLC | 477 | $5.00K | 0.00% |
| Capital Directions Investment Advisors, LLC | 250 | $3.00K | 0.00% |
Sold out (17)
Institutions that held Nuveen Floating Rate Income Opportunity Fund at the end of Q4 2021 and filed for Q1 2022 without it.
| Institution | Shares, Q4 2021 | Value, Q4 2021 |
|---|---|---|
| Rivernorth Capital Management, LLC | 822,588 | $8.33M |
| Advisors Asset Management, Inc. | 492,774 | $4.99M |
| 1607 Capital Partners, LLC | 364,300 | $3.69M |
| Shaker Financial Services, LLC | 201,076 | $2.04M |
| Park Avenue Securities LLC | 115,420 | $1.17M |
| Parametric Portfolio Associates LLC | 105,405 | $1.07M |
| Wela Strategies, Inc. | 88,949 | $901.0K |
| Integrated Capital Management, Inc. | 20,706 | $209.0K |
| Millennium Management LLC | 17,392 | $176.0K |
| Aristides Capital LLC | 15,178 | $154.0K |
| Family Management Corp | 12,513 | $127.0K |
| CTC Capital Management, LLC | 10,730 | $109.0K |
| Stratos Wealth Partners, LTD. | 10,023 | $102.0K |
| Spire Wealth Management | 6,000 | $61.0K |
| Segantii Capital Management Ltd | 2,850 | $29.0K |
| Howe & Rusling Inc | 1,300 | $13.0K |
| Geneos Wealth Management Inc. | 1,000 | $10.0K |
Not filed for Q1 2022 yet (1)
Institutions that held Nuveen Floating Rate Income Opportunity Fund at the end of Q4 2021 and haven't filed a 13F for Q1 2022. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q4 2021 | Value, Q4 2021 |
|---|---|---|
| NEXT Financial Group, Inc | 6,800 | $69.0K |