Nuveen Floating Rate Income Opportunity Fund
JRODelisted Jul 31, 2023- SEC CIK
- 0001289213
Nuveen Floating Rate Income Opportunity Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on May 13, 2022; 97 institutions reported holding it in 13F filings for Q2 2023, worth $92.8M in total; Oaktree Capital was the only superinvestor holding it.
Holders of 5% or more of JRO
Holders whose latest Schedule 13D or 13G filing reports 5% or more of Nuveen Floating Rate Income Opportunity Fund, largest stake first. The change is against the holder's previous filing.
No holder currently reports owning 5% or more of Nuveen Floating Rate Income Opportunity Fund on Schedule 13D or 13G.
Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.
13D and 13G filings
8 Schedule 13D and 13G filings on Nuveen Floating Rate Income Opportunity Fund, newest first, including old-format filings without a stake.
| Filed (ET) | Filer | Form | Stake | Change | Event date | Filing |
|---|---|---|---|---|---|---|
| Feb 14, 20239:21 AM ET | Bank of America Corp | 13G/AOld format | – | – | – | SEC |
| Feb 10, 20239:43 AM ET | First Trust Portfolios LP | 13G/AOld format | – | – | – | SEC |
| Jan 31, 2022 | Bank of America Corp | 13GOld format | – | New | – | SEC |
| Jan 20, 2022 | First Trust Portfolios LP | 13GOld format | – | – | – | SEC |
| Sep 17, 2021 | Saba Capital Management, L.P. | 13D/AOld format | – | – | – | SEC |
| Sep 3, 2021 | Saba Capital Management, L.P. | 13D/AOld format | – | – | – | SEC |
| Aug 18, 2021 | Saba Capital Management, L.P. | 13D/AOld format | – | – | – | SEC |
| Jul 28, 2021 | Saba Capital Management, L.P. | 13D/AOld format | – | – | – | SEC |
| May 25, 2021 | Saba Capital Management, L.P. | 13D/AOld format | – | – | – | SEC |
| Feb 12, 20219:35 AM ET | First Trust Portfolios LP | 13G/AOld format | – | – | – | SEC |
Form 144: proposed insider sales
Notices from officers, directors and other affiliates planning to sell Nuveen Floating Rate Income Opportunity Fund shares.
No Form 144 notices for Nuveen Floating Rate Income Opportunity Fund are on file.