Nuveen Floating Rate Income Opportunity Fund
JRODelisted Jul 31, 2023- SEC CIK
- 0001289213
Nuveen Floating Rate Income Opportunity Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on May 13, 2022; 97 institutions reported holding it in 13F filings for Q2 2023, worth $92.8M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q2 2023
Institutional positions in Nuveen Floating Rate Income Opportunity Fund as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 97
- +3 vs. Q1 2023
- Shares held
- 11.9M
- +469.7K (+4.1%) vs. Q1 2023
- Total value
- $92.8M
- +$1.11M (+1.2%) vs. Q1 2023
- New holders
- 11
- 35 more added
- Sold out
- 8
- 22 more reduced
2 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $8 |
| Q1 2026 | 1 | $8 |
| Q4 2025 | 1 | $8 |
| Q3 2025 | 1 | $8 |
| Q2 2025 | 1 | $8 |
| Q1 2025 | 1 | $8 |
| Q4 2024 | 1 | $8 |
| Q3 2024 | 1 | $8 |
| Q2 2024 | 1 | $8 |
| Q1 2024 | 1 | $8 |
| Q4 2023 | 1 | $8 |
| Q3 2023 | 3 | $4.18K |
| Q2 2023 | 97 | $92.8M |
| Q1 2023 | 96 | $91.9M |
| Q4 2022 | 90 | $85.2M |
| Q3 2022 | 76 | $86.4M |
| Q2 2022 | 81 | $87.6M |
| Q1 2022 | 75 | $98.8M |
| Q4 2021 | 84 | $117.7M |
| Q3 2021 | 86 | $138.3M |
| Q2 2021 | 89 | $153.2M |
| Q1 2021 | 85 | $171.6M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Opportunity Fund; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,630,611 | $12.7M | 0.00% | +113,993+7.5% | Added |
| Bank of America Corp | 1,294,823 | $10.1M | 0.00% | +67,314+5.5% | Added |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 793,641 | $6.19M | 0.08% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 561,173 | $4.38M | 0.03% | −144,996−20.5% | Reduced |
| City of London Investment Management Co Ltd | 503,188 | $3.93M | 0.32% | +64,958+14.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 483,872 | $3.77M | 0.01% | +100,773+26.3% | Added |
| Goldman Sachs Group Inc | 432,590 | $3.37M | 0.00% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 374,905 | $2.92M | 0.06% | −105,449−22.0% | Reduced |
| Invesco Ltd. | 357,860 | $2.79M | 0.00% | −50,237−12.3% | Reduced |
| Logan Stone Capital, LLC | 329,632 | $2.57M | 0.87% | +129,404+64.6% | Added |
| Sit Investment Associates Inc | 328,965 | $2.57M | 0.07% | +46,901+16.6% | Added |
| Raymond James & Associates | 307,596 | $2.40M | 0.00% | +10,664+3.6% | Added |
| Advisor Group Holdings, Inc. | 247,836 | $1.93M | 0.00% | +8,319+3.5% | Added |
| Royal Bank of Canada | 247,571 | $1.93M | 0.00% | +958+0.4% | Added |
| CNH Partners LLC | 224,550 | $1.75M | 0.08% | +167,812+295.8% | Added |
| International Assets Investment Management, LLC | 204,303 | $1.59M | 0.22% | +24,508+13.6% | Added |
| Wolverine Asset Management LLC | 192,671 | $1.50M | 0.03% | +141,214+274.4% | Added |
| Aviance Capital Partners, LLC | 191,579 | $1.49M | 0.32% | +3,757+2.0% | Added |
| RFG Advisory, LLC | 186,464 | $1.45M | 0.06% | −4,910−2.6% | Reduced |
| UBS Group AG | 179,296 | $1.40M | 0.00% | −2,997−1.6% | Reduced |
| Envestnet Asset Management Inc | 141,948 | $1.11M | 0.00% | +2,738+2.0% | Added |
| Ameriprise Financial Inc | 136,519 | $1.07M | 0.00% | +8,361+6.5% | Added |
| Mission Wealth Management, LP | 134,200 | $1.05M | 0.04% | −1,000−0.7% | Reduced |
| Park Avenue Securities LLC | 129,029 | $1.01M | 0.02% | +640+0.5% | Added |
| Cohen & Steers, Inc. | 127,756 | $996.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 126,775 | $988.8K | 0.00% | +59,177+87.5% | Added |
| Saba Capital Management, L.P. | 118,559 | $924.8K | 0.03% | +95,183+407.2% | Added |
| Congress Park Capital LLC | 100,000 | $780.0K | 0.44% | +15,000+17.6% | Added |
| Landscape Capital Management, L.L.C. | 98,596 | $769.0K | 0.10% | +68,639+229.1% | Added |
| LPL Financial LLC | 95,057 | $741.4K | 0.00% | −218,165−69.7% | Reduced |
| Capital Investment Advisors, LLC | 93,298 | $727.7K | 0.02% | −2,034−2.1% | Reduced |
| 1607 Capital Partners, LLC | 89,800 | $700.4K | 0.05% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 83,333 | $656.2K | 0.29% | +2,704+3.4% | Added |
| Alpine Global Management, LLC | 83,780 | $653.5K | 0.18% | +83,780 | New |
| Almitas Capital LLC | 75,648 | $596.1K | 0.25% | +24,148+46.9% | Added |
| Cerity Partners LLC | 63,000 | $491.4K | 0.00% | +48,000+320.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 61,968 | $483.0K | 0.00% | −3,205−4.9% | Reduced |
| HighTower Advisors, LLC | 60,112 | $472.0K | 0.00% | +60,112 | New |
| Next Capital Management LLC | 59,807 | $466.5K | 0.22% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 57,573 | $449.0K | 0.00% | +1,009+1.8% | Added |
| Gladstone Institutional Advisory LLC | 57,320 | $447.1K | 0.03% | 00.0% | Unchanged |
| Horizon Kinetics Asset Management LLC | 56,673 | $442.0K | 0.01% | −311−0.5% | Reduced |
| Virtus ETF Advisers LLC | 39,840 | $310.8K | 0.18% | −1,278−3.1% | Reduced |
| Farther Finance Advisors, LLC | 38,820 | $302.8K | 0.07% | −3,084−7.4% | Reduced |
| Wedbush Securities Inc | 37,800 | $295.0K | 0.01% | −5,400−12.5% | Reduced |
| Sigma Planning Corp | 34,931 | $272.5K | 0.01% | +509+1.5% | Added |
| D.A. Davidson & Co. | 34,572 | $269.7K | 0.00% | −20,508−37.2% | Reduced |
| Oppenheimer & Co Inc | 31,844 | $248.4K | 0.00% | +5,039+18.8% | Added |
| Future Financial Wealth Managment LLC | 30,487 | $237.8K | 0.25% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 28,718 | $224.0K | 0.03% | −1,291−4.3% | Reduced |
| GWM Advisors LLC | 25,400 | $198.1K | 0.00% | +600+2.4% | Added |
| FourThought Financial Partners, LLC | 24,579 | $191.7K | 0.03% | −5,406−18.0% | Reduced |
| ProVise Management Group, LLC | 23,325 | $181.9K | 0.02% | −400−1.7% | Reduced |
| Integrated Capital Management, Inc. | 20,920 | $163.2K | 0.15% | +593+2.9% | Added |
| National Asset Management, Inc. | 20,698 | $163.0K | 0.00% | +4,816+30.3% | Added |
| Integrated Wealth Concepts LLC | 20,383 | $159.0K | 0.00% | 00.0% | Unchanged |
| Klingman & Associates, LLC | 20,038 | $156.3K | 0.01% | −2,176−9.8% | Reduced |
| Jones Road Capital Management, L.P. | 20,000 | $156.0K | 0.15% | 00.0% | Unchanged |
| Integrated Advisors Network LLC | 19,485 | $152.0K | 0.01% | +6,485+49.9% | Added |
| Western Wealth Management, LLC | 18,934 | $147.7K | 0.01% | +490+2.7% | Added |
| Transform Wealth, LLC | 15,519 | $122.2K | 0.01% | 00.0% | Unchanged |
| Wintrust Investments LLC | 15,238 | $119.0K | 0.01% | +15,238 | New |
| Ameritas Advisory Services, LLC | 15,217 | $118.1K | 0.02% | +23+0.2% | Added |
| Susquehanna International Group, LLP | 15,096 | $117.7K | 0.00% | −5,980−28.4% | Reduced |
| Sheets Smith Wealth Management | 14,400 | $112.3K | 0.02% | 00.0% | Unchanged |
| Apollon Wealth Management, LLC | 13,894 | $108.4K | 0.01% | +387+2.9% | Added |
| Virtu Financial LLC | 12,708 | $99.0K | 0.01% | +12,708 | New |
| Melfa Wealth Management, LLC | 12,666 | $98.8K | 0.10% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 12,553 | $97.9K | 0.01% | +12,553 | New |
| IFG Advisory, LLC | 12,500 | $97.5K | 0.01% | 00.0% | Unchanged |
| Wealth Alliance Advisory Group, LLC | 12,412 | $96.8K | 0.03% | 00.0% | Unchanged |
| Walleye Capital LLC | 12,134 | $94.6K | 0.00% | +12,134 | New |
| Cullen/Frost Bankers, Inc. | 12,000 | $93.6K | 0.00% | 00.0% | Unchanged |
| Yakira Capital Management, Inc. | 11,428 | $89.1K | 0.02% | +11,428 | New |
| CTC Alternative Strategies, Ltd. | 10,730 | $83.7K | 0.10% | +10,730 | New |
| The PNC Financial Services Group, Inc. | 10,160 | $79.2K | 0.00% | 00.0% | Unchanged |
| Vivaldi Capital Management, LLC | 10,000 | $78.0K | 0.02% | +10,000 | New |
| CWM, LLC | 9,725 | $76.0K | 0.00% | +2,033+26.4% | Added |
| Cary Street Partner Investment Advisory LLC | 8,750 | $68.3K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 8,638 | $67.4K | 0.00% | −18,577−68.3% | Reduced |
| Hollencrest Capital Management | 6,120 | $47.7K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 4,400 | $34.3K | 0.01% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 3,192 | $24.9K | 0.02% | 00.0% | Unchanged |
| ICA Group Wealth Management, LLC | 3,000 | $23.4K | 0.01% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 2,955 | $23.0K | 0.01% | 00.0% | Unchanged |
| Gradient Investments LLC | 2,729 | $21.3K | 0.00% | −410−13.1% | Reduced |
| McIlrath & Eck, LLC | 1,647 | $12.8K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 1,301 | $10.0K | 0.00% | +1,301 | New |
| Princeton Global Asset Management LLC | 1,040 | $8.11K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,024 | $7.99K | 0.00% | −1,333−56.6% | Reduced |
| National Bank of Canada | 600 | $4.69K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 600 | $4.00K | 0.01% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 477 | $3.72K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 57 | $608 | 0.00% | +57 | New |
| Lindbrook Capital, LLC | 28 | $218 | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 10 | $75 | 0.00% | +1+11.1% | Added |
| Huntington National Bank | – | $8 | 0.00% | – | – |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −316,735−100.0% | Sold out |
| World Equity Group, Inc. | 0 | $0 | 0.00% | −14,092−100.0% | Sold out |
| Axxcess Wealth Management, LLC | 0 | $0 | 0.00% | −18,512−100.0% | Sold out |