Nuveen Floating Rate Income Opportunity Fund
JRODelisted Jul 31, 2023- SEC CIK
- 0001289213
Nuveen Floating Rate Income Opportunity Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on May 13, 2022; 97 institutions reported holding it in 13F filings for Q2 2023, worth $92.8M in total; Oaktree Capital was the only superinvestor holding it.
Q2 2023 vs. Q1 2023
How the institutions holding Nuveen Floating Rate Income Opportunity Fund changed between Q1 2023 and Q2 2023.
All holders in Q2 2023All holders in Q1 2023
| Measure | Q1 2023 | Of which not filed for Q2 2023 | Q2 2023 | Change |
|---|---|---|---|---|
| Holders | 96 | 2 | 97 | +3 |
| Shares | 11.5M | 36.6K | 11.9M | +469.7K (+4.1%) |
| Value | $91.9M | $293.8K | $92.8M | +$1.11M (+1.2%) |
2 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so the changes leave them out.
New holders (11)
Institutions that held Nuveen Floating Rate Income Opportunity Fund at the end of Q2 2023 but not at the end of Q1 2023.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Alpine Global Management, LLC | 83,780 | $653.5K | 0.18% |
| HighTower Advisors, LLC | 60,112 | $472.0K | 0.00% |
| Wintrust Investments LLC | 15,238 | $119.0K | 0.01% |
| Virtu Financial LLC | 12,708 | $99.0K | 0.01% |
| Koshinski Asset Management, Inc. | 12,553 | $97.9K | 0.01% |
| Walleye Capital LLC | 12,134 | $94.6K | 0.00% |
| Yakira Capital Management, Inc. | 11,428 | $89.1K | 0.02% |
| CTC Alternative Strategies, Ltd. | 10,730 | $83.7K | 0.10% |
| Vivaldi Capital Management, LLC | 10,000 | $78.0K | 0.02% |
| Bessemer Group Inc | 1,301 | $10.0K | 0.00% |
| IFP Advisors, Inc | 57 | $608 | 0.00% |
Sold out (8)
Institutions that held Nuveen Floating Rate Income Opportunity Fund at the end of Q1 2023 and filed for Q2 2023 without it.
| Institution | Shares, Q1 2023 | Value, Q1 2023 |
|---|---|---|
| Captrust Financial Advisors | 316,735 | $2.54M |
| World Equity Group, Inc. | 14,092 | $183.1K |
| Axxcess Wealth Management, LLC | 18,512 | $148.5K |
| Lido Advisors, LLC | 18,408 | $147.6K |
| JPMorgan Chase & Co | 10,892 | $87.0K |
| Belpointe Asset Management LLC | 8,250 | $66.2K |
| Accel Wealth Management | 1,170 | $9.38K |
| Fortis Capital Advisors, LLC | 250 | $2.00K |
Not filed for Q2 2023 yet (2)
Institutions that held Nuveen Floating Rate Income Opportunity Fund at the end of Q1 2023 and haven't filed a 13F for Q2 2023. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q1 2023 | Value, Q1 2023 |
|---|---|---|
| Ahrens Investment Partners LLC | 25,900 | $207.7K |
| CTC Capital Management, LLC | 10,730 | $86.1K |