Nuveen Floating Rate Income Opportunity Fund
JRODelisted Jul 31, 2023- SEC CIK
- 0001289213
Nuveen Floating Rate Income Opportunity Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on May 13, 2022; 97 institutions reported holding it in 13F filings for Q2 2023, worth $92.8M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q1 2023
Institutional positions in Nuveen Floating Rate Income Opportunity Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 96
- +7 vs. Q4 2022
- Shares held
- 11.5M
- +572.5K (+5.3%) vs. Q4 2022
- Total value
- $91.9M
- +$6.80M (+8.0%) vs. Q4 2022
- New holders
- 17
- 34 more added
- Sold out
- 10
- 23 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $8 |
| Q1 2026 | 1 | $8 |
| Q4 2025 | 1 | $8 |
| Q3 2025 | 1 | $8 |
| Q2 2025 | 1 | $8 |
| Q1 2025 | 1 | $8 |
| Q4 2024 | 1 | $8 |
| Q3 2024 | 1 | $8 |
| Q2 2024 | 1 | $8 |
| Q1 2024 | 1 | $8 |
| Q4 2023 | 1 | $8 |
| Q3 2023 | 3 | $4.18K |
| Q2 2023 | 97 | $92.8M |
| Q1 2023 | 96 | $91.9M |
| Q4 2022 | 90 | $85.2M |
| Q3 2022 | 76 | $86.4M |
| Q2 2022 | 81 | $87.6M |
| Q1 2022 | 75 | $98.8M |
| Q4 2021 | 84 | $117.7M |
| Q3 2021 | 86 | $138.3M |
| Q2 2021 | 89 | $153.2M |
| Q1 2021 | 85 | $171.6M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Opportunity Fund; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,516,618 | $12.2M | 0.00% | +6,783+0.4% | Added |
| Bank of America Corp | 1,227,509 | $9.84M | 0.00% | +18,061+1.5% | Added |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 793,641 | $6.37M | 0.07% | −14,201−1.8% | Reduced |
| Guggenheim Capital LLC | 706,169 | $5.66M | 0.05% | +27,846+4.1% | Added |
| Advisors Asset Management, Inc. | 480,354 | $3.85M | 0.08% | +19,385+4.2% | Added |
| City of London Investment Management Co Ltd | 438,230 | $3.51M | 0.27% | +90,565+26.0% | Added |
| Goldman Sachs Group Inc | 432,590 | $3.47M | 0.00% | 00.0% | Unchanged |
| Invesco Ltd. | 408,097 | $3.27M | 0.00% | +3,351+0.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 383,099 | $3.07M | 0.01% | +16,594+4.5% | Added |
| Captrust Financial Advisors | 316,735 | $2.54M | 0.01% | +316,735 | New |
| LPL Financial LLC | 313,222 | $2.51M | 0.00% | −181,117−36.6% | Reduced |
| Raymond James & Associates | 296,932 | $2.38M | 0.00% | −112,143−27.4% | Reduced |
| Sit Investment Associates Inc | 282,064 | $2.26M | 0.06% | −37,293−11.7% | Reduced |
| Royal Bank of Canada | 246,613 | $1.98M | 0.00% | −2,251−0.9% | Reduced |
| Advisor Group Holdings, Inc. | 239,517 | $1.92M | 0.00% | −24,484−9.3% | Reduced |
| Logan Stone Capital, LLC | 200,228 | $1.61M | 0.64% | −51,673−20.5% | Reduced |
| RFG Advisory, LLC | 191,374 | $1.53M | 0.08% | −5,162−2.6% | Reduced |
| Aviance Capital Partners, LLC | 187,822 | $1.51M | 0.33% | +5,795+3.2% | Added |
| UBS Group AG | 182,293 | $1.46M | 0.00% | −9,145−4.8% | Reduced |
| International Assets Investment Management, LLC | 179,795 | $1.44M | 0.21% | +10,350+6.1% | Added |
| Envestnet Asset Management Inc | 139,210 | $1.12M | 0.00% | +110,444+383.9% | Added |
| Mission Wealth Management, LP | 135,200 | $1.08M | 0.05% | +135,200 | New |
| Park Avenue Securities LLC | 128,389 | $1.03M | 0.02% | +128,389 | New |
| Ameriprise Financial Inc | 128,158 | $1.03M | 0.00% | +3,707+3.0% | Added |
| Cohen & Steers, Inc. | 127,756 | $1.02M | 0.00% | +10,000+8.5% | Added |
| Capital Investment Advisors, LLC | 95,332 | $764.6K | 0.02% | −2,693−2.7% | Reduced |
| 1607 Capital Partners, LLC | 89,800 | $720.2K | 0.05% | −65,000−42.0% | Reduced |
| Congress Park Capital LLC | 85,000 | $681.7K | 0.41% | +10,000+13.3% | Added |
| Shaker Financial Services, LLC | 80,629 | $652.2K | 0.29% | +25,936+47.4% | Added |
| Wells Fargo & Company | 67,598 | $542.1K | 0.00% | +2,972+4.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 65,173 | $523.0K | 0.00% | +4,824+8.0% | Added |
| Next Capital Management LLC | 59,807 | $479.7K | 0.23% | 00.0% | Unchanged |
| Gladstone Institutional Advisory LLC | 57,320 | $459.7K | 0.03% | −675−1.2% | Reduced |
| Horizon Kinetics Asset Management LLC | 56,984 | $457.0K | 0.01% | 00.0% | Unchanged |
| CNH Partners LLC | 56,738 | $455.0K | 0.01% | +21,393+60.5% | Added |
| Commonwealth Equity Services, LLC | 56,564 | $453.0K | 0.00% | +3,005+5.6% | Added |
| D.A. Davidson & Co. | 55,080 | $441.7K | 0.00% | −9,886−15.2% | Reduced |
| Almitas Capital LLC | 51,500 | $413.0K | 0.20% | +51,500 | New |
| Wolverine Asset Management LLC | 51,457 | $412.7K | 0.01% | −24,504−32.3% | Reduced |
| Wedbush Securities Inc | 43,200 | $346.0K | 0.02% | +600+1.4% | Added |
| Farther Finance Advisors, LLC | 41,904 | $336.1K | 0.10% | +13,750+48.8% | Added |
| Virtus ETF Advisers LLC | 41,118 | $329.8K | 0.18% | +1,061+2.6% | Added |
| Sigma Planning Corp | 34,422 | $276.1K | 0.01% | +956+2.9% | Added |
| Future Financial Wealth Managment LLC | 30,487 | $248.5K | 0.27% | +30,487 | New |
| Kovack Advisors, Inc. | 30,009 | $240.7K | 0.03% | −2,595−8.0% | Reduced |
| FourThought Financial Partners, LLC | 29,985 | $240.5K | 0.03% | −6,877−18.7% | Reduced |
| Landscape Capital Management, L.L.C. | 29,957 | $240.3K | 0.03% | −7,876−20.8% | Reduced |
| Steward Partners Investment Advisory, LLC | 27,215 | $218.3K | 0.00% | +7,292+36.6% | Added |
| Oppenheimer & Co Inc | 26,805 | $215.0K | 0.00% | +2,811+11.7% | Added |
| Ahrens Investment Partners LLC | 25,900 | $207.7K | 0.10% | −11,100−30.0% | Reduced |
| GWM Advisors LLC | 24,800 | $191.0K | 0.00% | +500+2.1% | Added |
| ProVise Management Group, LLC | 23,725 | $190.3K | 0.02% | −825−3.4% | Reduced |
| Saba Capital Management, L.P. | 23,376 | $187.5K | 0.00% | +23,376 | New |
| World Equity Group, Inc. | 14,092 | $183.1K | 0.03% | +14,092 | New |
| Klingman & Associates, LLC | 22,214 | $178.2K | 0.02% | +386+1.8% | Added |
| Susquehanna International Group, LLP | 21,076 | $169.0K | 0.00% | +21,076 | New |
| Integrated Capital Management, Inc. | 20,327 | $166.7K | 0.17% | +20,327 | New |
| Integrated Wealth Concepts LLC | 20,383 | $163.0K | 0.00% | 00.0% | Unchanged |
| Jones Road Capital Management, L.P. | 20,000 | $160.4K | 0.15% | +20,000 | New |
| Axxcess Wealth Management, LLC | 18,512 | $148.5K | 0.01% | 00.0% | Unchanged |
| Western Wealth Management, LLC | 18,444 | $147.9K | 0.01% | +333+1.8% | Added |
| Lido Advisors, LLC | 18,408 | $147.6K | 0.00% | +18,408 | New |
| National Asset Management, Inc. | 15,882 | $128.6K | 0.00% | −1,500−8.6% | Reduced |
| Transform Wealth, LLC | 15,519 | $125.6K | 0.01% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 15,194 | $121.9K | 0.01% | −13,974−47.9% | Reduced |
| Cerity Partners LLC | 15,000 | $120.3K | 0.00% | +5,000+50.0% | Added |
| Sheets Smith Wealth Management | 14,400 | $115.5K | 0.02% | 00.0% | Unchanged |
| Apollon Wealth Management, LLC | 13,507 | $108.3K | 0.01% | +236+1.8% | Added |
| Integrated Advisors Network LLC | 13,000 | $104.3K | 0.01% | +13,000 | New |
| Melfa Wealth Management, LLC | 12,666 | $101.6K | 0.10% | 00.0% | Unchanged |
| IFG Advisory, LLC | 12,500 | $100.3K | 0.01% | +12,500 | New |
| Wealth Alliance Advisory Group, LLC | 12,412 | $99.5K | 0.04% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 12,000 | $96.2K | 0.00% | +7,000+140.0% | Added |
| JPMorgan Chase & Co | 10,892 | $87.0K | 0.00% | +10,013+1,139.1% | Added |
| CTC Capital Management, LLC | 10,730 | $86.1K | 0.18% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 10,160 | $81.5K | 0.00% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 8,750 | $70.2K | 0.01% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 8,250 | $66.2K | 0.00% | +250+3.1% | Added |
| CWM, LLC | 7,692 | $62.0K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 6,120 | $49.1K | 0.01% | −1,000−14.0% | Reduced |
| GPS Wealth Strategies Group, LLC | 4,400 | $35.3K | 0.01% | +4,400 | New |
| CoreFirst Bank & Trust | 3,192 | $25.6K | 0.02% | 00.0% | Unchanged |
| Gradient Investments LLC | 3,139 | $25.2K | 0.00% | −92−2.8% | Reduced |
| ICA Group Wealth Management, LLC | 3,000 | $24.1K | 0.01% | +3,000 | New |
| Hexagon Capital Partners LLC | 2,955 | $23.7K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,357 | $18.9K | 0.00% | +1,333+130.2% | Added |
| McIlrath & Eck, LLC | 1,647 | $13.2K | 0.00% | 00.0% | Unchanged |
| Accel Wealth Management | 1,170 | $9.38K | 0.00% | +20+1.7% | Added |
| Princeton Global Asset Management LLC | 1,040 | $8.34K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 600 | $4.80K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 600 | $4.00K | 0.00% | +600 | New |
| Beacon Capital Management, LLC | 477 | $3.83K | 0.00% | 00.0% | Unchanged |
| Fortis Capital Advisors, LLC | 250 | $2.00K | 0.00% | +250 | New |
| Lindbrook Capital, LLC | 28 | $225 | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 9 | $75 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $8 | 0.00% | – | – |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −28,766−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −15,803−100.0% | Sold out |
| Truist Financial Corp | 0 | $0 | 0.00% | −12,876−100.0% | Sold out |
| Koshinski Asset Management, Inc. | 0 | $0 | 0.00% | −12,553−100.0% | Sold out |