Nuveen Floating Rate Income Opportunity Fund
JRODelisted Jul 31, 2023- SEC CIK
- 0001289213
Nuveen Floating Rate Income Opportunity Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on May 13, 2022; 97 institutions reported holding it in 13F filings for Q2 2023, worth $92.8M in total; Oaktree Capital was the only superinvestor holding it.
Q1 2023 vs. Q4 2022
How the institutions holding Nuveen Floating Rate Income Opportunity Fund changed between Q4 2022 and Q1 2023.
All holders in Q1 2023All holders in Q4 2022
| Measure | Q4 2022 | Of which not filed for Q1 2023 | Q1 2023 | Change |
|---|---|---|---|---|
| Holders | 90 | 1 | 96 | +7 |
| Shares | 10.9M | 9.29K | 11.5M | +572.5K (+5.3%) |
| Value | $85.2M | $72.6K | $91.9M | +$6.80M (+8.0%) |
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so the changes leave them out.
New holders (17)
Institutions that held Nuveen Floating Rate Income Opportunity Fund at the end of Q1 2023 but not at the end of Q4 2022.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Captrust Financial Advisors | 316,735 | $2.54M | 0.01% |
| Mission Wealth Management, LP | 135,200 | $1.08M | 0.05% |
| Park Avenue Securities LLC | 128,389 | $1.03M | 0.02% |
| Almitas Capital LLC | 51,500 | $413.0K | 0.20% |
| Future Financial Wealth Managment LLC | 30,487 | $248.5K | 0.27% |
| Saba Capital Management, L.P. | 23,376 | $187.5K | 0.00% |
| World Equity Group, Inc. | 14,092 | $183.1K | 0.03% |
| Susquehanna International Group, LLP | 21,076 | $169.0K | 0.00% |
| Integrated Capital Management, Inc. | 20,327 | $166.7K | 0.17% |
| Jones Road Capital Management, L.P. | 20,000 | $160.4K | 0.15% |
| Lido Advisors, LLC | 18,408 | $147.6K | 0.00% |
| Integrated Advisors Network LLC | 13,000 | $104.3K | 0.01% |
| IFG Advisory, LLC | 12,500 | $100.3K | 0.01% |
| GPS Wealth Strategies Group, LLC | 4,400 | $35.3K | 0.01% |
| ICA Group Wealth Management, LLC | 3,000 | $24.1K | 0.01% |
| FNY Investment Advisers, LLC | 600 | $4.00K | 0.00% |
| Fortis Capital Advisors, LLC | 250 | $2.00K | 0.00% |
Sold out (10)
Institutions that held Nuveen Floating Rate Income Opportunity Fund at the end of Q4 2022 and filed for Q1 2023 without it.
| Institution | Shares, Q4 2022 | Value, Q4 2022 |
|---|---|---|
| Rivernorth Capital Management, LLC | 28,766 | $224.7K |
| Walleye Capital LLC | 15,803 | $123.4K |
| Truist Financial Corp | 12,876 | $100.6K |
| Koshinski Asset Management, Inc. | 12,553 | $98.0K |
| Weiss Asset Management LP | 11,087 | $86.6K |
| Synovus Financial Corp | 11,065 | $86.4K |
| Rockefeller Capital Management L.P. | 2,724 | $21.0K |
| IFP Advisors, Inc | 1,758 | $19.0K |
| Glen Eagle Advisors, LLC | 705 | $5.51K |
| Tower Research Capital LLC (TRC) | 12 | $0 |
Not filed for Q1 2023 yet (1)
Institutions that held Nuveen Floating Rate Income Opportunity Fund at the end of Q4 2022 and haven't filed a 13F for Q1 2023. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q4 2022 | Value, Q4 2022 |
|---|---|---|
| CoreCap Advisors, LLC | 9,290 | $72.6K |