Nuveen Floating Rate Income Opportunity Fund
JRODelisted Jul 31, 2023- SEC CIK
- 0001289213
Nuveen Floating Rate Income Opportunity Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on May 13, 2022; 97 institutions reported holding it in 13F filings for Q2 2023, worth $92.8M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q3 2023
Institutional positions in Nuveen Floating Rate Income Opportunity Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
JRO is no longer listed, and 13F filings after Q2 2023 list far fewer holders. See Q2 2023
- Institutional holders
- 3
- −94 vs. Q2 2023
- Shares held
- 534
- −11.9M (−100.0%) vs. Q2 2023
- Total value
- $4.18K
- −$92.8M (−100.0%) vs. Q2 2023
- New holders
- 0
- 0 more added
- Sold out
- 94
- 0 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $8 |
| Q1 2026 | 1 | $8 |
| Q4 2025 | 1 | $8 |
| Q3 2025 | 1 | $8 |
| Q2 2025 | 1 | $8 |
| Q1 2025 | 1 | $8 |
| Q4 2024 | 1 | $8 |
| Q3 2024 | 1 | $8 |
| Q2 2024 | 1 | $8 |
| Q1 2024 | 1 | $8 |
| Q4 2023 | 1 | $8 |
| Q3 2023 | 3 | $4.18K |
| Q2 2023 | 97 | $92.8M |
| Q1 2023 | 96 | $91.9M |
| Q4 2022 | 90 | $85.2M |
| Q3 2022 | 76 | $86.4M |
| Q2 2022 | 81 | $87.6M |
| Q1 2022 | 75 | $98.8M |
| Q4 2021 | 84 | $117.7M |
| Q3 2021 | 86 | $138.3M |
| Q2 2021 | 89 | $153.2M |
| Q1 2021 | 85 | $171.6M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Opportunity Fund; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Beacon Capital Management, LLC | 477 | $3.72K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 57 | $449 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $8 | 0.00% | – | – |
| Morgan Stanley | 0 | $0 | 0.00% | −1,630,611−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −1,294,823−100.0% | Sold out |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 0 | $0 | 0.00% | −793,641−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −561,173−100.0% | Sold out |
| City of London Investment Management Co Ltd | 0 | $0 | 0.00% | −503,188−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −483,872−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −432,590−100.0% | Sold out |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −374,905−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −357,860−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −329,632−100.0% | Sold out |
| Sit Investment Associates Inc | 0 | $0 | 0.00% | −328,965−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −307,596−100.0% | Sold out |
| Advisor Group Holdings, Inc. | 0 | $0 | 0.00% | −247,836−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −247,571−100.0% | Sold out |
| CNH Partners LLC | 0 | $0 | 0.00% | −224,550−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −204,303−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −192,671−100.0% | Sold out |
| Aviance Capital Partners, LLC | 0 | $0 | 0.00% | −191,579−100.0% | Sold out |
| RFG Advisory, LLC | 0 | $0 | 0.00% | −186,464−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −179,296−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −141,948−100.0% | Sold out |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −136,519−100.0% | Sold out |
| Mission Wealth Management, LP | 0 | $0 | 0.00% | −134,200−100.0% | Sold out |
| Park Avenue Securities LLC | 0 | $0 | 0.00% | −129,029−100.0% | Sold out |
| Cohen & Steers, Inc. | 0 | $0 | 0.00% | −127,756−100.0% | Sold out |
| Wells Fargo & Company | 0 | $0 | 0.00% | −126,775−100.0% | Sold out |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −118,559−100.0% | Sold out |
| Congress Park Capital LLC | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −98,596−100.0% | Sold out |
| LPL Financial LLC | 0 | $0 | 0.00% | −95,057−100.0% | Sold out |
| Capital Investment Advisors, LLC | 0 | $0 | 0.00% | −93,298−100.0% | Sold out |
| 1607 Capital Partners, LLC | 0 | $0 | 0.00% | −89,800−100.0% | Sold out |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −83,333−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −83,780−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −75,648−100.0% | Sold out |
| Cerity Partners LLC | 0 | $0 | 0.00% | −63,000−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −61,968−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −60,112−100.0% | Sold out |
| Next Capital Management LLC | 0 | $0 | 0.00% | −59,807−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −57,573−100.0% | Sold out |
| Gladstone Institutional Advisory LLC | 0 | $0 | 0.00% | −57,320−100.0% | Sold out |
| Horizon Kinetics Asset Management LLC | 0 | $0 | 0.00% | −56,673−100.0% | Sold out |
| Virtus ETF Advisers LLC | 0 | $0 | 0.00% | −39,840−100.0% | Sold out |
| Farther Finance Advisors, LLC | 0 | $0 | 0.00% | −38,820−100.0% | Sold out |
| Wedbush Securities Inc | 0 | $0 | 0.00% | −37,800−100.0% | Sold out |
| Sigma Planning Corp | 0 | $0 | 0.00% | −34,931−100.0% | Sold out |
| D.A. Davidson & Co. | 0 | $0 | 0.00% | −34,572−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −31,844−100.0% | Sold out |
| Future Financial Wealth Managment LLC | 0 | $0 | 0.00% | −30,487−100.0% | Sold out |
| Kovack Advisors, Inc. | 0 | $0 | 0.00% | −28,718−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −25,400−100.0% | Sold out |
| FourThought Financial Partners, LLC | 0 | $0 | 0.00% | −24,579−100.0% | Sold out |
| ProVise Management Group, LLC | 0 | $0 | 0.00% | −23,325−100.0% | Sold out |
| Integrated Capital Management, Inc. | 0 | $0 | 0.00% | −20,920−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −20,698−100.0% | Sold out |
| Integrated Wealth Concepts LLC | 0 | $0 | 0.00% | −20,383−100.0% | Sold out |
| Klingman & Associates, LLC | 0 | $0 | 0.00% | −20,038−100.0% | Sold out |
| Jones Road Capital Management, L.P. | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Integrated Advisors Network LLC | 0 | $0 | 0.00% | −19,485−100.0% | Sold out |
| Western Wealth Management, LLC | 0 | $0 | 0.00% | −18,934−100.0% | Sold out |
| Transform Wealth, LLC | 0 | $0 | 0.00% | −15,519−100.0% | Sold out |
| Wintrust Investments LLC | 0 | $0 | 0.00% | −15,238−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −15,217−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −15,096−100.0% | Sold out |
| Sheets Smith Wealth Management | 0 | $0 | 0.00% | −14,400−100.0% | Sold out |
| Apollon Wealth Management, LLC | 0 | $0 | 0.00% | −13,894−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −12,708−100.0% | Sold out |
| Melfa Wealth Management, LLC | 0 | $0 | 0.00% | −12,666−100.0% | Sold out |
| Koshinski Asset Management, Inc. | 0 | $0 | 0.00% | −12,553−100.0% | Sold out |
| IFG Advisory, LLC | 0 | $0 | 0.00% | −12,500−100.0% | Sold out |
| Wealth Alliance Advisory Group, LLC | 0 | $0 | 0.00% | −12,412−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −12,134−100.0% | Sold out |
| Cullen/Frost Bankers, Inc. | 0 | $0 | 0.00% | −12,000−100.0% | Sold out |
| Yakira Capital Management, Inc. | 0 | $0 | 0.00% | −11,428−100.0% | Sold out |
| CTC Alternative Strategies, Ltd. | 0 | $0 | 0.00% | −10,730−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −10,160−100.0% | Sold out |
| Vivaldi Capital Management, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −9,725−100.0% | Sold out |
| Cary Street Partner Investment Advisory LLC | 0 | $0 | 0.00% | −8,750−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −8,638−100.0% | Sold out |
| Hollencrest Capital Management | 0 | $0 | 0.00% | −6,120−100.0% | Sold out |
| GPS Wealth Strategies Group, LLC | 0 | $0 | 0.00% | −4,400−100.0% | Sold out |
| CoreFirst Bank & Trust | 0 | $0 | 0.00% | −3,192−100.0% | Sold out |
| ICA Group Wealth Management, LLC | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Hexagon Capital Partners LLC | 0 | $0 | 0.00% | −2,955−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −2,729−100.0% | Sold out |
| McIlrath & Eck, LLC | 0 | $0 | 0.00% | −1,647−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −1,301−100.0% | Sold out |
| Princeton Global Asset Management LLC | 0 | $0 | 0.00% | −1,040−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −1,024−100.0% | Sold out |
| National Bank of Canada | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| Lindbrook Capital, LLC | 0 | $0 | 0.00% | −28−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | −10−100.0% | Sold out |