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Nuveen Floating Rate Income Opportunity Fund

JRODelisted Jul 31, 2023

Nuveen Floating Rate Income Opportunity Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on May 13, 2022; 97 institutions reported holding it in 13F filings for Q2 2023, worth $92.8M in total; Oaktree Capital was the only superinvestor holding it.

Q3 2023 vs. Q2 2023

How the institutions holding Nuveen Floating Rate Income Opportunity Fund changed between Q2 2023 and Q3 2023.

All holders in Q3 2023All holders in Q2 2023

13F holders of JRO: Q2 2023 compared with Q3 2023
MeasureQ2 2023Q3 2023Change
Holders973−94
Shares11.9M534−11.9M (−100.0%)
Value$92.8M$4.18K−$92.8M (−100.0%)

New holders (0)

Institutions that held Nuveen Floating Rate Income Opportunity Fund at the end of Q3 2023 but not at the end of Q2 2023.

None.

Sold out (94)

Institutions that held Nuveen Floating Rate Income Opportunity Fund at the end of Q2 2023 and filed for Q3 2023 without it.

Institutions that sold out of JRO in Q3 2023
InstitutionShares, Q2 2023Value, Q2 2023
Morgan Stanley1,630,611$12.7M
Bank of America Corp1,294,823$10.1M
Oaktree Capital Management LPSuperinvestorOaktree Capital793,641$6.19M
Guggenheim Capital LLC561,173$4.38M
City of London Investment Management Co Ltd503,188$3.93M
Raymond James Financial Services Advisors, Inc.483,872$3.77M
Goldman Sachs Group Inc432,590$3.37M
Advisors Asset Management, Inc.374,905$2.92M
Invesco Ltd.357,860$2.79M
Logan Stone Capital, LLC329,632$2.57M
Sit Investment Associates Inc328,965$2.57M
Raymond James & Associates307,596$2.40M
Advisor Group Holdings, Inc.247,836$1.93M
Royal Bank of Canada247,571$1.93M
CNH Partners LLC224,550$1.75M
International Assets Investment Management, LLC204,303$1.59M
Wolverine Asset Management LLC192,671$1.50M
Aviance Capital Partners, LLC191,579$1.49M
RFG Advisory, LLC186,464$1.45M
UBS Group AG179,296$1.40M
Envestnet Asset Management Inc141,948$1.11M
Ameriprise Financial Inc136,519$1.07M
Mission Wealth Management, LP134,200$1.05M
Park Avenue Securities LLC129,029$1.01M
Cohen & Steers, Inc.127,756$996.0K
Wells Fargo & Company126,775$988.8K
Saba Capital Management, L.P.118,559$924.8K
Congress Park Capital LLC100,000$780.0K
Landscape Capital Management, L.L.C.98,596$769.0K
LPL Financial LLC95,057$741.4K
Capital Investment Advisors, LLC93,298$727.7K
1607 Capital Partners, LLC89,800$700.4K
Shaker Financial Services, LLC83,333$656.2K
Alpine Global Management, LLC83,780$653.5K
Almitas Capital LLC75,648$596.1K
Cerity Partners LLC63,000$491.4K
Cambridge Investment Research Advisors, Inc.61,968$483.0K
HighTower Advisors, LLC60,112$472.0K
Next Capital Management LLC59,807$466.5K
Commonwealth Equity Services, LLC57,573$449.0K
Gladstone Institutional Advisory LLC57,320$447.1K
Horizon Kinetics Asset Management LLC56,673$442.0K
Virtus ETF Advisers LLC39,840$310.8K
Farther Finance Advisors, LLC38,820$302.8K
Wedbush Securities Inc37,800$295.0K
Sigma Planning Corp34,931$272.5K
D.A. Davidson & Co.34,572$269.7K
Oppenheimer & Co Inc31,844$248.4K
Future Financial Wealth Managment LLC30,487$237.8K
Kovack Advisors, Inc.28,718$224.0K
GWM Advisors LLC25,400$198.1K
FourThought Financial Partners, LLC24,579$191.7K
ProVise Management Group, LLC23,325$181.9K
Integrated Capital Management, Inc.20,920$163.2K
National Asset Management, Inc.20,698$163.0K
Integrated Wealth Concepts LLC20,383$159.0K
Klingman & Associates, LLC20,038$156.3K
Jones Road Capital Management, L.P.20,000$156.0K
Integrated Advisors Network LLC19,485$152.0K
Western Wealth Management, LLC18,934$147.7K
Transform Wealth, LLC15,519$122.2K
Wintrust Investments LLC15,238$119.0K
Ameritas Advisory Services, LLC15,217$118.1K
Susquehanna International Group, LLP15,096$117.7K
Sheets Smith Wealth Management14,400$112.3K
Apollon Wealth Management, LLC13,894$108.4K
Virtu Financial LLC12,708$99.0K
Melfa Wealth Management, LLC12,666$98.8K
Koshinski Asset Management, Inc.12,553$97.9K
IFG Advisory, LLC12,500$97.5K
Wealth Alliance Advisory Group, LLC12,412$96.8K
Walleye Capital LLC12,134$94.6K
Cullen/Frost Bankers, Inc.12,000$93.6K
Yakira Capital Management, Inc.11,428$89.1K
CTC Alternative Strategies, Ltd.10,730$83.7K
The PNC Financial Services Group, Inc.10,160$79.2K
Vivaldi Capital Management, LLC10,000$78.0K
CWM, LLC9,725$76.0K
Cary Street Partner Investment Advisory LLC8,750$68.3K
Steward Partners Investment Advisory, LLC8,638$67.4K
Hollencrest Capital Management6,120$47.7K
GPS Wealth Strategies Group, LLC4,400$34.3K
CoreFirst Bank & Trust3,192$24.9K
ICA Group Wealth Management, LLC3,000$23.4K
Hexagon Capital Partners LLC2,955$23.0K
Gradient Investments LLC2,729$21.3K
McIlrath & Eck, LLC1,647$12.8K
Bessemer Group Inc1,301$10.0K
Princeton Global Asset Management LLC1,040$8.11K
Northwestern Mutual Wealth Management Co1,024$7.99K
National Bank of Canada600$4.69K
FNY Investment Advisers, LLC600$4.00K
Lindbrook Capital, LLC28$218
Signaturefd, LLC10$75