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Nuveen Floating Rate Income Opportunity Fund

JRODelisted Jul 31, 2023

Nuveen Floating Rate Income Opportunity Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on May 13, 2022; 97 institutions reported holding it in 13F filings for Q2 2023, worth $92.8M in total; Oaktree Capital was the only superinvestor holding it.

13F holders, Q1 2021

Institutional positions in Nuveen Floating Rate Income Opportunity Fund as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
85
No complete 13F data for Q4 2020
Shares held
18.0M
No complete 13F data for Q4 2020
Total value
$171.6M
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting JRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 85 institutions
Q1 2021: 85 institutionsQ2 2021: 89 institutionsQ3 2021: 86 institutionsQ4 2021: 84 institutionsQ1 2022: 75 institutionsQ2 2022: 81 institutionsQ3 2022: 76 institutionsQ4 2022: 90 institutionsQ1 2023: 96 institutionsQ2 2023: 97 institutionsQ3 2023: 3 institutionsQ4 2023: 1 institutionQ1 2024: 1 institutionQ2 2024: 1 institutionQ3 2024: 1 institutionQ4 2024: 1 institutionQ1 2025: 1 institutionQ2 2025: 1 institutionQ3 2025: 1 institutionQ4 2025: 1 institutionQ1 2026: 1 institutionQ2 2026: 1 institution
Value heldQ1 2021: $171.6M
Q1 2021: $171.6MQ2 2021: $153.2MQ3 2021: $138.3MQ4 2021: $117.7MQ1 2022: $98.8MQ2 2022: $87.6MQ3 2022: $86.4MQ4 2022: $85.2MQ1 2023: $91.9MQ2 2023: $92.8MQ3 2023: $4.18KQ4 2023: $8Q1 2024: $8Q2 2024: $8Q3 2024: $8Q4 2024: $8Q1 2025: $8Q2 2025: $8Q3 2025: $8Q4 2025: $8Q1 2026: $8Q2 2026: $8
Institutions holding JRO and their total value by quarter
QuarterHoldersValue
Q2 20261$8
Q1 20261$8
Q4 20251$8
Q3 20251$8
Q2 20251$8
Q1 20251$8
Q4 20241$8
Q3 20241$8
Q2 20241$8
Q1 20241$8
Q4 20231$8
Q3 20233$4.18K
Q2 202397$92.8M
Q1 202396$91.9M
Q4 202290$85.2M
Q3 202276$86.4M
Q2 202281$87.6M
Q1 202275$98.8M
Q4 202184$117.7M
Q3 202186$138.3M
Q2 202189$153.2M
Q1 202185$171.6M

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Opportunity Fund.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding JRO in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Saba Capital Management, L.P.4,493,406$42.9M1.75%––
Bank of America Corp1,815,366$17.3M0.00%––
Morgan Stanley1,278,931$12.2M0.00%––
Lindbrook Capital, LLC1,196,345$11.4M2.61%––
Kohlberg Kravis Roberts & Co. L.P.1,124,426$10.7M0.05%––
Sit Investment Associates Inc666,918$6.36M0.17%––
Guggenheim Capital LLC605,196$5.77M0.04%––
Gradient Investments LLC550,891$5.26M0.17%––
Capital Investment Advisors, LLC493,090$4.70M0.18%––
Advisors Asset Management, Inc.454,693$4.34M0.07%––
Rivernorth Capital Management, LLC409,059$3.90M0.23%––
1607 Capital Partners, LLC369,600$3.53M0.17%––
Goldman Sachs Group Inc348,796$3.33M0.00%––
Next Capital Management LLC334,119$3.19M2.07%––
Mariner Investment Group LLC276,170$2.63M6.56%––
Eaton Vance Management274,352$2.62M0.00%––
Bulldog Investors, LLP202,064$1.93M0.57%––
Cohen & Steers, Inc.196,620$1.88M0.00%––
RFG Advisory, LLC189,150$1.80M0.20%––
UBS Group AG183,227$1.75M0.00%––
Thomas J. Herzfeld Advisors, Inc.172,243$1.64M0.75%––
Raymond James & Associates168,093$1.60M0.00%––
Royal Bank of Canada149,999$1.43M0.00%––
Wells Fargo & Company144,811$1.38M0.00%––
Envestnet Asset Management Inc143,202$1.37M0.00%––
Aviance Capital Partners, LLC130,885$1.25M0.24%––
Invesco Ltd.110,920$1.06M0.00%––
Wela Strategies, Inc.108,432$1.03M0.56%––
Mid Atlantic Financial Management Inc108,200$1.03M0.08%––
Shaker Financial Services, LLC100,503$959.0K0.38%––
Park Avenue Securities LLC91,328$871.0K0.02%––
LPL Financial LLC90,837$867.0K0.00%––
Dynamic Advisor Solutions LLC67,156$641.0K0.06%––
Horizon Kinetics Asset Management LLC59,169$564.0K0.01%––
Ameriprise Financial Inc48,440$527.0K0.00%––
Advisor Group Holdings, Inc.54,664$522.0K0.00%––
Stifel Financial Corp50,901$486.0K0.00%––
Raymond James Financial Services Advisors, Inc.48,353$461.0K0.00%––
Zazove Associates LLC46,255$441.0K0.05%––
Clough Capital Partners L P40,700$388.0K0.03%––
Virtus ETF Advisers LLC37,860$361.0K0.15%––
Truist Financial Corp36,275$346.0K0.00%––
Wedbush Securities Inc32,400$309.0K0.02%––
Kovack Advisors, Inc.30,787$294.0K0.04%––
Yakira Capital Management, Inc.28,800$275.0K0.06%––
Belpointe Asset Management LLC28,472$271.0K0.02%––
ProVise Management Group, LLC27,555$263.0K0.03%––
Quantedge Capital Pte Ltd23,589$225.0K0.18%––
Commonwealth Equity Services, LLC23,327$222.0K0.00%––
FNY Investment Advisers, LLC22,700$216.0K0.08%––
Citadel Advisors LLC21,286$203.0K0.00%––
GPS Wealth Strategies Group, LLC17,990$171.0K0.05%––
Ieq Capital, LLC17,836$170.0K0.01%––
National Asset Management, Inc.16,195$155.0K0.01%––
Integrated Capital Management, Inc.15,041$144.0K0.13%––
D.A. Davidson & Co.14,550$139.0K0.00%––
Sheets Smith Wealth Management14,400$137.0K0.02%––
Oppenheimer & Co Inc13,844$132.0K0.00%––
Sigma Planning Corp13,782$131.0K0.00%––
Family Management Corp12,513$119.0K0.04%––
Jaffetilchin Investment Partners, LLC12,142$116.0K0.01%––
Kestra Advisory Services, LLC12,119$116.0K0.00%––
Koshinski Asset Management, Inc.12,053$115.0K0.01%––
Cambridge Investment Research Advisors, Inc.11,851$113.0K0.00%––
Apollon Wealth Management, LLC11,475$109.0K0.02%––
Cetera Advisor Networks LLC10,500$100.0K0.00%––
Klingman & Associates, LLC10,510$100.0K0.01%––
The PNC Financial Services Group, Inc.10,160$98.0K0.00%––
MBL Wealth, LLC10,000$95.0K0.03%––
NEXT Financial Group, Inc6,800$65.0K0.01%––
Spire Wealth Management6,000$57.0K0.00%––
Steward Partners Investment Advisory, LLC5,044$48.1K0.00%––
Cullen/Frost Bankers, Inc.5,000$48.0K0.00%––
Hexagon Capital Partners LLC2,955$28.0K0.01%––
Valley Brook Capital Group2,800$26.0K0.02%––
Princeton Global Asset Management LLC2,100$20.0K0.01%––
McIlrath & Eck, LLC1,300$12.0K0.00%––
Proequities, Inc.1,000$10.0K0.00%––
Geneos Wealth Management Inc.1,000$9.00K0.00%––
CoreFirst Bank & Trust832$8.00K0.01%––
Security National Trust Co758$7.00K0.00%––
Citigroup Inc616$6.00K0.00%––
Accel Wealth Management593$6.00K0.00%––
Robinson Capital Management, LLC270$3.00K0.00%––
Rockefeller Capital Management L.P.141$1.00K0.00%––