Nuveen Floating Rate Income Opportunity Fund
JRODelisted Jul 31, 2023- SEC CIK
- 0001289213
Nuveen Floating Rate Income Opportunity Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on May 13, 2022; 97 institutions reported holding it in 13F filings for Q2 2023, worth $92.8M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q2 2021
Institutional positions in Nuveen Floating Rate Income Opportunity Fund as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 89
- +5 vs. Q1 2021
- Shares held
- 15.7M
- −2.27M (−12.7%) vs. Q1 2021
- Total value
- $153.2M
- −$18.3M (−10.7%) vs. Q1 2021
- New holders
- 13
- 37 more added
- Sold out
- 8
- 22 more reduced
1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $8 |
| Q1 2026 | 1 | $8 |
| Q4 2025 | 1 | $8 |
| Q3 2025 | 1 | $8 |
| Q2 2025 | 1 | $8 |
| Q1 2025 | 1 | $8 |
| Q4 2024 | 1 | $8 |
| Q3 2024 | 1 | $8 |
| Q2 2024 | 1 | $8 |
| Q1 2024 | 1 | $8 |
| Q4 2023 | 1 | $8 |
| Q3 2023 | 3 | $4.18K |
| Q2 2023 | 97 | $92.8M |
| Q1 2023 | 96 | $91.9M |
| Q4 2022 | 90 | $85.2M |
| Q3 2022 | 76 | $86.4M |
| Q2 2022 | 81 | $87.6M |
| Q1 2022 | 75 | $98.8M |
| Q4 2021 | 84 | $117.7M |
| Q3 2021 | 86 | $138.3M |
| Q2 2021 | 89 | $153.2M |
| Q1 2021 | 85 | $171.6M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Opportunity Fund; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 3,347,127 | $32.7M | 1.21% | −1,146,279−25.5% | Reduced |
| Bank of America Corp | 2,029,332 | $19.8M | 0.00% | +213,966+11.8% | Added |
| Morgan Stanley | 1,254,202 | $12.2M | 0.00% | −24,729−1.9% | Reduced |
| Lindbrook Capital, LLC | 1,194,307 | $11.7M | 2.61% | −2,038−0.2% | Reduced |
| Sit Investment Associates Inc | 766,567 | $7.48M | 0.19% | +99,649+14.9% | Added |
| Guggenheim Capital LLC | 627,440 | $6.12M | 0.04% | +22,244+3.7% | Added |
| Capital Investment Advisors, LLC | 522,489 | $5.10M | 0.18% | +29,399+6.0% | Added |
| Advisors Asset Management, Inc. | 484,979 | $4.73M | 0.07% | +30,286+6.7% | Added |
| 1607 Capital Partners, LLC | 371,800 | $3.63M | 0.17% | +2,200+0.6% | Added |
| Goldman Sachs Group Inc | 348,796 | $3.40M | 0.00% | 00.0% | Unchanged |
| Next Capital Management LLC | 316,878 | $3.09M | 1.97% | −17,241−5.2% | Reduced |
| Rivernorth Capital Management, LLC | 299,806 | $2.93M | 0.17% | −109,253−26.7% | Reduced |
| Eaton Vance Management | 274,352 | $2.68M | 0.00% | 00.0% | Unchanged |
| RFG Advisory, LLC | 190,267 | $1.86M | 0.17% | +1,117+0.6% | Added |
| UBS Group AG | 181,123 | $1.77M | 0.00% | −2,104−1.1% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 177,835 | $1.74M | 0.72% | +5,592+3.2% | Added |
| Raymond James & Associates | 170,136 | $1.66M | 0.00% | +2,043+1.2% | Added |
| Shaker Financial Services, LLC | 169,923 | $1.66M | 0.61% | +69,420+69.1% | Added |
| Parametric Portfolio Associates LLC | 155,540 | $1.52M | 0.00% | +155,540 | New |
| Aviance Capital Partners, LLC | 153,938 | $1.50M | 0.26% | +23,053+17.6% | Added |
| Envestnet Asset Management Inc | 153,226 | $1.50M | 0.00% | +10,024+7.0% | Added |
| Royal Bank of Canada | 152,312 | $1.49M | 0.00% | +2,313+1.5% | Added |
| Cohen & Steers, Inc. | 146,620 | $1.43M | 0.00% | −50,000−25.4% | Reduced |
| Wells Fargo & Company | 146,158 | $1.43M | 0.00% | +1,347+0.9% | Added |
| Mariner Investment Group LLC | 129,585 | $1.26M | 2.78% | −146,585−53.1% | Reduced |
| Invesco Ltd. | 126,858 | $1.24M | 0.00% | +15,938+14.4% | Added |
| Mid Atlantic Financial Management Inc | 118,900 | $1.16M | 0.08% | +10,700+9.9% | Added |
| LPL Financial LLC | 118,316 | $1.16M | 0.00% | +27,479+30.3% | Added |
| Wela Strategies, Inc. | 111,202 | $1.08M | 0.57% | +2,770+2.6% | Added |
| Bulldog Investors, LLP | 100,345 | $979.0K | 0.26% | −101,719−50.3% | Reduced |
| Park Avenue Securities LLC | 97,580 | $952.0K | 0.02% | +6,252+6.8% | Added |
| Robinson Capital Management, LLC | 84,781 | $830.0K | 0.45% | +84,511+31,300.4% | Added |
| 6 Meridian | 82,809 | $808.0K | 0.06% | +82,809 | New |
| Dynamic Advisor Solutions LLC | 81,724 | $798.0K | 0.06% | +14,568+21.7% | Added |
| Pekin Hardy Strauss, Inc. | 72,755 | $710.0K | 0.10% | +72,755 | New |
| Ameriprise Financial Inc | 64,310 | $629.0K | 0.00% | +15,870+32.8% | Added |
| Horizon Kinetics Asset Management LLC | 59,169 | $577.0K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 53,524 | $519.0K | 0.00% | −1,140−2.1% | Reduced |
| Virtus ETF Advisers LLC | 52,698 | $514.0K | 0.21% | +14,838+39.2% | Added |
| Zazove Associates LLC | 46,255 | $451.0K | 0.04% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 45,897 | $448.0K | 0.00% | −2,456−5.1% | Reduced |
| Kovack Advisors, Inc. | 43,992 | $429.0K | 0.05% | +13,205+42.9% | Added |
| Stifel Financial Corp | 43,214 | $422.0K | 0.00% | −7,687−15.1% | Reduced |
| Wedbush Securities Inc | 37,400 | $365.0K | 0.02% | +5,000+15.4% | Added |
| Truist Financial Corp | 34,275 | $335.0K | 0.00% | −2,000−5.5% | Reduced |
| Commonwealth Equity Services, LLC | 30,293 | $295.0K | 0.00% | +6,966+29.9% | Added |
| FNY Investment Advisers, LLC | 30,000 | $292.0K | 0.12% | +7,300+32.2% | Added |
| ProVise Management Group, LLC | 27,255 | $266.0K | 0.03% | −300−1.1% | Reduced |
| Congress Park Capital LLC | 24,000 | $234.0K | 0.12% | +24,000 | New |
| FourThought Financial, LLC | 20,239 | $197.0K | 0.03% | +20,239 | New |
| Belpointe Asset Management LLC | 19,500 | $191.0K | 0.01% | −8,972−31.5% | Reduced |
| Jaffetilchin Investment Partners, LLC | 17,943 | $172.0K | 0.01% | +5,801+47.8% | Added |
| Integrated Capital Management, Inc. | 17,165 | $167.0K | 0.13% | +2,124+14.1% | Added |
| National Asset Management, Inc. | 16,193 | $159.0K | 0.01% | −20.0% | Reduced |
| Ieq Capital, LLC | 15,836 | $155.0K | 0.00% | −2,000−11.2% | Reduced |
| Ameritas Investment Company, LLC | 14,514 | $142.0K | 0.01% | +14,514 | New |
| Sheets Smith Wealth Management | 14,400 | $141.0K | 0.02% | 00.0% | Unchanged |
| Sigma Planning Corp | 14,405 | $141.0K | 0.00% | +623+4.5% | Added |
| D.A. Davidson & Co. | 14,286 | $139.0K | 0.00% | −264−1.8% | Reduced |
| Oppenheimer & Co Inc | 14,201 | $139.0K | 0.00% | +357+2.6% | Added |
| GPS Wealth Strategies Group, LLC | 13,525 | $132.0K | 0.03% | −4,465−24.8% | Reduced |
| Transform Wealth, LLC | 13,342 | $130.0K | 0.02% | +13,342 | New |
| Family Management Corp | 12,513 | $122.0K | 0.03% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 12,210 | $119.0K | 0.00% | +91+0.8% | Added |
| Koshinski Asset Management, Inc. | 12,053 | $118.0K | 0.01% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 12,000 | $117.0K | 0.00% | +1,500+14.3% | Added |
| Apollon Wealth Management, LLC | 11,685 | $114.0K | 0.02% | +210+1.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 11,439 | $112.0K | 0.00% | −412−3.5% | Reduced |
| Klingman & Associates, LLC | 10,510 | $103.0K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 10,185 | $100.0K | 0.00% | +25+0.2% | Added |
| Stratos Wealth Partners, LTD. | 10,123 | $99.0K | 0.00% | +10,123 | New |
| NEXT Financial Group, Inc | 6,800 | $66.0K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 5,044 | $49.0K | 0.00% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 5,000 | $49.0K | 0.00% | 00.0% | Unchanged |
| Strategic Blueprint, LLC | 4,700 | $46.0K | 0.01% | +4,700 | New |
| Gradient Investments LLC | 4,182 | $41.0K | 0.00% | −546,709−99.2% | Reduced |
| Hexagon Capital Partners LLC | 2,955 | $29.0K | 0.01% | 00.0% | Unchanged |
| American Portfolios Advisors | 2,000 | $19.5K | 0.00% | +2,000 | New |
| Signaturefd, LLC | 1,552 | $15.0K | 0.00% | +1,552 | New |
| McIlrath & Eck, LLC | 1,300 | $13.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 1,135 | $11.0K | 0.00% | +519+84.3% | Added |
| Princeton Global Asset Management LLC | 1,040 | $10.0K | 0.00% | −1,060−50.5% | Reduced |
| Proequities, Inc. | 1,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,000 | $9.00K | 0.00% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 832 | $8.00K | 0.01% | 00.0% | Unchanged |
| Security National Trust Co | 758 | $7.00K | 0.00% | 00.0% | Unchanged |
| Accel Wealth Management | 604 | $6.00K | 0.00% | +11+1.9% | Added |
| Panagora Asset Management Inc | 39 | $0 | 0.00% | +39 | New |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 14 | $0 | 0.00% | +14 | New |
| Kohlberg Kravis Roberts & Co. L.P. | 0 | $0 | 0.00% | −1,124,426−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −40,700−100.0% | Sold out |
| Yakira Capital Management, Inc. | 0 | $0 | 0.00% | −28,800−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −23,589−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −21,286−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −6,000−100.0% | Sold out |
| Valley Brook Capital Group | 0 | $0 | 0.00% | −2,800−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −141−100.0% | Sold out |
| MBL Wealth, LLC | – | – | – | – | Not filed |