Nuveen Floating Rate Income Opportunity Fund
JRODelisted Jul 31, 2023- SEC CIK
- 0001289213
Nuveen Floating Rate Income Opportunity Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on May 13, 2022; 97 institutions reported holding it in 13F filings for Q2 2023, worth $92.8M in total; Oaktree Capital was the only superinvestor holding it.
Q2 2021 vs. Q1 2021
How the institutions holding Nuveen Floating Rate Income Opportunity Fund changed between Q1 2021 and Q2 2021.
All holders in Q2 2021All holders in Q1 2021
| Measure | Q1 2021 | Of which not filed for Q2 2021 | Q2 2021 | Change |
|---|---|---|---|---|
| Holders | 85 | 1 | 89 | +5 |
| Shares | 18.0M | 10.0K | 15.7M | −2.27M (−12.7%) |
| Value | $171.6M | $95.0K | $153.2M | −$18.3M (−10.7%) |
1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (13)
Institutions that held Nuveen Floating Rate Income Opportunity Fund at the end of Q2 2021 but not at the end of Q1 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Parametric Portfolio Associates LLC | 155,540 | $1.52M | 0.00% |
| 6 Meridian | 82,809 | $808.0K | 0.06% |
| Pekin Hardy Strauss, Inc. | 72,755 | $710.0K | 0.10% |
| Congress Park Capital LLC | 24,000 | $234.0K | 0.12% |
| FourThought Financial, LLC | 20,239 | $197.0K | 0.03% |
| Ameritas Investment Company, LLC | 14,514 | $142.0K | 0.01% |
| Transform Wealth, LLC | 13,342 | $130.0K | 0.02% |
| Stratos Wealth Partners, LTD. | 10,123 | $99.0K | 0.00% |
| Strategic Blueprint, LLC | 4,700 | $46.0K | 0.01% |
| American Portfolios Advisors | 2,000 | $19.5K | 0.00% |
| Signaturefd, LLC | 1,552 | $15.0K | 0.00% |
| Panagora Asset Management Inc | 39 | $0 | 0.00% |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 14 | $0 | 0.00% |
Sold out (8)
Institutions that held Nuveen Floating Rate Income Opportunity Fund at the end of Q1 2021 and filed for Q2 2021 without it.
| Institution | Shares, Q1 2021 | Value, Q1 2021 |
|---|---|---|
| Kohlberg Kravis Roberts & Co. L.P. | 1,124,426 | $10.7M |
| Clough Capital Partners L P | 40,700 | $388.0K |
| Yakira Capital Management, Inc. | 28,800 | $275.0K |
| Quantedge Capital Pte Ltd | 23,589 | $225.0K |
| Citadel Advisors LLC | 21,286 | $203.0K |
| Spire Wealth Management | 6,000 | $57.0K |
| Valley Brook Capital Group | 2,800 | $26.0K |
| Rockefeller Capital Management L.P. | 141 | $1.00K |
Not filed for Q2 2021 yet (1)
Institutions that held Nuveen Floating Rate Income Opportunity Fund at the end of Q1 2021 and haven't filed a 13F for Q2 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q1 2021 | Value, Q1 2021 |
|---|---|---|
| MBL Wealth, LLC | 10,000 | $95.0K |