Nuveen Floating Rate Income Opportunity Fund
JRODelisted Jul 31, 2023- SEC CIK
- 0001289213
Nuveen Floating Rate Income Opportunity Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on May 13, 2022; 97 institutions reported holding it in 13F filings for Q2 2023, worth $92.8M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q2 2021
Institutional positions in Nuveen Floating Rate Income Opportunity Fund as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 89
- +5 vs. Q1 2021
- Shares held
- 15.7M
- −2.27M (−12.7%) vs. Q1 2021
- Total value
- $153.2M
- −$18.3M (−10.7%) vs. Q1 2021
- New holders
- 13
- 37 more added
- Sold out
- 8
- 22 more reduced
1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $8 |
| Q1 2026 | 1 | $8 |
| Q4 2025 | 1 | $8 |
| Q3 2025 | 1 | $8 |
| Q2 2025 | 1 | $8 |
| Q1 2025 | 1 | $8 |
| Q4 2024 | 1 | $8 |
| Q3 2024 | 1 | $8 |
| Q2 2024 | 1 | $8 |
| Q1 2024 | 1 | $8 |
| Q4 2023 | 1 | $8 |
| Q3 2023 | 3 | $4.18K |
| Q2 2023 | 97 | $92.8M |
| Q1 2023 | 96 | $91.9M |
| Q4 2022 | 90 | $85.2M |
| Q3 2022 | 76 | $86.4M |
| Q2 2022 | 81 | $87.6M |
| Q1 2022 | 75 | $98.8M |
| Q4 2021 | 84 | $117.7M |
| Q3 2021 | 86 | $138.3M |
| Q2 2021 | 89 | $153.2M |
| Q1 2021 | 85 | $171.6M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Opportunity Fund; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Panagora Asset Management Inc | 39 | $0 | 0.00% | +39 | New |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 14 | $0 | 0.00% | +14 | New |
| Accel Wealth Management | 604 | $6.00K | 0.00% | +11+1.9% | Added |
| Security National Trust Co | 758 | $7.00K | 0.00% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 832 | $8.00K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,000 | $9.00K | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 1,040 | $10.0K | 0.00% | −1,060−50.5% | Reduced |
| Proequities, Inc. | 1,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 1,135 | $11.0K | 0.00% | +519+84.3% | Added |
| McIlrath & Eck, LLC | 1,300 | $13.0K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 1,552 | $15.0K | 0.00% | +1,552 | New |
| American Portfolios Advisors | 2,000 | $19.5K | 0.00% | +2,000 | New |
| Hexagon Capital Partners LLC | 2,955 | $29.0K | 0.01% | 00.0% | Unchanged |
| Gradient Investments LLC | 4,182 | $41.0K | 0.00% | −546,709−99.2% | Reduced |
| Strategic Blueprint, LLC | 4,700 | $46.0K | 0.01% | +4,700 | New |
| Steward Partners Investment Advisory, LLC | 5,044 | $49.0K | 0.00% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 5,000 | $49.0K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 6,800 | $66.0K | 0.01% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 10,123 | $99.0K | 0.00% | +10,123 | New |
| The PNC Financial Services Group, Inc. | 10,185 | $100.0K | 0.00% | +25+0.2% | Added |
| Klingman & Associates, LLC | 10,510 | $103.0K | 0.01% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 11,439 | $112.0K | 0.00% | −412−3.5% | Reduced |
| Apollon Wealth Management, LLC | 11,685 | $114.0K | 0.02% | +210+1.8% | Added |
| Cetera Advisor Networks LLC | 12,000 | $117.0K | 0.00% | +1,500+14.3% | Added |
| Koshinski Asset Management, Inc. | 12,053 | $118.0K | 0.01% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 12,210 | $119.0K | 0.00% | +91+0.8% | Added |
| Family Management Corp | 12,513 | $122.0K | 0.03% | 00.0% | Unchanged |
| Transform Wealth, LLC | 13,342 | $130.0K | 0.02% | +13,342 | New |
| GPS Wealth Strategies Group, LLC | 13,525 | $132.0K | 0.03% | −4,465−24.8% | Reduced |
| D.A. Davidson & Co. | 14,286 | $139.0K | 0.00% | −264−1.8% | Reduced |
| Oppenheimer & Co Inc | 14,201 | $139.0K | 0.00% | +357+2.6% | Added |
| Sheets Smith Wealth Management | 14,400 | $141.0K | 0.02% | 00.0% | Unchanged |
| Sigma Planning Corp | 14,405 | $141.0K | 0.00% | +623+4.5% | Added |
| Ameritas Investment Company, LLC | 14,514 | $142.0K | 0.01% | +14,514 | New |
| Ieq Capital, LLC | 15,836 | $155.0K | 0.00% | −2,000−11.2% | Reduced |
| National Asset Management, Inc. | 16,193 | $159.0K | 0.01% | −20.0% | Reduced |
| Integrated Capital Management, Inc. | 17,165 | $167.0K | 0.13% | +2,124+14.1% | Added |
| Jaffetilchin Investment Partners, LLC | 17,943 | $172.0K | 0.01% | +5,801+47.8% | Added |
| Belpointe Asset Management LLC | 19,500 | $191.0K | 0.01% | −8,972−31.5% | Reduced |
| FourThought Financial, LLC | 20,239 | $197.0K | 0.03% | +20,239 | New |
| Congress Park Capital LLC | 24,000 | $234.0K | 0.12% | +24,000 | New |
| ProVise Management Group, LLC | 27,255 | $266.0K | 0.03% | −300−1.1% | Reduced |
| FNY Investment Advisers, LLC | 30,000 | $292.0K | 0.12% | +7,300+32.2% | Added |
| Commonwealth Equity Services, LLC | 30,293 | $295.0K | 0.00% | +6,966+29.9% | Added |
| Truist Financial Corp | 34,275 | $335.0K | 0.00% | −2,000−5.5% | Reduced |
| Wedbush Securities Inc | 37,400 | $365.0K | 0.02% | +5,000+15.4% | Added |
| Stifel Financial Corp | 43,214 | $422.0K | 0.00% | −7,687−15.1% | Reduced |
| Kovack Advisors, Inc. | 43,992 | $429.0K | 0.05% | +13,205+42.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 45,897 | $448.0K | 0.00% | −2,456−5.1% | Reduced |
| Zazove Associates LLC | 46,255 | $451.0K | 0.04% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 52,698 | $514.0K | 0.21% | +14,838+39.2% | Added |
| Advisor Group Holdings, Inc. | 53,524 | $519.0K | 0.00% | −1,140−2.1% | Reduced |
| Horizon Kinetics Asset Management LLC | 59,169 | $577.0K | 0.01% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 64,310 | $629.0K | 0.00% | +15,870+32.8% | Added |
| Pekin Hardy Strauss, Inc. | 72,755 | $710.0K | 0.10% | +72,755 | New |
| Dynamic Advisor Solutions LLC | 81,724 | $798.0K | 0.06% | +14,568+21.7% | Added |
| 6 Meridian | 82,809 | $808.0K | 0.06% | +82,809 | New |
| Robinson Capital Management, LLC | 84,781 | $830.0K | 0.45% | +84,511+31,300.4% | Added |
| Park Avenue Securities LLC | 97,580 | $952.0K | 0.02% | +6,252+6.8% | Added |
| Bulldog Investors, LLP | 100,345 | $979.0K | 0.26% | −101,719−50.3% | Reduced |
| Wela Strategies, Inc. | 111,202 | $1.08M | 0.57% | +2,770+2.6% | Added |
| LPL Financial LLC | 118,316 | $1.16M | 0.00% | +27,479+30.3% | Added |
| Mid Atlantic Financial Management Inc | 118,900 | $1.16M | 0.08% | +10,700+9.9% | Added |
| Invesco Ltd. | 126,858 | $1.24M | 0.00% | +15,938+14.4% | Added |
| Mariner Investment Group LLC | 129,585 | $1.26M | 2.78% | −146,585−53.1% | Reduced |
| Wells Fargo & Company | 146,158 | $1.43M | 0.00% | +1,347+0.9% | Added |
| Cohen & Steers, Inc. | 146,620 | $1.43M | 0.00% | −50,000−25.4% | Reduced |
| Royal Bank of Canada | 152,312 | $1.49M | 0.00% | +2,313+1.5% | Added |
| Envestnet Asset Management Inc | 153,226 | $1.50M | 0.00% | +10,024+7.0% | Added |
| Aviance Capital Partners, LLC | 153,938 | $1.50M | 0.26% | +23,053+17.6% | Added |
| Parametric Portfolio Associates LLC | 155,540 | $1.52M | 0.00% | +155,540 | New |
| Shaker Financial Services, LLC | 169,923 | $1.66M | 0.61% | +69,420+69.1% | Added |
| Raymond James & Associates | 170,136 | $1.66M | 0.00% | +2,043+1.2% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 177,835 | $1.74M | 0.72% | +5,592+3.2% | Added |
| UBS Group AG | 181,123 | $1.77M | 0.00% | −2,104−1.1% | Reduced |
| RFG Advisory, LLC | 190,267 | $1.86M | 0.17% | +1,117+0.6% | Added |
| Eaton Vance Management | 274,352 | $2.68M | 0.00% | 00.0% | Unchanged |
| Rivernorth Capital Management, LLC | 299,806 | $2.93M | 0.17% | −109,253−26.7% | Reduced |
| Next Capital Management LLC | 316,878 | $3.09M | 1.97% | −17,241−5.2% | Reduced |
| Goldman Sachs Group Inc | 348,796 | $3.40M | 0.00% | 00.0% | Unchanged |
| 1607 Capital Partners, LLC | 371,800 | $3.63M | 0.17% | +2,200+0.6% | Added |
| Advisors Asset Management, Inc. | 484,979 | $4.73M | 0.07% | +30,286+6.7% | Added |
| Capital Investment Advisors, LLC | 522,489 | $5.10M | 0.18% | +29,399+6.0% | Added |
| Guggenheim Capital LLC | 627,440 | $6.12M | 0.04% | +22,244+3.7% | Added |
| Sit Investment Associates Inc | 766,567 | $7.48M | 0.19% | +99,649+14.9% | Added |
| Lindbrook Capital, LLC | 1,194,307 | $11.7M | 2.61% | −2,038−0.2% | Reduced |
| Morgan Stanley | 1,254,202 | $12.2M | 0.00% | −24,729−1.9% | Reduced |
| Bank of America Corp | 2,029,332 | $19.8M | 0.00% | +213,966+11.8% | Added |
| Saba Capital Management, L.P. | 3,347,127 | $32.7M | 1.21% | −1,146,279−25.5% | Reduced |
| Kohlberg Kravis Roberts & Co. L.P. | 0 | $0 | 0.00% | −1,124,426−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −40,700−100.0% | Sold out |
| Yakira Capital Management, Inc. | 0 | $0 | 0.00% | −28,800−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −23,589−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −21,286−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −6,000−100.0% | Sold out |
| Valley Brook Capital Group | 0 | $0 | 0.00% | −2,800−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −141−100.0% | Sold out |
| MBL Wealth, LLC | – | – | – | – | Not filed |