Nuveen Floating Rate Income Opportunity Fund
JRODelisted Jul 31, 2023- SEC CIK
- 0001289213
Nuveen Floating Rate Income Opportunity Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on May 13, 2022; 97 institutions reported holding it in 13F filings for Q2 2023, worth $92.8M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q2 2022
Institutional positions in Nuveen Floating Rate Income Opportunity Fund as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 81
- +6 vs. Q1 2022
- Shares held
- 10.7M
- +1.05M (+10.8%) vs. Q1 2022
- Total value
- $87.6M
- −$11.2M (−11.3%) vs. Q1 2022
- New holders
- 14
- 30 more added
- Sold out
- 8
- 18 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $8 |
| Q1 2026 | 1 | $8 |
| Q4 2025 | 1 | $8 |
| Q3 2025 | 1 | $8 |
| Q2 2025 | 1 | $8 |
| Q1 2025 | 1 | $8 |
| Q4 2024 | 1 | $8 |
| Q3 2024 | 1 | $8 |
| Q2 2024 | 1 | $8 |
| Q1 2024 | 1 | $8 |
| Q4 2023 | 1 | $8 |
| Q3 2023 | 3 | $4.18K |
| Q2 2023 | 97 | $92.8M |
| Q1 2023 | 96 | $91.9M |
| Q4 2022 | 90 | $85.2M |
| Q3 2022 | 76 | $86.4M |
| Q2 2022 | 81 | $87.6M |
| Q1 2022 | 75 | $98.8M |
| Q4 2021 | 84 | $117.7M |
| Q3 2021 | 86 | $138.3M |
| Q2 2021 | 89 | $153.2M |
| Q1 2021 | 85 | $171.6M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Opportunity Fund; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 1,712,794 | $14.0M | 0.00% | −540,016−24.0% | Reduced |
| Morgan Stanley | 1,391,603 | $11.4M | 0.00% | −154,073−10.0% | Reduced |
| Guggenheim Capital LLC | 820,258 | $6.70M | 0.05% | −31,418−3.7% | Reduced |
| LPL Financial LLC | 819,947 | $6.70M | 0.01% | +31,715+4.0% | Added |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 640,508 | $5.23M | 0.06% | +640,508 | New |
| Advisors Asset Management, Inc. | 546,634 | $4.47M | 0.08% | +546,634 | New |
| Eaton Vance Management | 543,704 | $4.44M | 0.01% | +269,352+98.2% | Added |
| Goldman Sachs Group Inc | 432,590 | $3.53M | 0.00% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 296,900 | $2.43M | 0.07% | +12,810+4.5% | Added |
| Invesco Ltd. | 296,809 | $2.42M | 0.00% | +38,334+14.8% | Added |
| Raymond James & Associates | 244,804 | $2.00M | 0.00% | −23,639−8.8% | Reduced |
| Aviance Capital Partners, LLC | 228,415 | $1.87M | 0.42% | +29,996+15.1% | Added |
| Advisor Group Holdings, Inc. | 219,465 | $1.79M | 0.00% | +133,521+155.4% | Added |
| RFG Advisory, LLC | 196,799 | $1.72M | 0.10% | +18,394+10.3% | Added |
| UBS Group AG | 194,360 | $1.59M | 0.00% | −1,671−0.9% | Reduced |
| Royal Bank of Canada | 171,206 | $1.40M | 0.00% | +61,156+55.6% | Added |
| Raymond James Financial Services Advisors, Inc. | 144,124 | $1.18M | 0.00% | +52,145+56.7% | Added |
| Wells Fargo & Company | 127,034 | $1.04M | 0.00% | −17,823−12.3% | Reduced |
| International Assets Investment Management, LLC | 109,625 | $896.0K | 0.18% | −31,850−22.5% | Reduced |
| FourThought Financial, LLC | 109,167 | $892.0K | 0.13% | +19,174+21.3% | Added |
| Capital Investment Advisors, LLC | 98,614 | $806.0K | 0.03% | −17,288−14.9% | Reduced |
| Ameriprise Financial Inc | 86,887 | $708.0K | 0.00% | −4,796−5.2% | Reduced |
| Cohen & Steers, Inc. | 76,620 | $626.0K | 0.00% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 68,486 | $560.0K | 0.01% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 63,604 | $520.0K | 0.07% | +63,604 | New |
| Shaker Financial Services, LLC | 63,563 | $519.0K | 0.25% | +63,563 | New |
| Gladstone Institutional Advisory LLC | 57,958 | $474.0K | 0.04% | +120.0% | Added |
| Virtus ETF Advisers LLC | 58,000 | $474.0K | 0.18% | +10,105+21.1% | Added |
| Walleye Capital LLC | 57,688 | $471.0K | 0.01% | +57,688 | New |
| Horizon Kinetics Asset Management LLC | 55,869 | $456.0K | 0.01% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 53,990 | $441.0K | 0.00% | +17,569+48.2% | Added |
| Commonwealth Equity Services, LLC | 52,917 | $432.0K | 0.00% | +3,804+7.7% | Added |
| Mariner Investment Group LLC | 52,000 | $425.0K | 0.45% | +52,000 | New |
| Wedbush Securities Inc | 47,150 | $385.0K | 0.02% | +2,550+5.7% | Added |
| Wolverine Asset Management LLC | 40,924 | $334.0K | 0.00% | +40,924 | New |
| Congress Park Capital LLC | 30,000 | $245.0K | 0.16% | +1,500+5.3% | Added |
| ProVise Management Group, LLC | 28,175 | $230.0K | 0.02% | −7,300−20.6% | Reduced |
| GWM Advisors LLC | 27,400 | $224.0K | 0.00% | −1,100−3.9% | Reduced |
| Lloyd Park, LLC | 25,761 | $212.0K | 0.22% | +25,761 | New |
| Steward Partners Investment Advisory, LLC | 24,134 | $197.0K | 0.00% | +1,454+6.4% | Added |
| Kovack Advisors, Inc. | 23,187 | $189.0K | 0.02% | −11,015−32.2% | Reduced |
| Truist Financial Corp | 23,004 | $188.0K | 0.00% | −2,112−8.4% | Reduced |
| Sigma Planning Corp | 22,246 | $182.0K | 0.01% | +726+3.4% | Added |
| Roosevelt Investment Group LLC | 21,410 | $175.0K | 0.01% | 00.0% | Unchanged |
| Western Wealth Management, LLC | 21,131 | $175.0K | 0.01% | +26+0.1% | Added |
| Envestnet Asset Management Inc | 20,961 | $171.0K | 0.00% | −2,048−8.9% | Reduced |
| Klingman & Associates, LLC | 20,621 | $168.0K | 0.02% | +5,071+32.6% | Added |
| Integrated Wealth Concepts LLC | 19,381 | $158.0K | 0.00% | +19,381 | New |
| Oppenheimer & Co Inc | 18,762 | $153.0K | 0.00% | +78+0.4% | Added |
| National Asset Management, Inc. | 16,095 | $132.0K | 0.01% | +22+0.1% | Added |
| Ameritas Advisory Services, LLC | 14,552 | $119.0K | 0.01% | +10+0.1% | Added |
| Sheets Smith Wealth Management | 14,400 | $118.0K | 0.02% | 00.0% | Unchanged |
| Transform Wealth, LLC | 13,944 | $115.0K | 0.02% | +2,505+21.9% | Added |
| Quantedge Capital Pte Ltd | 13,500 | $110.0K | 0.02% | +13,500 | New |
| Apollon Wealth Management, LLC | 12,537 | $102.0K | 0.01% | +227+1.8% | Added |
| Koshinski Asset Management, Inc. | 12,153 | $99.0K | 0.01% | 00.0% | Unchanged |
| Bluefin Capital Management, LLC | 12,126 | $99.0K | 0.01% | +12,126 | New |
| CTC Capital Management, LLC | 10,730 | $88.0K | 0.10% | +10,730 | New |
| Pekin Hardy Strauss, Inc. | 10,600 | $87.0K | 0.01% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 10,315 | $84.0K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 10,164 | $83.0K | 0.00% | −23−0.2% | Reduced |
| GPS Wealth Strategies Group, LLC | 7,375 | $60.0K | 0.02% | −1,200−14.0% | Reduced |
| Northwestern Mutual Wealth Management Co | 5,757 | $47.0K | 0.00% | −421−6.8% | Reduced |
| IFP Advisors, Inc | 4,177 | $45.0K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 5,244 | $43.0K | 0.00% | +5,244 | New |
| Cullen/Frost Bankers, Inc. | 5,000 | $41.0K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 3,573 | $29.0K | 0.00% | −291−7.5% | Reduced |
| CoreFirst Bank & Trust | 3,192 | $26.0K | 0.02% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 2,955 | $24.0K | 0.01% | 00.0% | Unchanged |
| American Portfolios Advisors | 2,450 | $20.0K | 0.00% | +450+22.5% | Added |
| Allworth Financial LP | 2,000 | $16.0K | 0.00% | +2,000 | New |
| McIlrath & Eck, LLC | 1,647 | $13.0K | 0.00% | +597+56.9% | Added |
| Accel Wealth Management | 1,117 | $9.00K | 0.01% | +13+1.2% | Added |
| Huntington National Bank | – | $8.00K | 0.00% | – | – |
| Princeton Global Asset Management LLC | 1,040 | $8.00K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 1,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Hazlett, Burt & Watson, Inc. | 788 | $6.00K | 0.01% | +14+1.8% | Added |
| National Bank of Canada | 600 | $5.00K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 477 | $5.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 212 | $2.00K | 0.00% | +184+657.1% | Added |
| Signaturefd, LLC | 9 | $0 | 0.00% | 00.0% | Unchanged |
| Next Capital Management LLC | 0 | $0 | 0.00% | −239,494−100.0% | Sold out |
| Dynamic Advisor Solutions LLC | 0 | $0 | 0.00% | −80,864−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −21,848−100.0% | Sold out |
| Jaffetilchin Investment Partners, LLC | 0 | $0 | 0.00% | −15,860−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −11,800−100.0% | Sold out |
| Fortitude Advisory Group L.L.C. | 0 | $0 | 0.00% | −2,056−100.0% | Sold out |
| Capital Directions Investment Advisors, LLC | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 0 | $0 | 0.00% | −14−100.0% | Sold out |