Nuveen Floating Rate Income Opportunity Fund
JRODelisted Jul 31, 2023- SEC CIK
- 0001289213
Nuveen Floating Rate Income Opportunity Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on May 13, 2022; 97 institutions reported holding it in 13F filings for Q2 2023, worth $92.8M in total; Oaktree Capital was the only superinvestor holding it.
Q2 2022 vs. Q1 2022
How the institutions holding Nuveen Floating Rate Income Opportunity Fund changed between Q1 2022 and Q2 2022.
All holders in Q2 2022All holders in Q1 2022
| Measure | Q1 2022 | Q2 2022 | Change |
|---|---|---|---|
| Holders | 75 | 81 | +6 |
| Shares | 9.66M | 10.7M | +1.05M (+10.8%) |
| Value | $98.8M | $87.6M | −$11.2M (−11.3%) |
New holders (14)
Institutions that held Nuveen Floating Rate Income Opportunity Fund at the end of Q2 2022 but not at the end of Q1 2022.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 640,508 | $5.23M | 0.06% |
| Advisors Asset Management, Inc. | 546,634 | $4.47M | 0.08% |
| Landscape Capital Management, L.L.C. | 63,604 | $520.0K | 0.07% |
| Shaker Financial Services, LLC | 63,563 | $519.0K | 0.25% |
| Walleye Capital LLC | 57,688 | $471.0K | 0.01% |
| Mariner Investment Group LLC | 52,000 | $425.0K | 0.45% |
| Wolverine Asset Management LLC | 40,924 | $334.0K | 0.00% |
| Lloyd Park, LLC | 25,761 | $212.0K | 0.22% |
| Integrated Wealth Concepts LLC | 19,381 | $158.0K | 0.00% |
| Quantedge Capital Pte Ltd | 13,500 | $110.0K | 0.02% |
| Bluefin Capital Management, LLC | 12,126 | $99.0K | 0.01% |
| CTC Capital Management, LLC | 10,730 | $88.0K | 0.10% |
| CWM, LLC | 5,244 | $43.0K | 0.00% |
| Allworth Financial LP | 2,000 | $16.0K | 0.00% |
Sold out (8)
Institutions that held Nuveen Floating Rate Income Opportunity Fund at the end of Q1 2022 and filed for Q2 2022 without it.
| Institution | Shares, Q1 2022 | Value, Q1 2022 |
|---|---|---|
| Next Capital Management LLC | 239,494 | $2.43M |
| Dynamic Advisor Solutions LLC | 80,864 | $820.0K |
| Stifel Financial Corp | 21,848 | $222.0K |
| Jaffetilchin Investment Partners, LLC | 15,860 | $132.0K |
| Belpointe Asset Management LLC | 11,800 | $119.0K |
| Fortitude Advisory Group L.L.C. | 2,056 | $21.0K |
| Capital Directions Investment Advisors, LLC | 250 | $3.00K |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 14 | $0 |