Nuveen Floating Rate Income Opportunity Fund
JRODelisted Jul 31, 2023- SEC CIK
- 0001289213
Nuveen Floating Rate Income Opportunity Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on May 13, 2022; 97 institutions reported holding it in 13F filings for Q2 2023, worth $92.8M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q2 2022
Institutional positions in Nuveen Floating Rate Income Opportunity Fund as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 81
- +6 vs. Q1 2022
- Shares held
- 10.7M
- +1.05M (+10.8%) vs. Q1 2022
- Total value
- $87.6M
- −$11.2M (−11.3%) vs. Q1 2022
- New holders
- 14
- 30 more added
- Sold out
- 8
- 18 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $8 |
| Q1 2026 | 1 | $8 |
| Q4 2025 | 1 | $8 |
| Q3 2025 | 1 | $8 |
| Q2 2025 | 1 | $8 |
| Q1 2025 | 1 | $8 |
| Q4 2024 | 1 | $8 |
| Q3 2024 | 1 | $8 |
| Q2 2024 | 1 | $8 |
| Q1 2024 | 1 | $8 |
| Q4 2023 | 1 | $8 |
| Q3 2023 | 3 | $4.18K |
| Q2 2023 | 97 | $92.8M |
| Q1 2023 | 96 | $91.9M |
| Q4 2022 | 90 | $85.2M |
| Q3 2022 | 76 | $86.4M |
| Q2 2022 | 81 | $87.6M |
| Q1 2022 | 75 | $98.8M |
| Q4 2021 | 84 | $117.7M |
| Q3 2021 | 86 | $138.3M |
| Q2 2021 | 89 | $153.2M |
| Q1 2021 | 85 | $171.6M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Opportunity Fund; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Signaturefd, LLC | 9 | $0 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 212 | $2.00K | 0.00% | +184+657.1% | Added |
| National Bank of Canada | 600 | $5.00K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 477 | $5.00K | 0.00% | 00.0% | Unchanged |
| Hazlett, Burt & Watson, Inc. | 788 | $6.00K | 0.01% | +14+1.8% | Added |
| Huntington National Bank | – | $8.00K | 0.00% | – | – |
| Princeton Global Asset Management LLC | 1,040 | $8.00K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 1,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Accel Wealth Management | 1,117 | $9.00K | 0.01% | +13+1.2% | Added |
| McIlrath & Eck, LLC | 1,647 | $13.0K | 0.00% | +597+56.9% | Added |
| Allworth Financial LP | 2,000 | $16.0K | 0.00% | +2,000 | New |
| American Portfolios Advisors | 2,450 | $20.0K | 0.00% | +450+22.5% | Added |
| Hexagon Capital Partners LLC | 2,955 | $24.0K | 0.01% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 3,192 | $26.0K | 0.02% | 00.0% | Unchanged |
| Gradient Investments LLC | 3,573 | $29.0K | 0.00% | −291−7.5% | Reduced |
| Cullen/Frost Bankers, Inc. | 5,000 | $41.0K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 5,244 | $43.0K | 0.00% | +5,244 | New |
| IFP Advisors, Inc | 4,177 | $45.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 5,757 | $47.0K | 0.00% | −421−6.8% | Reduced |
| GPS Wealth Strategies Group, LLC | 7,375 | $60.0K | 0.02% | −1,200−14.0% | Reduced |
| The PNC Financial Services Group, Inc. | 10,164 | $83.0K | 0.00% | −23−0.2% | Reduced |
| CoreCap Advisors, LLC | 10,315 | $84.0K | 0.01% | 00.0% | Unchanged |
| Pekin Hardy Strauss, Inc. | 10,600 | $87.0K | 0.01% | 00.0% | Unchanged |
| CTC Capital Management, LLC | 10,730 | $88.0K | 0.10% | +10,730 | New |
| Koshinski Asset Management, Inc. | 12,153 | $99.0K | 0.01% | 00.0% | Unchanged |
| Bluefin Capital Management, LLC | 12,126 | $99.0K | 0.01% | +12,126 | New |
| Apollon Wealth Management, LLC | 12,537 | $102.0K | 0.01% | +227+1.8% | Added |
| Quantedge Capital Pte Ltd | 13,500 | $110.0K | 0.02% | +13,500 | New |
| Transform Wealth, LLC | 13,944 | $115.0K | 0.02% | +2,505+21.9% | Added |
| Sheets Smith Wealth Management | 14,400 | $118.0K | 0.02% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 14,552 | $119.0K | 0.01% | +10+0.1% | Added |
| National Asset Management, Inc. | 16,095 | $132.0K | 0.01% | +22+0.1% | Added |
| Oppenheimer & Co Inc | 18,762 | $153.0K | 0.00% | +78+0.4% | Added |
| Integrated Wealth Concepts LLC | 19,381 | $158.0K | 0.00% | +19,381 | New |
| Klingman & Associates, LLC | 20,621 | $168.0K | 0.02% | +5,071+32.6% | Added |
| Envestnet Asset Management Inc | 20,961 | $171.0K | 0.00% | −2,048−8.9% | Reduced |
| Roosevelt Investment Group LLC | 21,410 | $175.0K | 0.01% | 00.0% | Unchanged |
| Western Wealth Management, LLC | 21,131 | $175.0K | 0.01% | +26+0.1% | Added |
| Sigma Planning Corp | 22,246 | $182.0K | 0.01% | +726+3.4% | Added |
| Truist Financial Corp | 23,004 | $188.0K | 0.00% | −2,112−8.4% | Reduced |
| Kovack Advisors, Inc. | 23,187 | $189.0K | 0.02% | −11,015−32.2% | Reduced |
| Steward Partners Investment Advisory, LLC | 24,134 | $197.0K | 0.00% | +1,454+6.4% | Added |
| Lloyd Park, LLC | 25,761 | $212.0K | 0.22% | +25,761 | New |
| GWM Advisors LLC | 27,400 | $224.0K | 0.00% | −1,100−3.9% | Reduced |
| ProVise Management Group, LLC | 28,175 | $230.0K | 0.02% | −7,300−20.6% | Reduced |
| Congress Park Capital LLC | 30,000 | $245.0K | 0.16% | +1,500+5.3% | Added |
| Wolverine Asset Management LLC | 40,924 | $334.0K | 0.00% | +40,924 | New |
| Wedbush Securities Inc | 47,150 | $385.0K | 0.02% | +2,550+5.7% | Added |
| Mariner Investment Group LLC | 52,000 | $425.0K | 0.45% | +52,000 | New |
| Commonwealth Equity Services, LLC | 52,917 | $432.0K | 0.00% | +3,804+7.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 53,990 | $441.0K | 0.00% | +17,569+48.2% | Added |
| Horizon Kinetics Asset Management LLC | 55,869 | $456.0K | 0.01% | 00.0% | Unchanged |
| Walleye Capital LLC | 57,688 | $471.0K | 0.01% | +57,688 | New |
| Gladstone Institutional Advisory LLC | 57,958 | $474.0K | 0.04% | +120.0% | Added |
| Virtus ETF Advisers LLC | 58,000 | $474.0K | 0.18% | +10,105+21.1% | Added |
| Shaker Financial Services, LLC | 63,563 | $519.0K | 0.25% | +63,563 | New |
| Landscape Capital Management, L.L.C. | 63,604 | $520.0K | 0.07% | +63,604 | New |
| D.A. Davidson & Co. | 68,486 | $560.0K | 0.01% | 00.0% | Unchanged |
| Cohen & Steers, Inc. | 76,620 | $626.0K | 0.00% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 86,887 | $708.0K | 0.00% | −4,796−5.2% | Reduced |
| Capital Investment Advisors, LLC | 98,614 | $806.0K | 0.03% | −17,288−14.9% | Reduced |
| FourThought Financial, LLC | 109,167 | $892.0K | 0.13% | +19,174+21.3% | Added |
| International Assets Investment Management, LLC | 109,625 | $896.0K | 0.18% | −31,850−22.5% | Reduced |
| Wells Fargo & Company | 127,034 | $1.04M | 0.00% | −17,823−12.3% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 144,124 | $1.18M | 0.00% | +52,145+56.7% | Added |
| Royal Bank of Canada | 171,206 | $1.40M | 0.00% | +61,156+55.6% | Added |
| UBS Group AG | 194,360 | $1.59M | 0.00% | −1,671−0.9% | Reduced |
| RFG Advisory, LLC | 196,799 | $1.72M | 0.10% | +18,394+10.3% | Added |
| Advisor Group Holdings, Inc. | 219,465 | $1.79M | 0.00% | +133,521+155.4% | Added |
| Aviance Capital Partners, LLC | 228,415 | $1.87M | 0.42% | +29,996+15.1% | Added |
| Raymond James & Associates | 244,804 | $2.00M | 0.00% | −23,639−8.8% | Reduced |
| Invesco Ltd. | 296,809 | $2.42M | 0.00% | +38,334+14.8% | Added |
| Sit Investment Associates Inc | 296,900 | $2.43M | 0.07% | +12,810+4.5% | Added |
| Goldman Sachs Group Inc | 432,590 | $3.53M | 0.00% | 00.0% | Unchanged |
| Eaton Vance Management | 543,704 | $4.44M | 0.01% | +269,352+98.2% | Added |
| Advisors Asset Management, Inc. | 546,634 | $4.47M | 0.08% | +546,634 | New |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 640,508 | $5.23M | 0.06% | +640,508 | New |
| LPL Financial LLC | 819,947 | $6.70M | 0.01% | +31,715+4.0% | Added |
| Guggenheim Capital LLC | 820,258 | $6.70M | 0.05% | −31,418−3.7% | Reduced |
| Morgan Stanley | 1,391,603 | $11.4M | 0.00% | −154,073−10.0% | Reduced |
| Bank of America Corp | 1,712,794 | $14.0M | 0.00% | −540,016−24.0% | Reduced |
| Next Capital Management LLC | 0 | $0 | 0.00% | −239,494−100.0% | Sold out |
| Dynamic Advisor Solutions LLC | 0 | $0 | 0.00% | −80,864−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −21,848−100.0% | Sold out |
| Jaffetilchin Investment Partners, LLC | 0 | $0 | 0.00% | −15,860−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −11,800−100.0% | Sold out |
| Fortitude Advisory Group L.L.C. | 0 | $0 | 0.00% | −2,056−100.0% | Sold out |
| Capital Directions Investment Advisors, LLC | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 0 | $0 | 0.00% | −14−100.0% | Sold out |