Nuveen Floating Rate Income Opportunity Fund
JRO2023/7/31 下市- SEC CIK
- 0001289213
Nuveen Floating Rate Income Opportunity Fund 已在 2023/7/31 下市；內部人最後一份 Form 4 在 2022/5/13 申報；2023 年第 2 季末有 97 家機構在 13F 申報持有，市值合計 $9,276 萬；大師中只有橡樹資本持有。
2021 年第 2 季 13F 持有人
Nuveen Floating Rate Income Opportunity Fund 在 2021/6/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 89
- 較 2021 年第 1 季 +5 家
- 持有股數
- 1,570 萬
- 較 2021 年第 1 季 −227.4 萬 (−12.7%)
- 總市值
- $1.53 億
- 較 2021 年第 1 季 −$1,832 萬 (−10.7%)
- 新進機構
- 13
- 另有 37 家加碼
- 清倉機構
- 8
- 另有 22 家減碼
另有 1 家機構在 2021 年第 1 季持有、還沒有申報 2021 年第 2 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 JRO 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 1 | $8 |
| 2026 年第 1 季 | 1 | $8 |
| 2025 年第 4 季 | 1 | $8 |
| 2025 年第 3 季 | 1 | $8 |
| 2025 年第 2 季 | 1 | $8 |
| 2025 年第 1 季 | 1 | $8 |
| 2024 年第 4 季 | 1 | $8 |
| 2024 年第 3 季 | 1 | $8 |
| 2024 年第 2 季 | 1 | $8 |
| 2024 年第 1 季 | 1 | $8 |
| 2023 年第 4 季 | 1 | $8 |
| 2023 年第 3 季 | 3 | $4,178 |
| 2023 年第 2 季 | 97 | $9,276 萬 |
| 2023 年第 1 季 | 96 | $9,195 萬 |
| 2022 年第 4 季 | 90 | $8,522 萬 |
| 2022 年第 3 季 | 76 | $8,638 萬 |
| 2022 年第 2 季 | 81 | $8,760 萬 |
| 2022 年第 1 季 | 75 | $9,879 萬 |
| 2021 年第 4 季 | 84 | $1.18 億 |
| 2021 年第 3 季 | 86 | $1.38 億 |
| 2021 年第 2 季 | 89 | $1.53 億 |
| 2021 年第 1 季 | 85 | $1.72 億 |
2021 年第 2 季持有機構
每家機構持有 Nuveen Floating Rate Income Opportunity Fund 的股數、市值與佔組合比重；股數變化跟 2021 年第 1 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 3,347,127 | $3,267 萬 | 1.21% | −1,146,279−25.5% | 減碼 |
| Bank of America Corp | 2,029,332 | $1,981 萬 | 0.00% | +213,966+11.8% | 加碼 |
| Morgan Stanley | 1,254,202 | $1,224 萬 | 0.00% | −24,729−1.9% | 減碼 |
| Lindbrook Capital, LLC | 1,194,307 | $1,166 萬 | 2.61% | −2,038−0.2% | 減碼 |
| Sit Investment Associates Inc | 766,567 | $748.2 萬 | 0.19% | +99,649+14.9% | 加碼 |
| Guggenheim Capital LLC | 627,440 | $612.4 萬 | 0.04% | +22,244+3.7% | 加碼 |
| Capital Investment Advisors, LLC | 522,489 | $509.9 萬 | 0.18% | +29,399+6.0% | 加碼 |
| Advisors Asset Management, Inc. | 484,979 | $473.3 萬 | 0.07% | +30,286+6.7% | 加碼 |
| 1607 Capital Partners, LLC | 371,800 | $362.9 萬 | 0.17% | +2,200+0.6% | 加碼 |
| Goldman Sachs Group Inc | 348,796 | $340.4 萬 | 0.00% | 00.0% | 不變 |
| Next Capital Management LLC | 316,878 | $308.7 萬 | 1.97% | −17,241−5.2% | 減碼 |
| Rivernorth Capital Management, LLC | 299,806 | $292.6 萬 | 0.17% | −109,253−26.7% | 減碼 |
| Eaton Vance Management | 274,352 | $267.8 萬 | 0.00% | 00.0% | 不變 |
| RFG Advisory, LLC | 190,267 | $185.7 萬 | 0.17% | +1,117+0.6% | 加碼 |
| UBS Group AG | 181,123 | $176.8 萬 | 0.00% | −2,104−1.1% | 減碼 |
| Thomas J. Herzfeld Advisors, Inc. | 177,835 | $173.6 萬 | 0.72% | +5,592+3.2% | 加碼 |
| Raymond James & Associates | 170,136 | $166.1 萬 | 0.00% | +2,043+1.2% | 加碼 |
| Shaker Financial Services, LLC | 169,923 | $165.8 萬 | 0.61% | +69,420+69.1% | 加碼 |
| Parametric Portfolio Associates LLC | 155,540 | $151.8 萬 | 0.00% | +155,540 | 新進 |
| Aviance Capital Partners, LLC | 153,938 | $150.2 萬 | 0.26% | +23,053+17.6% | 加碼 |
| Envestnet Asset Management Inc | 153,226 | $149.5 萬 | 0.00% | +10,024+7.0% | 加碼 |
| Royal Bank of Canada | 152,312 | $148.7 萬 | 0.00% | +2,313+1.5% | 加碼 |
| Cohen & Steers, Inc. | 146,620 | $143.1 萬 | 0.00% | −50,000−25.4% | 減碼 |
| Wells Fargo & Company | 146,158 | $142.7 萬 | 0.00% | +1,347+0.9% | 加碼 |
| Mariner Investment Group LLC | 129,585 | $126.5 萬 | 2.78% | −146,585−53.1% | 減碼 |
| Invesco Ltd. | 126,858 | $123.8 萬 | 0.00% | +15,938+14.4% | 加碼 |
| Mid Atlantic Financial Management Inc | 118,900 | $116.0 萬 | 0.08% | +10,700+9.9% | 加碼 |
| LPL Financial LLC | 118,316 | $115.5 萬 | 0.00% | +27,479+30.3% | 加碼 |
| Wela Strategies, Inc. | 111,202 | $108.5 萬 | 0.57% | +2,770+2.6% | 加碼 |
| Bulldog Investors, LLP | 100,345 | $97.9 萬 | 0.26% | −101,719−50.3% | 減碼 |
| Park Avenue Securities LLC | 97,580 | $95.2 萬 | 0.02% | +6,252+6.8% | 加碼 |
| Robinson Capital Management, LLC | 84,781 | $83.0 萬 | 0.45% | +84,511+31,300.4% | 加碼 |
| 6 Meridian | 82,809 | $80.8 萬 | 0.06% | +82,809 | 新進 |
| Dynamic Advisor Solutions LLC | 81,724 | $79.8 萬 | 0.06% | +14,568+21.7% | 加碼 |
| Pekin Hardy Strauss, Inc. | 72,755 | $71.0 萬 | 0.10% | +72,755 | 新進 |
| Ameriprise Financial Inc | 64,310 | $62.9 萬 | 0.00% | +15,870+32.8% | 加碼 |
| Horizon Kinetics Asset Management LLC | 59,169 | $57.7 萬 | 0.01% | 00.0% | 不變 |
| Advisor Group Holdings, Inc. | 53,524 | $51.9 萬 | 0.00% | −1,140−2.1% | 減碼 |
| Virtus ETF Advisers LLC | 52,698 | $51.4 萬 | 0.21% | +14,838+39.2% | 加碼 |
| Zazove Associates LLC | 46,255 | $45.1 萬 | 0.04% | 00.0% | 不變 |
| Raymond James Financial Services Advisors, Inc. | 45,897 | $44.8 萬 | 0.00% | −2,456−5.1% | 減碼 |
| Kovack Advisors, Inc. | 43,992 | $42.9 萬 | 0.05% | +13,205+42.9% | 加碼 |
| Stifel Financial Corp | 43,214 | $42.2 萬 | 0.00% | −7,687−15.1% | 減碼 |
| Wedbush Securities Inc | 37,400 | $36.5 萬 | 0.02% | +5,000+15.4% | 加碼 |
| Truist Financial Corp | 34,275 | $33.5 萬 | 0.00% | −2,000−5.5% | 減碼 |
| Commonwealth Equity Services, LLC | 30,293 | $29.5 萬 | 0.00% | +6,966+29.9% | 加碼 |
| FNY Investment Advisers, LLC | 30,000 | $29.2 萬 | 0.12% | +7,300+32.2% | 加碼 |
| ProVise Management Group, LLC | 27,255 | $26.6 萬 | 0.03% | −300−1.1% | 減碼 |
| Congress Park Capital LLC | 24,000 | $23.4 萬 | 0.12% | +24,000 | 新進 |
| FourThought Financial, LLC | 20,239 | $19.7 萬 | 0.03% | +20,239 | 新進 |
| Belpointe Asset Management LLC | 19,500 | $19.1 萬 | 0.01% | −8,972−31.5% | 減碼 |
| Jaffetilchin Investment Partners, LLC | 17,943 | $17.2 萬 | 0.01% | +5,801+47.8% | 加碼 |
| Integrated Capital Management, Inc. | 17,165 | $16.7 萬 | 0.13% | +2,124+14.1% | 加碼 |
| National Asset Management, Inc. | 16,193 | $15.9 萬 | 0.01% | −20.0% | 減碼 |
| Ieq Capital, LLC | 15,836 | $15.5 萬 | 0.00% | −2,000−11.2% | 減碼 |
| Ameritas Investment Company, LLC | 14,514 | $14.2 萬 | 0.01% | +14,514 | 新進 |
| Sheets Smith Wealth Management | 14,400 | $14.1 萬 | 0.02% | 00.0% | 不變 |
| Sigma Planning Corp | 14,405 | $14.1 萬 | 0.00% | +623+4.5% | 加碼 |
| D.A. Davidson & Co. | 14,286 | $13.9 萬 | 0.00% | −264−1.8% | 減碼 |
| Oppenheimer & Co Inc | 14,201 | $13.9 萬 | 0.00% | +357+2.6% | 加碼 |
| GPS Wealth Strategies Group, LLC | 13,525 | $13.2 萬 | 0.03% | −4,465−24.8% | 減碼 |
| Transform Wealth, LLC | 13,342 | $13.0 萬 | 0.02% | +13,342 | 新進 |
| Family Management Corp | 12,513 | $12.2 萬 | 0.03% | 00.0% | 不變 |
| Kestra Advisory Services, LLC | 12,210 | $11.9 萬 | 0.00% | +91+0.8% | 加碼 |
| Koshinski Asset Management, Inc. | 12,053 | $11.8 萬 | 0.01% | 00.0% | 不變 |
| Cetera Advisor Networks LLC | 12,000 | $11.7 萬 | 0.00% | +1,500+14.3% | 加碼 |
| Apollon Wealth Management, LLC | 11,685 | $11.4 萬 | 0.02% | +210+1.8% | 加碼 |
| Cambridge Investment Research Advisors, Inc. | 11,439 | $11.2 萬 | 0.00% | −412−3.5% | 減碼 |
| Klingman & Associates, LLC | 10,510 | $10.3 萬 | 0.01% | 00.0% | 不變 |
| The PNC Financial Services Group, Inc. | 10,185 | $10.0 萬 | 0.00% | +25+0.2% | 加碼 |
| Stratos Wealth Partners, LTD. | 10,123 | $9.90 萬 | 0.00% | +10,123 | 新進 |
| NEXT Financial Group, Inc | 6,800 | $6.60 萬 | 0.01% | 00.0% | 不變 |
| Steward Partners Investment Advisory, LLC | 5,044 | $4.90 萬 | 0.00% | 00.0% | 不變 |
| Cullen/Frost Bankers, Inc. | 5,000 | $4.90 萬 | 0.00% | 00.0% | 不變 |
| Strategic Blueprint, LLC | 4,700 | $4.60 萬 | 0.01% | +4,700 | 新進 |
| Gradient Investments LLC | 4,182 | $4.10 萬 | 0.00% | −546,709−99.2% | 減碼 |
| Hexagon Capital Partners LLC | 2,955 | $2.90 萬 | 0.01% | 00.0% | 不變 |
| American Portfolios Advisors | 2,000 | $1.95 萬 | 0.00% | +2,000 | 新進 |
| Signaturefd, LLC | 1,552 | $1.50 萬 | 0.00% | +1,552 | 新進 |
| McIlrath & Eck, LLC | 1,300 | $1.30 萬 | 0.00% | 00.0% | 不變 |
| Citigroup Inc | 1,135 | $1.10 萬 | 0.00% | +519+84.3% | 加碼 |
| Princeton Global Asset Management LLC | 1,040 | $1.00 萬 | 0.00% | −1,060−50.5% | 減碼 |
| Proequities, Inc. | 1,000 | $1.00 萬 | 0.00% | 00.0% | 不變 |
| Geneos Wealth Management Inc. | 1,000 | $9,000 | 0.00% | 00.0% | 不變 |
| CoreFirst Bank & Trust | 832 | $8,000 | 0.01% | 00.0% | 不變 |
| Security National Trust Co | 758 | $7,000 | 0.00% | 00.0% | 不變 |
| Accel Wealth Management | 604 | $6,000 | 0.00% | +11+1.9% | 加碼 |
| Panagora Asset Management Inc | 39 | $0 | 0.00% | +39 | 新進 |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 14 | $0 | 0.00% | +14 | 新進 |
| Kohlberg Kravis Roberts & Co. L.P. | 0 | $0 | 0.00% | −1,124,426−100.0% | 清倉 |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −40,700−100.0% | 清倉 |
| Yakira Capital Management, Inc. | 0 | $0 | 0.00% | −28,800−100.0% | 清倉 |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −23,589−100.0% | 清倉 |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −21,286−100.0% | 清倉 |
| Spire Wealth Management | 0 | $0 | 0.00% | −6,000−100.0% | 清倉 |
| Valley Brook Capital Group | 0 | $0 | 0.00% | −2,800−100.0% | 清倉 |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −141−100.0% | 清倉 |
| MBL Wealth, LLC | – | – | – | – | 本季未申報 |