Nuveen Floating Rate Income Opportunity Fund
JRO2023/7/31 下市- SEC CIK
- 0001289213
Nuveen Floating Rate Income Opportunity Fund 已在 2023/7/31 下市；內部人最後一份 Form 4 在 2022/5/13 申報；2023 年第 2 季末有 97 家機構在 13F 申報持有，市值合計 $9,276 萬；大師中只有橡樹資本持有。
2022 年第 4 季 13F 持有人
Nuveen Floating Rate Income Opportunity Fund 在 2022/12/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 90
- 較 2022 年第 3 季 +18 家
- 持有股數
- 1,089 萬
- 較 2022 年第 3 季 +58.8 萬 (+5.7%)
- 總市值
- $8,522 萬
- 較 2022 年第 3 季 +$214.1 萬 (+2.6%)
- 新進機構
- 21
- 另有 32 家加碼
- 清倉機構
- 3
- 另有 22 家減碼
另有 4 家機構在 2022 年第 3 季持有、還沒有申報 2022 年第 4 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 JRO 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 1 | $8 |
| 2026 年第 1 季 | 1 | $8 |
| 2025 年第 4 季 | 1 | $8 |
| 2025 年第 3 季 | 1 | $8 |
| 2025 年第 2 季 | 1 | $8 |
| 2025 年第 1 季 | 1 | $8 |
| 2024 年第 4 季 | 1 | $8 |
| 2024 年第 3 季 | 1 | $8 |
| 2024 年第 2 季 | 1 | $8 |
| 2024 年第 1 季 | 1 | $8 |
| 2023 年第 4 季 | 1 | $8 |
| 2023 年第 3 季 | 3 | $4,178 |
| 2023 年第 2 季 | 97 | $9,276 萬 |
| 2023 年第 1 季 | 96 | $9,195 萬 |
| 2022 年第 4 季 | 90 | $8,522 萬 |
| 2022 年第 3 季 | 76 | $8,638 萬 |
| 2022 年第 2 季 | 81 | $8,760 萬 |
| 2022 年第 1 季 | 75 | $9,879 萬 |
| 2021 年第 4 季 | 84 | $1.18 億 |
| 2021 年第 3 季 | 86 | $1.38 億 |
| 2021 年第 2 季 | 89 | $1.53 億 |
| 2021 年第 1 季 | 85 | $1.72 億 |
2022 年第 4 季持有機構
每家機構持有 Nuveen Floating Rate Income Opportunity Fund 的股數、市值與佔組合比重；股數變化跟 2022 年第 3 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Morgan Stanley | 1,509,835 | $1,179 萬 | 0.00% | +240,964+19.0% | 加碼 |
| Bank of America Corp | 1,209,448 | $944.6 萬 | 0.00% | −409,233−25.3% | 減碼 |
| Oaktree Capital Management LP大師橡樹資本 | 807,842 | $630.9 萬 | 0.07% | +40,112+5.2% | 加碼 |
| Guggenheim Capital LLC | 678,323 | $529.8 萬 | 0.05% | −120,099−15.0% | 減碼 |
| LPL Financial LLC | 494,339 | $386.1 萬 | 0.00% | −268,338−35.2% | 減碼 |
| Advisors Asset Management, Inc. | 460,969 | $360.0 萬 | 0.07% | −97,928−17.5% | 減碼 |
| Goldman Sachs Group Inc | 432,590 | $337.9 萬 | 0.00% | 00.0% | 不變 |
| Raymond James & Associates | 409,075 | $319.5 萬 | 0.00% | +196,951+92.8% | 加碼 |
| Invesco Ltd. | 404,746 | $316.1 萬 | 0.00% | +14,565+3.7% | 加碼 |
| Raymond James Financial Services Advisors, Inc. | 366,505 | $286.2 萬 | 0.01% | +9,298+2.6% | 加碼 |
| City of London Investment Management Co Ltd | 347,665 | $271.2 萬 | 0.22% | +133,860+62.6% | 加碼 |
| Sit Investment Associates Inc | 319,357 | $249.4 萬 | 0.07% | +30,000+10.4% | 加碼 |
| Advisor Group Holdings, Inc. | 264,001 | $206.2 萬 | 0.00% | +17,323+7.0% | 加碼 |
| Logan Stone Capital, LLC | 251,901 | $196.7 萬 | 0.74% | +251,901 | 新進 |
| Royal Bank of Canada | 248,864 | $194.4 萬 | 0.00% | +5,039+2.1% | 加碼 |
| RFG Advisory, LLC | 196,536 | $168.4 萬 | 0.08% | +37,958+23.9% | 加碼 |
| UBS Group AG | 191,438 | $149.5 萬 | 0.00% | −1,208−0.6% | 減碼 |
| Aviance Capital Partners, LLC | 182,027 | $142.2 萬 | 0.33% | −45,819−20.1% | 減碼 |
| International Assets Investment Management, LLC | 169,445 | $132.3 萬 | 0.14% | +17,581+11.6% | 加碼 |
| 1607 Capital Partners, LLC | 154,800 | $120.9 萬 | 0.08% | +154,800 | 新進 |
| Ameriprise Financial Inc | 124,451 | $96.8 萬 | 0.00% | +21,370+20.7% | 加碼 |
| Cohen & Steers, Inc. | 117,756 | $92.0 萬 | 0.00% | +29,022+32.7% | 加碼 |
| Capital Investment Advisors, LLC | 98,025 | $76.6 萬 | 0.02% | +1,058+1.1% | 加碼 |
| Wolverine Asset Management LLC | 75,961 | $59.3 萬 | 0.01% | +75,961 | 新進 |
| Congress Park Capital LLC | 75,000 | $58.6 萬 | 0.37% | +17,500+30.4% | 加碼 |
| D.A. Davidson & Co. | 64,966 | $50.7 萬 | 0.01% | −5,420−7.7% | 減碼 |
| Wells Fargo & Company | 64,626 | $50.5 萬 | 0.00% | −47,973−42.6% | 減碼 |
| Cambridge Investment Research Advisors, Inc. | 60,349 | $47.1 萬 | 0.00% | +4,659+8.4% | 加碼 |
| Next Capital Management LLC | 59,807 | $46.7 萬 | 0.25% | +59,807 | 新進 |
| Gladstone Institutional Advisory LLC | 57,995 | $45.3 萬 | 0.03% | +230.0% | 加碼 |
| Horizon Kinetics Asset Management LLC | 56,984 | $44.5 萬 | 0.01% | +1,115+2.0% | 加碼 |
| Shaker Financial Services, LLC | 54,693 | $42.7 萬 | 0.20% | −1,410−2.5% | 減碼 |
| Commonwealth Equity Services, LLC | 53,559 | $41.8 萬 | 0.00% | −1,239−2.3% | 減碼 |
| Wedbush Securities Inc | 42,600 | $33.3 萬 | 0.02% | 00.0% | 不變 |
| Virtus ETF Advisers LLC | 40,057 | $31.3 萬 | 0.16% | −4,634−10.4% | 減碼 |
| Landscape Capital Management, L.L.C. | 37,833 | $29.5 萬 | 0.04% | −9,536−20.1% | 減碼 |
| Ahrens Investment Partners LLC | 37,000 | $28.9 萬 | 0.13% | +37,000 | 新進 |
| FourThought Financial Partners, LLC | 36,862 | $28.8 萬 | 0.04% | +36,862 | 新進 |
| CNH Partners LLC | 35,345 | $27.6 萬 | 0.01% | +35,345 | 新進 |
| Sigma Planning Corp | 33,466 | $26.1 萬 | 0.01% | +10,220+44.0% | 加碼 |
| Kovack Advisors, Inc. | 32,604 | $25.5 萬 | 0.04% | +9,411+40.6% | 加碼 |
| Ameritas Advisory Services, LLC | 29,168 | $22.8 萬 | 0.01% | +14,604+100.3% | 加碼 |
| Envestnet Asset Management Inc | 28,766 | $22.5 萬 | 0.00% | +18,697+185.7% | 加碼 |
| Rivernorth Capital Management, LLC | 28,766 | $22.5 萬 | 0.01% | +28,766 | 新進 |
| Farther Finance Advisors, LLC | 28,154 | $22.0 萬 | 0.09% | +28,154 | 新進 |
| ProVise Management Group, LLC | 24,550 | $19.2 萬 | 0.02% | −2,725−10.0% | 減碼 |
| GWM Advisors LLC | 24,300 | $19.0 萬 | 0.01% | −2,100−8.0% | 減碼 |
| Oppenheimer & Co Inc | 23,994 | $18.7 萬 | 0.00% | +1,773+8.0% | 加碼 |
| Klingman & Associates, LLC | 21,828 | $17.0 萬 | 0.01% | +744+3.5% | 加碼 |
| Integrated Wealth Concepts LLC | 20,383 | $15.9 萬 | 0.00% | −20.0% | 減碼 |
| Steward Partners Investment Advisory, LLC | 19,923 | $15.6 萬 | 0.00% | −81−0.4% | 減碼 |
| Axxcess Wealth Management, LLC | 18,512 | $14.5 萬 | 0.01% | +18,512 | 新進 |
| Western Wealth Management, LLC | 18,111 | $14.1 萬 | 0.01% | −3,044−14.4% | 減碼 |
| National Asset Management, Inc. | 17,382 | $13.6 萬 | 0.00% | +1,269+7.9% | 加碼 |
| Walleye Capital LLC | 15,803 | $12.3 萬 | 0.00% | −15,879−50.1% | 減碼 |
| Transform Wealth, LLC | 15,519 | $12.1 萬 | 0.01% | +1,575+11.3% | 加碼 |
| Sheets Smith Wealth Management | 14,400 | $11.2 萬 | 0.02% | 00.0% | 不變 |
| Apollon Wealth Management, LLC | 13,271 | $10.4 萬 | 0.01% | +452+3.5% | 加碼 |
| Truist Financial Corp | 12,876 | $10.1 萬 | 0.00% | +312+2.5% | 加碼 |
| Melfa Wealth Management, LLC | 12,666 | $9.89 萬 | 0.10% | +12,666 | 新進 |
| Koshinski Asset Management, Inc. | 12,553 | $9.80 萬 | 0.01% | −2,200−14.9% | 減碼 |
| Wealth Alliance Advisory Group, LLC | 12,412 | $9.69 萬 | 0.04% | +12,412 | 新進 |
| Weiss Asset Management LP | 11,087 | $8.66 萬 | 0.00% | +11,087 | 新進 |
| Synovus Financial Corp | 11,065 | $8.64 萬 | 0.00% | 00.0% | 不變 |
| CTC Capital Management, LLC | 10,730 | $8.38 萬 | 0.10% | 00.0% | 不變 |
| The PNC Financial Services Group, Inc. | 10,160 | $7.93 萬 | 0.00% | 00.0% | 不變 |
| Cerity Partners LLC | 10,000 | $7.81 萬 | 0.00% | +10,000 | 新進 |
| CoreCap Advisors, LLC | 9,290 | $7.26 萬 | 0.01% | +9,290 | 新進 |
| Cary Street Partner Investment Advisory LLC | 8,750 | $6.83 萬 | 0.01% | +8,750 | 新進 |
| Belpointe Asset Management LLC | 8,000 | $6.25 萬 | 0.00% | +8,000 | 新進 |
| CWM, LLC | 7,692 | $6.00 萬 | 0.00% | +2,448+46.7% | 加碼 |
| Hollencrest Capital Management | 7,120 | $5.56 萬 | 0.01% | +7,120 | 新進 |
| Cullen/Frost Bankers, Inc. | 5,000 | $3.90 萬 | 0.00% | 00.0% | 不變 |
| Gradient Investments LLC | 3,231 | $2.52 萬 | 0.00% | −342−9.6% | 減碼 |
| CoreFirst Bank & Trust | 3,192 | $2.49 萬 | 0.02% | 00.0% | 不變 |
| Hexagon Capital Partners LLC | 2,955 | $2.31 萬 | 0.01% | 00.0% | 不變 |
| Rockefeller Capital Management L.P. | 2,724 | $2.10 萬 | 0.00% | +1,154+73.5% | 加碼 |
| IFP Advisors, Inc | 1,758 | $1.90 萬 | 0.00% | −2,457−58.3% | 減碼 |
| McIlrath & Eck, LLC | 1,647 | $1.29 萬 | 0.00% | 00.0% | 不變 |
| Accel Wealth Management | 1,150 | $8,981 | 0.00% | +18+1.6% | 加碼 |
| Princeton Global Asset Management LLC | 1,040 | $8,000 | 0.00% | 00.0% | 不變 |
| Northwestern Mutual Wealth Management Co | 1,024 | $7,997 | 0.00% | −2,154−67.8% | 減碼 |
| JPMorgan Chase & Co | 879 | $7,000 | 0.00% | +879 | 新進 |
| Glen Eagle Advisors, LLC | 705 | $5,506 | 0.00% | +24+3.5% | 加碼 |
| National Bank of Canada | 600 | $4,674 | 0.00% | 00.0% | 不變 |
| Beacon Capital Management, LLC | 477 | $3,725 | 0.00% | 00.0% | 不變 |
| Lindbrook Capital, LLC | 28 | $219 | 0.00% | 00.0% | 不變 |
| Signaturefd, LLC | 9 | $71 | 0.00% | 00.0% | 不變 |
| Huntington National Bank | – | $8 | 0.00% | – | 新進 |
| Tower Research Capital LLC (TRC) | 12 | $0 | 0.00% | +12 | 新進 |
| Mariner Investment Group LLC | 0 | $0 | 0.00% | −52,000−100.0% | 清倉 |
| GPS Wealth Strategies Group, LLC | 0 | $0 | 0.00% | −4,400−100.0% | 清倉 |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | 清倉 |
| Eaton Vance Management | – | – | – | – | 本季未申報 |
| FourThought Financial, LLC | – | – | – | – | 本季未申報 |
| Lloyd Park, LLC | – | – | – | – | 本季未申報 |
| American Portfolios Advisors | – | – | – | – | 本季未申報 |