Nuveen Floating Rate Income Opportunity Fund
JRODelisted Jul 31, 2023- SEC CIK
- 0001289213
Nuveen Floating Rate Income Opportunity Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on May 13, 2022; 97 institutions reported holding it in 13F filings for Q2 2023, worth $92.8M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q1 2023
Institutional positions in Nuveen Floating Rate Income Opportunity Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 96
- +7 vs. Q4 2022
- Shares held
- 11.5M
- +572.5K (+5.3%) vs. Q4 2022
- Total value
- $91.9M
- +$6.80M (+8.0%) vs. Q4 2022
- New holders
- 17
- 34 more added
- Sold out
- 10
- 23 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $8 |
| Q1 2026 | 1 | $8 |
| Q4 2025 | 1 | $8 |
| Q3 2025 | 1 | $8 |
| Q2 2025 | 1 | $8 |
| Q1 2025 | 1 | $8 |
| Q4 2024 | 1 | $8 |
| Q3 2024 | 1 | $8 |
| Q2 2024 | 1 | $8 |
| Q1 2024 | 1 | $8 |
| Q4 2023 | 1 | $8 |
| Q3 2023 | 3 | $4.18K |
| Q2 2023 | 97 | $92.8M |
| Q1 2023 | 96 | $91.9M |
| Q4 2022 | 90 | $85.2M |
| Q3 2022 | 76 | $86.4M |
| Q2 2022 | 81 | $87.6M |
| Q1 2022 | 75 | $98.8M |
| Q4 2021 | 84 | $117.7M |
| Q3 2021 | 86 | $138.3M |
| Q2 2021 | 89 | $153.2M |
| Q1 2021 | 85 | $171.6M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Opportunity Fund; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $8 | 0.00% | – | – |
| Signaturefd, LLC | 9 | $75 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 28 | $225 | 0.00% | 00.0% | Unchanged |
| Fortis Capital Advisors, LLC | 250 | $2.00K | 0.00% | +250 | New |
| Beacon Capital Management, LLC | 477 | $3.83K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 600 | $4.00K | 0.00% | +600 | New |
| National Bank of Canada | 600 | $4.80K | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 1,040 | $8.34K | 0.00% | 00.0% | Unchanged |
| Accel Wealth Management | 1,170 | $9.38K | 0.00% | +20+1.7% | Added |
| McIlrath & Eck, LLC | 1,647 | $13.2K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,357 | $18.9K | 0.00% | +1,333+130.2% | Added |
| Hexagon Capital Partners LLC | 2,955 | $23.7K | 0.01% | 00.0% | Unchanged |
| ICA Group Wealth Management, LLC | 3,000 | $24.1K | 0.01% | +3,000 | New |
| Gradient Investments LLC | 3,139 | $25.2K | 0.00% | −92−2.8% | Reduced |
| CoreFirst Bank & Trust | 3,192 | $25.6K | 0.02% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 4,400 | $35.3K | 0.01% | +4,400 | New |
| Hollencrest Capital Management | 6,120 | $49.1K | 0.01% | −1,000−14.0% | Reduced |
| CWM, LLC | 7,692 | $62.0K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 8,250 | $66.2K | 0.00% | +250+3.1% | Added |
| Cary Street Partner Investment Advisory LLC | 8,750 | $70.2K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 10,160 | $81.5K | 0.00% | 00.0% | Unchanged |
| CTC Capital Management, LLC | 10,730 | $86.1K | 0.18% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 10,892 | $87.0K | 0.00% | +10,013+1,139.1% | Added |
| Cullen/Frost Bankers, Inc. | 12,000 | $96.2K | 0.00% | +7,000+140.0% | Added |
| Wealth Alliance Advisory Group, LLC | 12,412 | $99.5K | 0.04% | 00.0% | Unchanged |
| IFG Advisory, LLC | 12,500 | $100.3K | 0.01% | +12,500 | New |
| Melfa Wealth Management, LLC | 12,666 | $101.6K | 0.10% | 00.0% | Unchanged |
| Integrated Advisors Network LLC | 13,000 | $104.3K | 0.01% | +13,000 | New |
| Apollon Wealth Management, LLC | 13,507 | $108.3K | 0.01% | +236+1.8% | Added |
| Sheets Smith Wealth Management | 14,400 | $115.5K | 0.02% | 00.0% | Unchanged |
| Cerity Partners LLC | 15,000 | $120.3K | 0.00% | +5,000+50.0% | Added |
| Ameritas Advisory Services, LLC | 15,194 | $121.9K | 0.01% | −13,974−47.9% | Reduced |
| Transform Wealth, LLC | 15,519 | $125.6K | 0.01% | 00.0% | Unchanged |
| National Asset Management, Inc. | 15,882 | $128.6K | 0.00% | −1,500−8.6% | Reduced |
| Lido Advisors, LLC | 18,408 | $147.6K | 0.00% | +18,408 | New |
| Western Wealth Management, LLC | 18,444 | $147.9K | 0.01% | +333+1.8% | Added |
| Axxcess Wealth Management, LLC | 18,512 | $148.5K | 0.01% | 00.0% | Unchanged |
| Jones Road Capital Management, L.P. | 20,000 | $160.4K | 0.15% | +20,000 | New |
| Integrated Wealth Concepts LLC | 20,383 | $163.0K | 0.00% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 20,327 | $166.7K | 0.17% | +20,327 | New |
| Susquehanna International Group, LLP | 21,076 | $169.0K | 0.00% | +21,076 | New |
| Klingman & Associates, LLC | 22,214 | $178.2K | 0.02% | +386+1.8% | Added |
| World Equity Group, Inc. | 14,092 | $183.1K | 0.03% | +14,092 | New |
| Saba Capital Management, L.P. | 23,376 | $187.5K | 0.00% | +23,376 | New |
| ProVise Management Group, LLC | 23,725 | $190.3K | 0.02% | −825−3.4% | Reduced |
| GWM Advisors LLC | 24,800 | $191.0K | 0.00% | +500+2.1% | Added |
| Ahrens Investment Partners LLC | 25,900 | $207.7K | 0.10% | −11,100−30.0% | Reduced |
| Oppenheimer & Co Inc | 26,805 | $215.0K | 0.00% | +2,811+11.7% | Added |
| Steward Partners Investment Advisory, LLC | 27,215 | $218.3K | 0.00% | +7,292+36.6% | Added |
| Landscape Capital Management, L.L.C. | 29,957 | $240.3K | 0.03% | −7,876−20.8% | Reduced |
| FourThought Financial Partners, LLC | 29,985 | $240.5K | 0.03% | −6,877−18.7% | Reduced |
| Kovack Advisors, Inc. | 30,009 | $240.7K | 0.03% | −2,595−8.0% | Reduced |
| Future Financial Wealth Managment LLC | 30,487 | $248.5K | 0.27% | +30,487 | New |
| Sigma Planning Corp | 34,422 | $276.1K | 0.01% | +956+2.9% | Added |
| Virtus ETF Advisers LLC | 41,118 | $329.8K | 0.18% | +1,061+2.6% | Added |
| Farther Finance Advisors, LLC | 41,904 | $336.1K | 0.10% | +13,750+48.8% | Added |
| Wedbush Securities Inc | 43,200 | $346.0K | 0.02% | +600+1.4% | Added |
| Wolverine Asset Management LLC | 51,457 | $412.7K | 0.01% | −24,504−32.3% | Reduced |
| Almitas Capital LLC | 51,500 | $413.0K | 0.20% | +51,500 | New |
| D.A. Davidson & Co. | 55,080 | $441.7K | 0.00% | −9,886−15.2% | Reduced |
| Commonwealth Equity Services, LLC | 56,564 | $453.0K | 0.00% | +3,005+5.6% | Added |
| CNH Partners LLC | 56,738 | $455.0K | 0.01% | +21,393+60.5% | Added |
| Horizon Kinetics Asset Management LLC | 56,984 | $457.0K | 0.01% | 00.0% | Unchanged |
| Gladstone Institutional Advisory LLC | 57,320 | $459.7K | 0.03% | −675−1.2% | Reduced |
| Next Capital Management LLC | 59,807 | $479.7K | 0.23% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 65,173 | $523.0K | 0.00% | +4,824+8.0% | Added |
| Wells Fargo & Company | 67,598 | $542.1K | 0.00% | +2,972+4.6% | Added |
| Shaker Financial Services, LLC | 80,629 | $652.2K | 0.29% | +25,936+47.4% | Added |
| Congress Park Capital LLC | 85,000 | $681.7K | 0.41% | +10,000+13.3% | Added |
| 1607 Capital Partners, LLC | 89,800 | $720.2K | 0.05% | −65,000−42.0% | Reduced |
| Capital Investment Advisors, LLC | 95,332 | $764.6K | 0.02% | −2,693−2.7% | Reduced |
| Cohen & Steers, Inc. | 127,756 | $1.02M | 0.00% | +10,000+8.5% | Added |
| Ameriprise Financial Inc | 128,158 | $1.03M | 0.00% | +3,707+3.0% | Added |
| Park Avenue Securities LLC | 128,389 | $1.03M | 0.02% | +128,389 | New |
| Mission Wealth Management, LP | 135,200 | $1.08M | 0.05% | +135,200 | New |
| Envestnet Asset Management Inc | 139,210 | $1.12M | 0.00% | +110,444+383.9% | Added |
| International Assets Investment Management, LLC | 179,795 | $1.44M | 0.21% | +10,350+6.1% | Added |
| UBS Group AG | 182,293 | $1.46M | 0.00% | −9,145−4.8% | Reduced |
| Aviance Capital Partners, LLC | 187,822 | $1.51M | 0.33% | +5,795+3.2% | Added |
| RFG Advisory, LLC | 191,374 | $1.53M | 0.08% | −5,162−2.6% | Reduced |
| Logan Stone Capital, LLC | 200,228 | $1.61M | 0.64% | −51,673−20.5% | Reduced |
| Advisor Group Holdings, Inc. | 239,517 | $1.92M | 0.00% | −24,484−9.3% | Reduced |
| Royal Bank of Canada | 246,613 | $1.98M | 0.00% | −2,251−0.9% | Reduced |
| Sit Investment Associates Inc | 282,064 | $2.26M | 0.06% | −37,293−11.7% | Reduced |
| Raymond James & Associates | 296,932 | $2.38M | 0.00% | −112,143−27.4% | Reduced |
| LPL Financial LLC | 313,222 | $2.51M | 0.00% | −181,117−36.6% | Reduced |
| Captrust Financial Advisors | 316,735 | $2.54M | 0.01% | +316,735 | New |
| Raymond James Financial Services Advisors, Inc. | 383,099 | $3.07M | 0.01% | +16,594+4.5% | Added |
| Invesco Ltd. | 408,097 | $3.27M | 0.00% | +3,351+0.8% | Added |
| Goldman Sachs Group Inc | 432,590 | $3.47M | 0.00% | 00.0% | Unchanged |
| City of London Investment Management Co Ltd | 438,230 | $3.51M | 0.27% | +90,565+26.0% | Added |
| Advisors Asset Management, Inc. | 480,354 | $3.85M | 0.08% | +19,385+4.2% | Added |
| Guggenheim Capital LLC | 706,169 | $5.66M | 0.05% | +27,846+4.1% | Added |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 793,641 | $6.37M | 0.07% | −14,201−1.8% | Reduced |
| Bank of America Corp | 1,227,509 | $9.84M | 0.00% | +18,061+1.5% | Added |
| Morgan Stanley | 1,516,618 | $12.2M | 0.00% | +6,783+0.4% | Added |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −28,766−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −15,803−100.0% | Sold out |
| Truist Financial Corp | 0 | $0 | 0.00% | −12,876−100.0% | Sold out |
| Koshinski Asset Management, Inc. | 0 | $0 | 0.00% | −12,553−100.0% | Sold out |