Oxford Lane Capital Corp.
OXLC- Exchange
- Nasdaq
- SEC CIK
- 0001495222
No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Oxford Lane Capital Corp. as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 150
- +29 vs. Q3 2024
- Shares held
- 16.2M
- +3.16M (+24.3%) vs. Q3 2024
- Total value
- $82.0M
- +$13.8M (+20.3%) vs. Q3 2024
- New holders
- 44
- 53 more added
- Sold out
- 15
- 31 more reduced
2 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OXLC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 94 | $154.6M |
| Q1 2026 | 87 | $171.0M |
| Q4 2025 | 112 | $147.1M |
| Q3 2025 | 94 | $117.3M |
| Q2 2025 | 148 | $90.1M |
| Q1 2025 | 140 | $80.4M |
| Q4 2024 | 150 | $82.0M |
| Q3 2024 | 123 | $69.5M |
| Q2 2024 | 102 | $70.6M |
| Q1 2024 | 98 | $62.3M |
| Q4 2023 | 92 | $54.9M |
| Q3 2023 | 91 | $53.7M |
| Q2 2023 | 89 | $52.0M |
| Q1 2023 | 83 | $55.8M |
| Q4 2022 | 84 | $55.0M |
| Q3 2022 | 74 | $38.3M |
| Q2 2022 | 76 | $41.0M |
| Q1 2022 | 76 | $57.2M |
| Q4 2021 | 62 | $65.5M |
| Q3 2021 | 58 | $54.9M |
| Q2 2021 | 54 | $34.1M |
| Q1 2021 | 47 | $36.7M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Oxford Lane Capital Corp.; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Mariner, LLC | 38,053 | $192.9K | 0.00% | +27,177+249.9% | Added |
| Silverleafe Capital Partners, LLC | 39,513 | $200.3K | 0.06% | +8,820+28.7% | Added |
| Partners Wealth Management, LLC | 40,702 | $206.4K | 0.23% | +40,702 | New |
| UBS Group AG | 42,631 | $216.1K | 0.00% | −29,742−41.1% | Reduced |
| CoreCap Advisors, LLC | 46,272 | $234.6K | 0.01% | +22,090+91.3% | Added |
| M&T Bank Corp | 47,892 | $242.8K | 0.00% | +47,892 | New |
| Prospera Financial Services Inc | 51,269 | $259.9K | 0.01% | +2,526+5.2% | Added |
| Lido Advisors, LLC | 54,428 | $275.9K | 0.00% | −8,233−13.1% | Reduced |
| Apollon Wealth Management, LLC | 57,212 | $290.1K | 0.01% | +57,212 | New |
| BI Asset Management Fondsmaeglerselskab A/S | 59,910 | $304.0K | 0.00% | +3,125+5.5% | Added |
| Sheaff Brock Investment Advisors, LLC | 62,400 | $316.4K | 0.03% | +100+0.2% | Added |
| Bard Associates Inc | 63,567 | $322.3K | 0.11% | −650−1.0% | Reduced |
| Sage Capital Advisors,llc | 63,913 | $324.0K | 0.08% | −21,169−24.9% | Reduced |
| Sigma Planning Corp | 65,858 | $333.9K | 0.01% | −3,449−5.0% | Reduced |
| CFO4Life Group, LLC | 71,910 | $364.6K | 0.06% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 72,740 | $368.8K | 0.00% | −25,898−26.3% | Reduced |
| Cetera Investment Advisers | 80,216 | $406.7K | 0.00% | +1,687+2.1% | Added |
| Atria Wealth Solutions, Inc. | 84,101 | $427.7K | 0.00% | +19,227+29.6% | Added |
| Transce3nd, LLC | 84,587 | $428.9K | 0.15% | +84,587 | New |
| CastleKnight Management LP | 97,000 | $491.8K | 0.05% | 00.0% | Unchanged |
| Maia Wealth LLC | 96,612 | $493.7K | 0.11% | +96,612 | New |
| Two Sigma Securities, LLC | 110,007 | $557.7K | 0.10% | +92,957+545.2% | Added |
| Susquehanna International Group, LLP | 124,437 | $630.9K | 0.00% | +124,437 | New |
| Aptus Capital Advisors, LLC | 131,374 | $666.1K | 0.01% | +29,250+28.6% | Added |
| Oppenheimer & Co Inc | 158,658 | $804.4K | 0.01% | +39,437+33.1% | Added |
| Arlington Capital Management, Inc. | 181,199 | $918.7K | 0.64% | +17,658+10.8% | Added |
| Samalin Investment Counsel, LLC | 183,518 | $930.4K | 0.40% | +16,181+9.7% | Added |
| Private Advisor Group, LLC | 190,281 | $964.7K | 0.01% | +36,527+23.8% | Added |
| Founders Financial Alliance, LLC | 201,464 | $1.02M | 0.28% | +11,738+6.2% | Added |
| Kestra Advisory Services, LLC | 207,975 | $1.05M | 0.01% | +105,633+103.2% | Added |
| Raymond James Financial Inc | 212,776 | $1.08M | 0.00% | +212,776 | New |
| Cambridge Investment Research Advisors, Inc. | 224,609 | $1.14M | 0.00% | +40,840+22.2% | Added |
| Marex Group plc | 238,071 | $1.21M | 0.02% | +238,071 | New |
| Jump Financial, LLC | 257,801 | $1.31M | 0.03% | +241,275+1,460.0% | Added |
| Wiley Bros.-Aintree Capital, LLC | 281,739 | $1.43M | 0.02% | +4,669+1.7% | Added |
| J.W. Cole Advisors, Inc. | 286,260 | $1.45M | 0.06% | +57,865+25.3% | Added |
| Commonwealth Equity Services, LLC | 295,403 | $1.50M | 0.00% | −10,324−3.4% | Reduced |
| Triumph Capital Management | 299,870 | $1.52M | 0.52% | +35,037+13.2% | Added |
| Independent Financial Group, LLC | 425,800 | $2.16M | 0.07% | +11,257+2.7% | Added |
| Delphi Financial Group, Inc. | 446,134 | $2.26M | 1.20% | −34,087−7.1% | Reduced |
| Jane Street Group, LLC | 469,244 | $2.38M | 0.00% | +422,593+905.9% | Added |
| Morgan Stanley | 495,157 | $2.51M | 0.00% | −409,354−45.3% | Reduced |
| Geneos Wealth Management Inc. | 527,200 | $2.67M | 0.09% | +23,308+4.6% | Added |
| Advisor Group Holdings, Inc. | 528,793 | $2.68M | 0.01% | +144,746+37.7% | Added |
| LPL Financial LLC | 897,345 | $4.55M | 0.00% | +268,631+42.7% | Added |
| Citadel Advisors LLC | 961,271 | $4.87M | 0.00% | +739,506+333.5% | Added |
| TrueMark Investments, LLC | 998,125 | $5.06M | 1.62% | +468,696+88.5% | Added |
| Coastal Investment Advisors, Inc. | 1,030,232 | $5.25M | 2.15% | +141,536+15.9% | Added |
| Wedbush Securities Inc | 1,191,828 | $6.04M | 0.22% | +107,951+10.0% | Added |
| Border to Coast Pensions Partnership Ltd | 1,850,000 | $9.37M | 0.18% | +445,000+31.7% | Added |
| Millennium Management LLC | 0 | $0 | 0.00% | −255,925−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −245,334−100.0% | Sold out |
| Innova Wealth Partners | 0 | $0 | 0.00% | −163,541−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −148,251−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −109,665−100.0% | Sold out |
| Pasadena Private Wealth, LLC | 0 | $0 | 0.00% | −45,208−100.0% | Sold out |
| Prairie Sky Financial Group LLC | 0 | $0 | 0.00% | −39,212−100.0% | Sold out |
| L.M. Kohn & Company | 0 | $0 | 0.00% | −33,430−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −29,907−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −26,724−100.0% | Sold out |
| Calton & Associates, Inc. | 0 | $0 | 0.00% | −23,776−100.0% | Sold out |
| William Howard & Co Financial Advisors Inc | 0 | $0 | 0.00% | −16,490−100.0% | Sold out |
| National Wealth Management Group, LLC | 0 | $0 | 0.00% | −10,359−100.0% | Sold out |
| Kingsview Wealth Management, LLC | 0 | $0 | 0.00% | −10,078−100.0% | Sold out |
| Jaffetilchin Investment Partners, LLC | 0 | $0 | 0.00% | −1,663−100.0% | Sold out |
| Raymond James & Associates | – | – | – | – | Not filed |
| Raymond James Financial Services Advisors, Inc. | – | – | – | – | Not filed |