Oxford Lane Capital Corp.
OXLC- Exchange
- Nasdaq
- SEC CIK
- 0001495222
No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.
13F holders, Q4 2025
Institutional positions in Oxford Lane Capital Corp. as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 112
- +19 vs. Q3 2025
- Shares held
- 10.0M
- +2.68M (+36.4%) vs. Q3 2025
- Total value
- $147.1M
- +$29.8M (+25.4%) vs. Q3 2025
- New holders
- 42
- 30 more added
- Sold out
- 23
- 32 more reduced
1 institution that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OXLC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 94 | $154.6M |
| Q1 2026 | 87 | $171.0M |
| Q4 2025 | 112 | $147.1M |
| Q3 2025 | 94 | $117.3M |
| Q2 2025 | 148 | $90.1M |
| Q1 2025 | 140 | $80.4M |
| Q4 2024 | 150 | $82.0M |
| Q3 2024 | 123 | $69.5M |
| Q2 2024 | 102 | $70.6M |
| Q1 2024 | 98 | $62.3M |
| Q4 2023 | 92 | $54.9M |
| Q3 2023 | 91 | $53.7M |
| Q2 2023 | 89 | $52.0M |
| Q1 2023 | 83 | $55.8M |
| Q4 2022 | 84 | $55.0M |
| Q3 2022 | 74 | $38.3M |
| Q2 2022 | 76 | $41.0M |
| Q1 2022 | 76 | $57.2M |
| Q4 2021 | 62 | $65.5M |
| Q3 2021 | 58 | $54.9M |
| Q2 2021 | 54 | $34.1M |
| Q1 2021 | 47 | $36.7M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Oxford Lane Capital Corp.; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,965,318 | $28.8M | 0.00% | +579,403+41.8% | Added |
| Barclays PLC | 1,656,611 | $24.3M | 0.01% | +1,656,611 | New |
| CF Capital LLC | 1,032,585 | $15.1M | 7.51% | +610,363+144.6% | Added |
| Eagle Point Credit Management LLC | 496,704 | $7.27M | 6.94% | +496,704 | New |
| Bulldog Investors, LLP | 485,401 | $7.11M | 1.58% | +38,113+8.5% | Added |
| Border to Coast Pensions Partnership Ltd | 440,000 | $6.45M | 0.11% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 399,466 | $5.85M | 1.98% | +171,594+75.3% | Added |
| Ares Management LLC | 247,500 | $3.62M | 0.21% | +247,500 | New |
| Coastal Investment Advisors, Inc. | 242,781 | $3.55M | 1.17% | −2,652−1.1% | Reduced |
| Envestnet Asset Management Inc | 201,465 | $2.95M | 0.00% | −9,055−4.3% | Reduced |
| Citadel Advisors LLC | 185,832 | $2.72M | 0.00% | +158,360+576.4% | Added |
| J.W. Cole Advisors, Inc. | 158,935 | $2.33M | 0.06% | +12,579+8.6% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 153,382 | $2.25M | 0.02% | +140,619+1,101.8% | Added |
| Virtus Investment Advisers, Inc. | 149,891 | $2.19M | 0.60% | +20,682+16.0% | Added |
| Delphi Financial Group, Inc. | 145,030 | $2.12M | 1.06% | +145,030 | New |
| Freestone Capital Holdings, LLC | 141,379 | $2.07M | 0.06% | +46,500+49.0% | Added |
| Wedbush Securities Inc | 131,536 | $1.93M | 0.06% | −34,353−20.7% | Reduced |
| Raymond James Financial Inc | 122,793 | $1.80M | 0.00% | +90,079+275.4% | Added |
| LPL Financial LLC | 98,192 | $1.44M | 0.00% | −14,786−13.1% | Reduced |
| Susquehanna International Group, LLP | 80,647 | $1.18M | 0.00% | −25,224−23.8% | Reduced |
| Arlington Capital Management, Inc. | 70,929 | $1.04M | 0.64% | −7,153−9.2% | Reduced |
| Jane Street Group, LLC | 68,216 | $998.7K | 0.00% | +43,167+172.3% | Added |
| Advisor Group Holdings, Inc. | 61,737 | $903.8K | 0.00% | −470,732−88.4% | Reduced |
| Snowden Capital Advisors LLC | 51,301 | $751.0K | 0.02% | +51,301 | New |
| HRT Financial LP | 49,040 | $717.0K | 0.00% | +49,040 | New |
| Marex Group plc | 48,349 | $707.8K | 0.01% | −11,337−19.0% | Reduced |
| Private Advisor Group, LLC | 47,082 | $689.3K | 0.00% | −3,966−7.8% | Reduced |
| Kestra Advisory Services, LLC | 46,518 | $681.0K | 0.00% | +5,945+14.7% | Added |
| Founders Financial Alliance, LLC | 46,317 | $678.1K | 0.13% | −6,090−11.6% | Reduced |
| Entropy Technologies, LP | 43,349 | $634.6K | 0.03% | +43,349 | New |
| GatePass Capital, LLC | 42,600 | $623.7K | 0.32% | −52,200−55.1% | Reduced |
| Aptus Capital Advisors, LLC | 40,135 | $587.6K | 0.00% | 00.0% | Unchanged |
| Samalin Investment Counsel, LLC | 39,567 | $579.3K | 0.21% | −10,218−20.5% | Reduced |
| Apollon Wealth Management, LLC | 37,038 | $542.2K | 0.01% | −19,380−34.4% | Reduced |
| Commonwealth Equity Services, LLC | 35,011 | $512.6K | 0.00% | +2,058+6.2% | Added |
| XTX Topco Ltd | 33,967 | $497.3K | 0.01% | +33,967 | New |
| Cetera Investment Advisers | 32,776 | $479.8K | 0.00% | −1,188−3.5% | Reduced |
| Jump Financial, LLC | 32,235 | $471.9K | 0.01% | +32,235 | New |
| M&T Bank Corp | 30,927 | $452.8K | 0.00% | 00.0% | Unchanged |
| Wesbanco Bank Inc | 30,090 | $440.5K | 0.01% | −10.0% | Reduced |
| VARCOV Co. | 28,902 | $423.1K | 0.17% | +28,902 | New |
| Cambridge Investment Research Advisors, Inc. | 28,449 | $416.0K | 0.00% | −5,780−16.9% | Reduced |
| Alpine Global Management, LLC | 25,926 | $379.6K | 0.08% | +25,926 | New |
| Rockefeller Capital Management L.P. | 24,218 | $354.6K | 0.00% | −251,617−91.2% | Reduced |
| Two Sigma Securities, LLC | 23,428 | $343.0K | 0.05% | +23,428 | New |
| UBS Group AG | 22,504 | $329.5K | 0.00% | +18,049+405.1% | Added |
| Savvy Advisors, Inc. | 21,858 | $320.0K | 0.01% | +21,858 | New |
| Eight 31 Financial LLC | 21,069 | $308.5K | 0.17% | +1,588+8.2% | Added |
| CFO4Life Group, LLC | 19,282 | $282.3K | 0.04% | +4,600+31.3% | Added |
| Cura Wealth Advisors, LLC | 18,247 | $267.1K | 0.10% | 00.0% | Unchanged |
| Mariner, LLC | 18,055 | $264.3K | 0.00% | +2,781+18.2% | Added |
| Sanctuary Advisors, LLC | 17,656 | $258.5K | 0.00% | +17,656 | New |
| RSM US Wealth Management LLC | 16,521 | $253.2K | 0.00% | −28,858−63.6% | Reduced |
| Vident Advisory, LLC | 16,742 | $245.1K | 0.00% | +16,742 | New |
| Ausdal Financial Partners, Inc. | 16,496 | $241.5K | 0.01% | +16,496 | New |
| Capital CS Group, LLC | 16,424 | $240.4K | 0.38% | +1,126+7.4% | Added |
| Prospera Financial Services Inc | 16,296 | $238.6K | 0.00% | −341−2.0% | Reduced |
| Sage Capital Advisors,llc | 15,167 | $222.0K | 0.05% | −12,729−45.6% | Reduced |
| Castleview Partners, LLC | 14,400 | $210.8K | 0.10% | +14,400 | New |
| International Assets Investment Management, LLC | 13,956 | $204.3K | 0.01% | +13,956 | New |
| Fermata Advisors, LLC | 13,089 | $191.6K | 0.05% | +2,024+18.3% | Added |
| Squarepoint Ops LLC | 13,064 | $191.3K | 0.00% | +13,064 | New |
| Burney Co | 12,651 | $185.2K | 0.01% | +12,651 | New |
| HighPoint Advisor Group LLC | 12,370 | $181.1K | 0.00% | −227−1.8% | Reduced |
| Lido Advisors, LLC | 10,340 | $174.9K | 0.00% | +66+0.6% | Added |
| Cary Street Partners Financial LLC | 11,600 | $169.8K | 0.00% | −6,663−36.5% | Reduced |
| Global Retirement Partners, LLC | 11,025 | $161.4K | 0.00% | +11,025 | New |
| Qube Research & Technologies Ltd | 10,795 | $158.0K | 0.00% | +10,795 | New |
| Allworth Financial LP | 10,103 | $147.9K | 0.00% | −8,965−47.0% | Reduced |
| Kestra Private Wealth Services, LLC | 10,100 | $147.9K | 0.00% | +10,100 | New |
| Parisi Gray Wealth Management | 10,000 | $146.4K | 0.03% | +10,000 | New |
| Abel Hall, LLC | 10,000 | $146.4K | 0.03% | +10,000 | New |
| BNP Paribas Arbitrage, SA | 8,193 | $119.9K | 0.00% | +1,775+27.7% | Added |
| Federation des caisses Desjardins du Quebec | 7,880 | $115.4K | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 6,167 | $90.3K | 0.01% | +1,476+31.5% | Added |
| Triumph Capital Management | 5,397 | $79.0K | 0.02% | +5,397 | New |
| The PNC Financial Services Group, Inc. | 5,292 | $77.5K | 0.00% | +5,292 | New |
| Legacy Wealth Managment, LLC | 4,970 | $72.8K | 0.03% | +4,859+4,377.5% | Added |
| Chesapeake Asset Management LLC | 4,730 | $69.2K | 0.06% | +4,730 | New |
| Bank of America Corp | 4,549 | $66.6K | 0.00% | +1,659+57.4% | Added |
| Wells Fargo & Company | 4,474 | $65.5K | 0.00% | +4,022+889.8% | Added |
| EverSource Wealth Advisors, LLC | 4,300 | $63.0K | 0.00% | +100+2.4% | Added |
| Sunbelt Securities, Inc. | 3,827 | $56.0K | 0.00% | +3,025+377.2% | Added |
| Pinnacle Wealth Planning Services, Inc. | 3,778 | $55.3K | 0.01% | +3,778 | New |
| JPMorgan Chase & Co | 3,197 | $46.8K | 0.00% | −5,430−62.9% | Reduced |
| Tower Research Capital LLC (TRC) | 2,832 | $41.5K | 0.00% | −899−24.1% | Reduced |
| Sound Income Strategies, LLC | 2,500 | $36.7K | 0.00% | +2,500 | New |
| CoreCap Advisors, LLC | 2,368 | $34.7K | 0.00% | −927−28.1% | Reduced |
| AdvisorNet Financial, Inc | 2,271 | $33.2K | 0.00% | +158+7.5% | Added |
| WPG Advisers, LLC | 2,179 | $31.9K | 0.02% | −441−16.8% | Reduced |
| Camelot Portfolios, LLC | 2,000 | $29.3K | 0.02% | +2,000 | New |
| Osbon Capital Management LLC | 1,997 | $29.2K | 0.03% | +1,997 | New |
| GWM Advisors LLC | 1,940 | $28.4K | 0.00% | −2,884−59.8% | Reduced |
| SWAN Capital LLC | 1,232 | $18.0K | 0.01% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 1,000 | $14.6K | 0.00% | −3,929−79.7% | Reduced |
| Estate Planners Group, LLC | 1,000 | $14.6K | 0.01% | +1,000 | New |
| Flagship Harbor Advisors, LLC | 981 | $14.4K | 0.00% | +981 | New |
| Comerica Bank | 899 | $13.2K | 0.00% | +333+58.8% | Added |
| SRS Capital Advisors, Inc. | 612 | $8.96K | 0.00% | 00.0% | Unchanged |
| Highline Wealth Partners LLC | 600 | $8.78K | 0.00% | 00.0% | Unchanged |