Skip to main content

Oxford Lane Capital Corp.

OXLC
Exchange
Nasdaq
SEC CIK
0001495222

No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.

Other share classesOXLCGOXLCIOXLCLOXLCMOXLCNOXLCOOXLCZ

13F holders, Q4 2024

Institutional positions in Oxford Lane Capital Corp. as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
150
+29 vs. Q3 2024
Shares held
16.2M
+3.16M (+24.3%) vs. Q3 2024
Total value
$82.0M
+$13.8M (+20.3%) vs. Q3 2024
New holders
44
53 more added
Sold out
15
31 more reduced

2 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2024: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting OXLC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2024: 150 institutions
Q1 2021: 47 institutionsQ2 2021: 54 institutionsQ3 2021: 58 institutionsQ4 2021: 62 institutionsQ1 2022: 76 institutionsQ2 2022: 76 institutionsQ3 2022: 74 institutionsQ4 2022: 84 institutionsQ1 2023: 83 institutionsQ2 2023: 89 institutionsQ3 2023: 91 institutionsQ4 2023: 92 institutionsQ1 2024: 98 institutionsQ2 2024: 102 institutionsQ3 2024: 123 institutionsQ4 2024: 150 institutionsQ1 2025: 140 institutionsQ2 2025: 148 institutionsQ3 2025: 94 institutionsQ4 2025: 112 institutionsQ1 2026: 87 institutionsQ2 2026: 94 institutions
Value heldQ4 2024: $82.0M
Q1 2021: $36.7MQ2 2021: $34.1MQ3 2021: $54.9MQ4 2021: $65.5MQ1 2022: $57.2MQ2 2022: $41.0MQ3 2022: $38.3MQ4 2022: $55.0MQ1 2023: $55.8MQ2 2023: $52.0MQ3 2023: $53.7MQ4 2023: $54.9MQ1 2024: $62.3MQ2 2024: $70.6MQ3 2024: $69.5MQ4 2024: $82.0MQ1 2025: $80.4MQ2 2025: $90.1MQ3 2025: $117.3MQ4 2025: $147.1MQ1 2026: $171.0MQ2 2026: $154.6M
Institutions holding OXLC and their total value by quarter
QuarterHoldersValue
Q2 202694$154.6M
Q1 202687$171.0M
Q4 2025112$147.1M
Q3 202594$117.3M
Q2 2025148$90.1M
Q1 2025140$80.4M
Q4 2024150$82.0M
Q3 2024123$69.5M
Q2 2024102$70.6M
Q1 202498$62.3M
Q4 202392$54.9M
Q3 202391$53.7M
Q2 202389$52.0M
Q1 202383$55.8M
Q4 202284$55.0M
Q3 202274$38.3M
Q2 202276$41.0M
Q1 202276$57.2M
Q4 202162$65.5M
Q3 202158$54.9M
Q2 202154$34.1M
Q1 202147$36.7M

Institutions, Q4 2024

Shares, value and share of portfolio for each institution holding Oxford Lane Capital Corp.; share changes are against Q3 2024.

Institutions holding OXLC in Q4 2024
InstitutionSharesValue% of portfolioChange in sharesAction
Border to Coast Pensions Partnership Ltd1,850,000$9.37M0.18%+445,000+31.7%Added
Wedbush Securities Inc1,191,828$6.04M0.22%+107,951+10.0%Added
Coastal Investment Advisors, Inc.1,030,232$5.25M2.15%+141,536+15.9%Added
TrueMark Investments, LLC998,125$5.06M1.62%+468,696+88.5%Added
Citadel Advisors LLC961,271$4.87M0.00%+739,506+333.5%Added
LPL Financial LLC897,345$4.55M0.00%+268,631+42.7%Added
Advisor Group Holdings, Inc.528,793$2.68M0.01%+144,746+37.7%Added
Geneos Wealth Management Inc.527,200$2.67M0.09%+23,308+4.6%Added
Morgan Stanley495,157$2.51M0.00%−409,354−45.3%Reduced
Jane Street Group, LLC469,244$2.38M0.00%+422,593+905.9%Added
Delphi Financial Group, Inc.446,134$2.26M1.20%−34,087−7.1%Reduced
Independent Financial Group, LLC425,800$2.16M0.07%+11,257+2.7%Added
Triumph Capital Management299,870$1.52M0.52%+35,037+13.2%Added
Commonwealth Equity Services, LLC295,403$1.50M0.00%−10,324−3.4%Reduced
J.W. Cole Advisors, Inc.286,260$1.45M0.06%+57,865+25.3%Added
Wiley Bros.-Aintree Capital, LLC281,739$1.43M0.02%+4,669+1.7%Added
Jump Financial, LLC257,801$1.31M0.03%+241,275+1,460.0%Added
Marex Group plc238,071$1.21M0.02%+238,071New
Cambridge Investment Research Advisors, Inc.224,609$1.14M0.00%+40,840+22.2%Added
Raymond James Financial Inc212,776$1.08M0.00%+212,776New
Kestra Advisory Services, LLC207,975$1.05M0.01%+105,633+103.2%Added
Founders Financial Alliance, LLC201,464$1.02M0.28%+11,738+6.2%Added
Private Advisor Group, LLC190,281$964.7K0.01%+36,527+23.8%Added
Samalin Investment Counsel, LLC183,518$930.4K0.40%+16,181+9.7%Added
Arlington Capital Management, Inc.181,199$918.7K0.64%+17,658+10.8%Added
Oppenheimer & Co Inc158,658$804.4K0.01%+39,437+33.1%Added
Aptus Capital Advisors, LLC131,374$666.1K0.01%+29,250+28.6%Added
Susquehanna International Group, LLP124,437$630.9K0.00%+124,437New
Two Sigma Securities, LLC110,007$557.7K0.10%+92,957+545.2%Added
Maia Wealth LLC96,612$493.7K0.11%+96,612New
CastleKnight Management LP97,000$491.8K0.05%00.0%Unchanged
Transce3nd, LLC84,587$428.9K0.15%+84,587New
Atria Wealth Solutions, Inc.84,101$427.7K0.00%+19,227+29.6%Added
Cetera Investment Advisers80,216$406.7K0.00%+1,687+2.1%Added
Squarepoint Ops LLC72,740$368.8K0.00%−25,898−26.3%Reduced
CFO4Life Group, LLC71,910$364.6K0.06%00.0%Unchanged
Sigma Planning Corp65,858$333.9K0.01%−3,449−5.0%Reduced
Sage Capital Advisors,llc63,913$324.0K0.08%−21,169−24.9%Reduced
Bard Associates Inc63,567$322.3K0.11%−650−1.0%Reduced
Sheaff Brock Investment Advisors, LLC62,400$316.4K0.03%+100+0.2%Added
BI Asset Management Fondsmaeglerselskab A/S59,910$304.0K0.00%+3,125+5.5%Added
Apollon Wealth Management, LLC57,212$290.1K0.01%+57,212New
Lido Advisors, LLC54,428$275.9K0.00%−8,233−13.1%Reduced
Prospera Financial Services Inc51,269$259.9K0.01%+2,526+5.2%Added
M&T Bank Corp47,892$242.8K0.00%+47,892New
CoreCap Advisors, LLC46,272$234.6K0.01%+22,090+91.3%Added
UBS Group AG42,631$216.1K0.00%−29,742−41.1%Reduced
Partners Wealth Management, LLC40,702$206.4K0.23%+40,702New
Silverleafe Capital Partners, LLC39,513$200.3K0.06%+8,820+28.7%Added
Mariner, LLC38,053$192.9K0.00%+27,177+249.9%Added
Hohimer Wealth Management, LLC35,794$181.5K0.03%−36,271−50.3%Reduced
Bank of America Corp32,507$164.8K0.00%−47−0.1%Reduced
Tower Research Capital LLC (TRC)32,090$162.7K0.00%+32,004+37,214.0%Added
Main Street Financial Solutions, LLC31,192$158.1K0.02%+31,192New
Soltis Investment Advisors LLC31,156$158.0K0.01%00.0%Unchanged
Prime Capital Investment Advisors, LLC30,980$157.1K0.00%+120.0%Added
Capital CS Group, LLC30,730$155.8K0.21%+30,730New
Envestnet Asset Management Inc30,163$152.9K0.00%+8,928+42.0%Added
Summitry LLC30,000$152.1K0.01%00.0%Unchanged
Financial Guidance Group, Inc.29,250$148.3K0.08%+29,250New
Janney Montgomery Scott LLC29,123$148.0K0.00%+29,123New
D.A. Davidson & Co.27,474$139.3K0.00%+208+0.8%Added
Sanctuary Advisors, LLC27,140$138.1K0.00%−6,000−18.1%Reduced
Mutual Advisors, LLC26,793$138.0K0.00%+26,793New
Pensionmark Financial Group, LLC26,504$134.4K0.00%+26,504New
Cambria Investment Management, L.P.24,995$126.7K0.01%+24,995New
Empowered Funds, LLC24,995$126.7K0.00%+24,995New
Waddell & Associates, LLC24,959$126.5K0.01%+1,043+4.4%Added
GWM Advisors LLC24,864$126.1K0.00%−30,118−54.8%Reduced
Moors & Cabot, Inc.24,500$124.2K0.01%+1,500+6.5%Added
Essex Financial Services, Inc.24,089$122.1K0.01%00.0%Unchanged
PFG Investments, LLC23,361$118.4K0.01%−23,149−49.8%Reduced
HighTower Advisors, LLC23,013$116.7K0.00%−219−0.9%Reduced
National Asset Management, Inc.22,675$115.0K0.00%−1,681−6.9%Reduced
Farther Finance Advisors, LLC22,369$113.4K0.00%+1,799+8.7%Added
Captrust Financial Advisors22,074$111.9K0.00%+8,446+62.0%Added
Marks Wealth, LLC21,563$109.3K0.05%+11,528+114.9%Added
Parisi Gray Wealth Management20,000$101.4K0.03%+20,000New
Cura Wealth Advisors, LLC20,000$101.4K0.04%+20,000New
Avidian Wealth Solutions, LLC19,976$101.3K0.00%00.0%Unchanged
One Capital Management, LLC19,885$100.8K0.00%+615+3.2%Added
Evoke Wealth, LLC19,687$99.8K0.00%+19,687New
Firethorn Wealth Partners, LLC19,640$99.6K0.05%+19,640New
Joule Financial, LLC18,773$95.2K0.03%00.0%Unchanged
Kestra Private Wealth Services, LLC18,300$92.8K0.00%+7,100+63.4%Added
Integrated Wealth Concepts LLC18,263$92.6K0.00%+18,263New
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors18,139$92.0K0.01%+1,127+6.6%Added
Brown Brothers Harriman & Co17,846$90.5K0.00%+17,846New
Beacon Financial Advisory LLC17,188$87.1K0.03%+863+5.3%Added
TT Capital Management LLC16,700$85.4K0.07%+16,700New
Kovitz Investment Group Partners, LLC16,760$85.0K0.00%00.0%Unchanged
Mercer Global Advisors Inc16,754$84.9K0.00%−17,265−50.8%Reduced
Stratos Wealth Partners, LTD.16,156$81.9K0.00%+1,074+7.1%Added
EverSource Wealth Advisors, LLC16,000$81.1K0.00%00.0%Unchanged
Belpointe Asset Management LLC14,951$80.1K0.00%−238−1.6%Reduced
HRT Financial LP15,354$77.0K0.00%−29,770−66.0%Reduced
Naviter Wealth, LLC14,829$75.2K0.01%−33,839−69.5%Reduced
Creative Planning14,788$75.0K0.00%−17,564−54.3%Reduced
Warren Averett Asset Management, LLC14,726$74.7K0.00%+14,726New
Freestate Advisors LLC14,454$73.3K0.08%+726+5.3%Added