Oxford Lane Capital Corp.
OXLC- Exchange
- Nasdaq
- SEC CIK
- 0001495222
No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Oxford Lane Capital Corp. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 58
- +4 vs. Q2 2021
- Shares held
- 7.61M
- +3.01M (+65.3%) vs. Q2 2021
- Total value
- $54.9M
- +$20.8M (+60.9%) vs. Q2 2021
- New holders
- 10
- 26 more added
- Sold out
- 6
- 12 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OXLC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 94 | $154.6M |
| Q1 2026 | 87 | $171.0M |
| Q4 2025 | 112 | $147.1M |
| Q3 2025 | 94 | $117.3M |
| Q2 2025 | 148 | $90.1M |
| Q1 2025 | 140 | $80.4M |
| Q4 2024 | 150 | $82.0M |
| Q3 2024 | 123 | $69.5M |
| Q2 2024 | 102 | $70.6M |
| Q1 2024 | 98 | $62.3M |
| Q4 2023 | 92 | $54.9M |
| Q3 2023 | 91 | $53.7M |
| Q2 2023 | 89 | $52.0M |
| Q1 2023 | 83 | $55.8M |
| Q4 2022 | 84 | $55.0M |
| Q3 2022 | 74 | $38.3M |
| Q2 2022 | 76 | $41.0M |
| Q1 2022 | 76 | $57.2M |
| Q4 2021 | 62 | $65.5M |
| Q3 2021 | 58 | $54.9M |
| Q2 2021 | 54 | $34.1M |
| Q1 2021 | 47 | $36.7M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Oxford Lane Capital Corp.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Penserra Capital Management LLC | 2,005,904 | $14.5M | 0.30% | +2,005,904 | New |
| Morgan Stanley | 947,755 | $6.83M | 0.00% | +8,990+1.0% | Added |
| Enstar Group LTD | 624,420 | $4.50M | 2.05% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 463,276 | $3.34M | 0.34% | +22,255+5.0% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 381,077 | $2.75M | 1.21% | +130,871+52.3% | Added |
| Wiley Bros.-Aintree Capital, LLC | 283,325 | $2.04M | 1.30% | +10,218+3.7% | Added |
| Delphi Financial Group, Inc. | 265,536 | $1.92M | 0.56% | +103,642+64.0% | Added |
| Commonwealth Equity Services, LLC | 263,037 | $1.90M | 0.00% | +25,703+10.8% | Added |
| Advisor Group Holdings, Inc. | 260,513 | $1.88M | 0.00% | +56,939+28.0% | Added |
| Anfield Capital Management, LLC | 251,954 | $1.82M | 0.57% | +251,954 | New |
| Virtus ETF Advisers LLC | 187,765 | $1.35M | 0.60% | −24,813−11.7% | Reduced |
| LPL Financial LLC | 171,530 | $1.24M | 0.00% | +122,225+247.9% | Added |
| Jump Financial, LLC | 138,300 | $997.0K | 0.07% | +59,900+76.4% | Added |
| DCM Advisors, LLC | 108,096 | $779.0K | 0.30% | −2,700−2.4% | Reduced |
| Cubist Systematic Strategies, LLC | 98,597 | $711.0K | 0.01% | +11,160+12.8% | Added |
| Mid Atlantic Financial Management Inc | 95,900 | $691.0K | 0.05% | +64,200+202.5% | Added |
| Alpha Cubed Investments, LLC | 82,030 | $591.0K | 0.04% | +82,030 | New |
| Envestnet Asset Management Inc | 81,478 | $587.0K | 0.00% | +7,996+10.9% | Added |
| Wedbush Securities Inc | 72,581 | $523.0K | 0.02% | −6,749−8.5% | Reduced |
| Bank of America Corp | 61,983 | $447.0K | 0.00% | +14,693+31.1% | Added |
| National Asset Management, Inc. | 59,894 | $432.0K | 0.01% | +5,144+9.4% | Added |
| Kestra Private Wealth Services, LLC | 58,026 | $418.0K | 0.02% | −11,803−16.9% | Reduced |
| Camden Capital, LLC | 53,000 | $382.0K | 0.08% | 00.0% | Unchanged |
| Bard Associates Inc | 52,844 | $381.0K | 0.13% | 00.0% | Unchanged |
| Kalos Management, Inc. | 43,208 | $354.0K | 0.10% | +28,760+199.1% | Added |
| GWM Advisors LLC | 45,915 | $331.0K | 0.01% | +1,582+3.6% | Added |
| Bank of New York Mellon Corp | 37,173 | $268.0K | 0.00% | +22,489+153.2% | Added |
| Spire Wealth Management | 36,400 | $262.0K | 0.01% | −16,950−31.8% | Reduced |
| Samalin Investment Counsel, LLC | 33,600 | $242.0K | 0.16% | +33,600 | New |
| Geller Advisors LLC | 33,437 | $241.0K | 0.05% | +33,437 | New |
| Deutsche Bank AG | 28,700 | $207.0K | 0.00% | +10,100+54.3% | Added |
| Susquehanna International Group, LLP | 26,846 | $193.0K | 0.00% | +26,846 | New |
| UBS Group AG | 24,013 | $173.0K | 0.00% | −291−1.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 23,344 | $168.0K | 0.00% | +4,937+26.8% | Added |
| Kestra Advisory Services, LLC | 22,030 | $159.0K | 0.00% | +5,000+29.4% | Added |
| Geneos Wealth Management Inc. | 20,027 | $146.0K | 0.01% | 00.0% | Unchanged |
| BCJ Capital Management, LLC | 19,275 | $139.0K | 0.01% | −125−0.6% | Reduced |
| Rockefeller Capital Management L.P. | 17,576 | $126.0K | 0.00% | −1,558−8.1% | Reduced |
| CIBC Private Wealth Group, LLC | 15,500 | $112.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 15,027 | $109.0K | 0.00% | +1,088+7.8% | Added |
| FNY Investment Advisers, LLC | 15,000 | $108.0K | 0.05% | +5,000+50.0% | Added |
| Private Advisor Group, LLC | 14,409 | $104.0K | 0.00% | +4,255+41.9% | Added |
| Raymond James & Associates | 12,670 | $91.0K | 0.00% | +12,670 | New |
| BDO Wealth Advisors, LLC | 11,300 | $81.0K | 0.01% | 00.0% | Unchanged |
| Claybrook Capital, LLC | 10,500 | $76.0K | 0.04% | +10,500 | New |
| Koshinski Asset Management, Inc. | 10,011 | $72.2K | 0.01% | +10,011 | New |
| Northwestern Mutual Wealth Management Co | 5,439 | $39.0K | 0.00% | −1,071−16.5% | Reduced |
| Wells Fargo & Company | 4,562 | $33.0K | 0.00% | −250−5.2% | Reduced |
| D'Orazio & Associates, Inc. | 4,222 | $30.0K | 0.01% | +896+26.9% | Added |
| Wagner Wealth Management, LLC | 2,000 | $16.0K | 0.01% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 1,953 | $14.0K | 0.00% | +283+16.9% | Added |
| Horizon Financial Services, LLC | 1,500 | $11.0K | 0.01% | +1,500 | New |
| Resources Management Corp | 1,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| Bedel Financial Consulting, Inc. | 1,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| Atlas Private Wealth Advisors | 554 | $4.00K | 0.00% | +16+3.0% | Added |
| Tower Research Capital LLC (TRC) | 200 | $1.00K | 0.00% | −4,280−95.5% | Reduced |
| FMR LLC | 1 | $0 | 0.00% | −2−66.7% | Reduced |
| Larson Financial Group LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −38,699−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −36,812−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −19,112−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −18,161−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −8,241−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −104−100.0% | Sold out |