Oxford Lane Capital Corp.
OXLC- Exchange
- Nasdaq
- SEC CIK
- 0001495222
No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Oxford Lane Capital Corp. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 123
- +22 vs. Q2 2024
- Shares held
- 13.3M
- +230.2K (+1.8%) vs. Q2 2024
- Total value
- $69.5M
- −$1.00M (−1.4%) vs. Q2 2024
- New holders
- 33
- 59 more added
- Sold out
- 11
- 16 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OXLC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 94 | $154.6M |
| Q1 2026 | 87 | $171.0M |
| Q4 2025 | 112 | $147.1M |
| Q3 2025 | 94 | $117.3M |
| Q2 2025 | 148 | $90.1M |
| Q1 2025 | 140 | $80.4M |
| Q4 2024 | 150 | $82.0M |
| Q3 2024 | 123 | $69.5M |
| Q2 2024 | 102 | $70.6M |
| Q1 2024 | 98 | $62.3M |
| Q4 2023 | 92 | $54.9M |
| Q3 2023 | 91 | $53.7M |
| Q2 2023 | 89 | $52.0M |
| Q1 2023 | 83 | $55.8M |
| Q4 2022 | 84 | $55.0M |
| Q3 2022 | 74 | $38.3M |
| Q2 2022 | 76 | $41.0M |
| Q1 2022 | 76 | $57.2M |
| Q4 2021 | 62 | $65.5M |
| Q3 2021 | 58 | $54.9M |
| Q2 2021 | 54 | $34.1M |
| Q1 2021 | 47 | $36.7M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Oxford Lane Capital Corp.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Border to Coast Pensions Partnership Ltd | 1,405,000 | $7.34M | 0.15% | +1,405,000 | New |
| Wedbush Securities Inc | 1,083,877 | $5.68M | 0.21% | +67,655+6.7% | Added |
| Morgan Stanley | 904,511 | $4.74M | 0.00% | +18,521+2.1% | Added |
| Coastal Investment Advisors, Inc. | 888,696 | $4.70M | 2.16% | +630,942+244.8% | Added |
| LPL Financial LLC | 628,714 | $3.29M | 0.00% | +98,063+18.5% | Added |
| TrueMark Investments, LLC | 529,429 | $2.77M | 0.89% | +226,233+74.6% | Added |
| Geneos Wealth Management Inc. | 503,892 | $2.64M | 0.10% | +9,489+1.9% | Added |
| Delphi Financial Group, Inc. | 480,221 | $2.52M | 1.42% | +129,184+36.8% | Added |
| Independent Financial Group, LLC | 414,543 | $2.17M | 0.08% | +4,635+1.1% | Added |
| Advisor Group Holdings, Inc. | 384,047 | $2.01M | 0.00% | +109,332+39.8% | Added |
| Commonwealth Equity Services, LLC | 305,727 | $1.60M | 0.00% | −44,789−12.8% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 277,070 | $1.45M | 0.03% | +8,704+3.2% | Added |
| Triumph Capital Management | 264,833 | $1.39M | 0.49% | +172,619+187.2% | Added |
| Millennium Management LLC | 255,925 | $1.34M | 0.00% | +255,925 | New |
| Invesco Ltd. | 245,334 | $1.29M | 0.00% | +13,304+5.7% | Added |
| J.W. Cole Advisors, Inc. | 228,395 | $1.20M | 0.05% | +82,431+56.5% | Added |
| Citadel Advisors LLC | 221,765 | $1.16M | 0.00% | +67,133+43.4% | Added |
| Founders Financial Alliance, LLC | 189,726 | $994.2K | 0.28% | +31,628+20.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 183,769 | $963.0K | 0.00% | +149,564+437.3% | Added |
| Raymond James & Associates | 170,091 | $891.3K | 0.00% | +9,771+6.1% | Added |
| Samalin Investment Counsel, LLC | 167,337 | $876.8K | 0.38% | +17,854+11.9% | Added |
| Arlington Capital Management, Inc. | 163,541 | $857.0K | 0.71% | +21,574+15.2% | Added |
| Innova Wealth Partners | 163,541 | $857.0K | 0.71% | +163,541 | New |
| Private Advisor Group, LLC | 153,754 | $805.7K | 0.01% | +21,449+16.2% | Added |
| Rockefeller Capital Management L.P. | 148,251 | $776.8K | 0.00% | +148,251 | New |
| Oppenheimer & Co Inc | 119,221 | $624.7K | 0.01% | +119,221 | New |
| Cubist Systematic Strategies, LLC | 109,665 | $574.6K | 0.01% | −205,385−65.2% | Reduced |
| Kestra Advisory Services, LLC | 102,342 | $536.3K | 0.00% | −11,205−9.9% | Reduced |
| Aptus Capital Advisors, LLC | 102,124 | $535.1K | 0.01% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 98,638 | $516.9K | 0.00% | +32,881+50.0% | Added |
| CastleKnight Management LP | 97,000 | $508.3K | 0.06% | 00.0% | Unchanged |
| Sage Capital Advisors,llc | 85,082 | $445.8K | 0.12% | +5,030+6.3% | Added |
| Raymond James Financial Services Advisors, Inc. | 78,918 | $413.5K | 0.00% | +7,734+10.9% | Added |
| Cetera Investment Advisers | 78,529 | $411.5K | 0.00% | +35,377+82.0% | Added |
| UBS Group AG | 72,373 | $379.2K | 0.00% | +17,136+31.0% | Added |
| Hohimer Wealth Management, LLC | 72,065 | $377.6K | 0.08% | +39,027+118.1% | Added |
| CFO4Life Group, LLC | 71,910 | $376.8K | 0.07% | +13,590+23.3% | Added |
| Sigma Planning Corp | 69,307 | $363.2K | 0.01% | +6,390+10.2% | Added |
| Atria Wealth Solutions, Inc. | 64,874 | $340.7K | 0.00% | +24,327+60.0% | Added |
| Bard Associates Inc | 64,217 | $336.5K | 0.11% | 00.0% | Unchanged |
| Lido Advisors, LLC | 62,661 | $328.3K | 0.00% | +9,384+17.6% | Added |
| Sheaff Brock Investment Advisors, LLC | 62,300 | $326.5K | 0.03% | +530+0.9% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 56,785 | $298.0K | 0.01% | +2,763+5.1% | Added |
| GWM Advisors LLC | 54,982 | $288.1K | 0.00% | +8,220+17.6% | Added |
| Prospera Financial Services Inc | 48,743 | $255.4K | 0.01% | +895+1.9% | Added |
| Naviter Wealth, LLC | 48,668 | $255.0K | 0.04% | −3,000−5.8% | Reduced |
| Jane Street Group, LLC | 46,651 | $244.5K | 0.00% | −13,710−22.7% | Reduced |
| PFG Investments, LLC | 46,510 | $243.7K | 0.02% | +1,444+3.2% | Added |
| Pasadena Private Wealth, LLC | 45,208 | $236.9K | 0.05% | −2,094−4.4% | Reduced |
| HRT Financial LP | 45,124 | $236.0K | 0.00% | −203,532−81.9% | Reduced |
| Prairie Sky Financial Group LLC | 39,212 | $205.5K | 0.12% | +39,212 | New |
| Mercer Global Advisors Inc | 34,019 | $177.6K | 0.00% | +34,019 | New |
| L.M. Kohn & Company | 33,430 | $175.2K | 0.04% | +33,430 | New |
| Sanctuary Advisors, LLC | 33,140 | $173.0K | 0.00% | +1,100+3.4% | Added |
| Bank of America Corp | 32,554 | $170.6K | 0.00% | +1,603+5.2% | Added |
| Creative Planning | 32,352 | $169.5K | 0.00% | +32,352 | New |
| Soltis Investment Advisors LLC | 31,156 | $163.3K | 0.02% | −6,101−16.4% | Reduced |
| Prime Capital Investment Advisors, LLC | 30,968 | $162.3K | 0.00% | +93+0.3% | Added |
| Silverleafe Capital Partners, LLC | 30,693 | $160.8K | 0.06% | +82+0.3% | Added |
| Summitry LLC | 30,000 | $157.2K | 0.01% | 00.0% | Unchanged |
| Virtu Financial LLC | 29,907 | $157.0K | 0.01% | +29,907 | New |
| D.A. Davidson & Co. | 27,266 | $142.9K | 0.00% | +3,865+16.5% | Added |
| Dynamic Technology Lab Private Ltd | 26,724 | $140.0K | 0.01% | +7,248+37.2% | Added |
| National Asset Management, Inc. | 24,356 | $127.6K | 0.00% | −63,070−72.1% | Reduced |
| CoreCap Advisors, LLC | 24,182 | $126.7K | 0.01% | +24,182 | New |
| Essex Financial Services, Inc. | 24,089 | $125.7K | 0.01% | 00.0% | Unchanged |
| Waddell & Associates, LLC | 23,916 | $125.3K | 0.02% | +956+4.2% | Added |
| Calton & Associates, Inc. | 23,776 | $124.6K | 0.05% | +23,776 | New |
| HighTower Advisors, LLC | 23,232 | $121.0K | 0.00% | +10,026+75.9% | Added |
| Moors & Cabot, Inc. | 23,000 | $120.5K | 0.01% | +23,000 | New |
| Envestnet Asset Management Inc | 21,235 | $111.3K | 0.00% | +2,015+10.5% | Added |
| Farther Finance Advisors, LLC | 20,570 | $107.8K | 0.00% | +20,266+6,666.4% | Added |
| Avidian Wealth Solutions, LLC | 19,976 | $104.7K | 0.00% | 00.0% | Unchanged |
| One Capital Management, LLC | 19,270 | $101.0K | 0.00% | +7,970+70.5% | Added |
| Joule Financial, LLC | 18,773 | $98.4K | 0.04% | +6,542+53.5% | Added |
| Two Sigma Securities, LLC | 17,050 | $89.3K | 0.01% | +5,394+46.3% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 17,012 | $89.1K | 0.01% | +1,132+7.1% | Added |
| Kovitz Investment Group Partners, LLC | 16,760 | $87.8K | 0.00% | +16,760 | New |
| Jump Financial, LLC | 16,526 | $86.6K | 0.00% | −381,136−95.8% | Reduced |
| William Howard & Co Financial Advisors Inc | 16,490 | $86.0K | 0.07% | +16,490 | New |
| Beacon Financial Advisory LLC | 16,325 | $85.5K | 0.03% | −8,634−34.6% | Reduced |
| EverSource Wealth Advisors, LLC | 16,000 | $83.8K | 0.01% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 15,189 | $79.6K | 0.00% | +1,077+7.6% | Added |
| Stratos Wealth Partners, LTD. | 15,082 | $79.0K | 0.00% | +15,082 | New |
| Teamwork Financial Advisors, LLC | 14,927 | $78.2K | 0.01% | +14,927 | New |
| Capital Investment Advisors, LLC | 14,682 | $76.9K | 0.00% | +3,682+33.5% | Added |
| CIBC Private Wealth Group, LLC | 13,949 | $73.1K | 0.00% | +4,849+53.3% | Added |
| Freestate Advisors LLC | 13,728 | $71.9K | 0.07% | +13,728 | New |
| Captrust Financial Advisors | 13,628 | $71.4K | 0.00% | +3,229+31.1% | Added |
| Arkadios Wealth Advisors | 13,250 | $69.4K | 0.00% | +610+4.8% | Added |
| Foundations Investment Advisors, LLC | 12,156 | $63.7K | 0.00% | +12,156 | New |
| Kestra Private Wealth Services, LLC | 11,200 | $58.7K | 0.00% | +11,200 | New |
| Mariner, LLC | 10,876 | $57.0K | 0.00% | −1,241−10.2% | Reduced |
| Western Wealth Management, LLC | 10,735 | $56.3K | 0.00% | +10,735 | New |
| Vantage Financial Partners, LLC | 10,641 | $55.8K | 0.01% | +92+0.9% | Added |
| McIlrath & Eck, LLC | 10,588 | $55.5K | 0.01% | +10,588 | New |
| National Wealth Management Group, LLC | 10,359 | $54.3K | 0.04% | +10,359 | New |
| Wesbanco Bank Inc | 10,209 | $53.5K | 0.00% | 00.0% | Unchanged |
| Merkkuri Wealth Advisors LLC | 10,088 | $52.9K | 0.04% | +10,088 | New |
| Kingsview Wealth Management, LLC | 10,078 | $52.8K | 0.00% | +10,078 | New |