Oxford Lane Capital Corp.
OXLC- Exchange
- Nasdaq
- SEC CIK
- 0001495222
No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Oxford Lane Capital Corp. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 76
- +14 vs. Q4 2021
- Shares held
- 7.93M
- −565.6K (−6.7%) vs. Q4 2021
- Total value
- $57.2M
- −$8.32M (−12.7%) vs. Q4 2021
- New holders
- 23
- 25 more added
- Sold out
- 9
- 17 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OXLC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 94 | $154.6M |
| Q1 2026 | 87 | $171.0M |
| Q4 2025 | 112 | $147.1M |
| Q3 2025 | 94 | $117.3M |
| Q2 2025 | 148 | $90.1M |
| Q1 2025 | 140 | $80.4M |
| Q4 2024 | 150 | $82.0M |
| Q3 2024 | 123 | $69.5M |
| Q2 2024 | 102 | $70.6M |
| Q1 2024 | 98 | $62.3M |
| Q4 2023 | 92 | $54.9M |
| Q3 2023 | 91 | $53.7M |
| Q2 2023 | 89 | $52.0M |
| Q1 2023 | 83 | $55.8M |
| Q4 2022 | 84 | $55.0M |
| Q3 2022 | 74 | $38.3M |
| Q2 2022 | 76 | $41.0M |
| Q1 2022 | 76 | $57.2M |
| Q4 2021 | 62 | $65.5M |
| Q3 2021 | 58 | $54.9M |
| Q2 2021 | 54 | $34.1M |
| Q1 2021 | 47 | $36.7M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Oxford Lane Capital Corp.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Penserra Capital Management LLC | 1,576,935 | $11.4M | 0.27% | −460,553−22.6% | Reduced |
| Morgan Stanley | 1,138,579 | $8.24M | 0.00% | −81,432−6.7% | Reduced |
| Enstar Group LTD | 624,420 | $4.52M | 1.03% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 480,790 | $3.48M | 0.28% | −15,655−3.2% | Reduced |
| Delphi Financial Group, Inc. | 355,757 | $2.58M | 0.90% | +95,077+36.5% | Added |
| LPL Financial LLC | 297,793 | $2.16M | 0.00% | +43,258+17.0% | Added |
| Wiley Bros.-Aintree Capital, LLC | 288,638 | $2.09M | 1.17% | +1290.0% | Added |
| Advisor Group Holdings, Inc. | 307,621 | $2.04M | 0.00% | +15,104+5.2% | Added |
| Commonwealth Equity Services, LLC | 278,248 | $2.01M | 0.00% | −4,650−1.6% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 258,759 | $1.87M | 0.70% | −188,000−42.1% | Reduced |
| Virtus ETF Advisers LLC | 154,126 | $1.12M | 0.50% | +15,530+11.2% | Added |
| Camden Capital, LLC | 147,485 | $1.07M | 0.23% | +69,170+88.3% | Added |
| Citadel Advisors LLC | 144,802 | $1.05M | 0.00% | −195,521−57.5% | Reduced |
| Wedbush Securities Inc | 136,330 | $987.0K | 0.05% | +62,801+85.4% | Added |
| Western Wealth Management, LLC | 121,185 | $877.0K | 0.04% | +121,185 | New |
| Jump Financial, LLC | 113,000 | $818.0K | 0.03% | −26,900−19.2% | Reduced |
| The PNC Financial Services Group, Inc. | 112,310 | $814.0K | 0.00% | +112,310 | New |
| Envestnet Asset Management Inc | 90,548 | $656.0K | 0.00% | −31,980−26.1% | Reduced |
| Alpha Cubed Investments, LLC | 85,885 | $622.0K | 0.04% | +3,855+4.7% | Added |
| Bard Associates Inc | 69,694 | $505.0K | 0.18% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 65,800 | $476.4K | 0.00% | +65,800 | New |
| Geneos Wealth Management Inc. | 60,027 | $434.0K | 0.02% | +40,000+199.7% | Added |
| National Asset Management, Inc. | 53,840 | $390.0K | 0.01% | +269+0.5% | Added |
| GWM Advisors LLC | 52,731 | $382.0K | 0.01% | −8,928−14.5% | Reduced |
| All Season Financial Advisors, Inc. | 50,894 | $368.0K | 0.26% | +7,969+18.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 46,863 | $339.0K | 0.00% | −94,103−66.8% | Reduced |
| Bank of America Corp | 45,182 | $327.0K | 0.00% | −2,528−5.3% | Reduced |
| Rockefeller Capital Management L.P. | 39,759 | $287.0K | 0.00% | +22,188+126.3% | Added |
| Samalin Investment Counsel, LLC | 37,692 | $273.0K | 0.17% | +811+2.2% | Added |
| Sage Capital Advisors,llc | 34,710 | $248.0K | 0.10% | +12,660+57.4% | Added |
| Private Advisor Group, LLC | 34,088 | $247.0K | 0.00% | +12,165+55.5% | Added |
| Geller Advisors LLC | 33,437 | $242.0K | 0.05% | 00.0% | Unchanged |
| Royal Bank of Canada | 32,697 | $236.0K | 0.00% | −1,865−5.4% | Reduced |
| Raymond James & Associates | 32,536 | $236.0K | 0.00% | +9,746+42.8% | Added |
| Kestra Advisory Services, LLC | 31,612 | $229.0K | 0.00% | +2,896+10.1% | Added |
| Bank of New York Mellon Corp | 27,732 | $201.0K | 0.00% | −19,380−41.1% | Reduced |
| BBR Partners, LLC | 27,300 | $198.0K | 0.02% | +27,300 | New |
| Quantbot Technologies LP | 25,700 | $186.0K | 0.02% | +25,700 | New |
| Park Avenue Securities LLC | 25,483 | $184.0K | 0.00% | +25,483 | New |
| UBS Group AG | 24,446 | $177.0K | 0.00% | +500+2.1% | Added |
| CenterBook Partners LP | 21,437 | $155.0K | 0.06% | +21,437 | New |
| Claybrook Capital, LLC | 20,816 | $151.0K | 0.07% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 20,291 | $146.0K | 0.02% | +20,291 | New |
| Summitry LLC | 20,000 | $145.0K | 0.01% | 00.0% | Unchanged |
| Capasso Planning Partners LLC | 20,000 | $145.0K | 0.10% | +5,000+33.3% | Added |
| Wetherby Asset Management Inc | 20,000 | $145.0K | 0.01% | +20,000 | New |
| Two Sigma Securities, LLC | 20,093 | $145.0K | 0.02% | +20,093 | New |
| Mercer Global Advisors Inc | 19,772 | $143.0K | 0.00% | +91+0.5% | Added |
| Cetera Advisors LLC | 19,775 | $143.0K | 0.00% | +19,775 | New |
| CIBC Private Wealth Group, LLC | 19,500 | $141.0K | 0.00% | +4,000+25.8% | Added |
| BCJ Capital Management, LLC | 19,275 | $140.0K | 0.01% | 00.0% | Unchanged |
| Tompkins Financial Corp | 16,000 | $116.0K | 0.02% | +16,000 | New |
| United Capital Financial Advisers, LLC | 15,000 | $109.0K | 0.00% | +15,000 | New |
| Kalos Management, Inc. | 14,448 | $104.0K | 0.07% | −32,648−69.3% | Reduced |
| Kestra Private Wealth Services, LLC | 13,604 | $98.0K | 0.00% | −44,422−76.6% | Reduced |
| B. Riley Wealth Management, Inc. | 12,460 | $90.0K | 0.01% | +12,460 | New |
| Wells Fargo & Company | 11,841 | $86.0K | 0.00% | +5,327+81.8% | Added |
| BDO Wealth Advisors, LLC | 11,415 | $83.0K | 0.01% | +115+1.0% | Added |
| Cubist Systematic Strategies, LLC | 11,350 | $82.0K | 0.00% | −103,500−90.1% | Reduced |
| One Capital Management, LLC | 10,000 | $72.0K | 0.00% | +10,000 | New |
| Koshinski Asset Management, Inc. | 8,011 | $58.0K | 0.00% | −2,000−20.0% | Reduced |
| Prospera Financial Services Inc | 7,202 | $52.0K | 0.00% | +7,202 | New |
| Hudock, Inc. | 3,543 | $25.0K | 0.01% | +2,924+472.4% | Added |
| American Portfolios Advisors | 1,941 | $14.1K | 0.00% | +1,941 | New |
| Tradition Wealth Management, LLC | 1,953 | $14.0K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 1,940 | $14.0K | 0.00% | +1,940 | New |
| Worth Asset Management, LLC | 1,250 | $8.00K | 0.01% | +1,250 | New |
| Resources Management Corp | 1,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| Spectrum Management Group, LLC | 600 | $4.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 220 | $2.00K | 0.00% | +219+21,900.0% | Added |
| Citigroup Inc | 240 | $2.00K | 0.00% | +240 | New |
| GHP Investment Advisors, Inc. | 125 | $1.00K | 0.00% | +125 | New |
| Cordasco Financial Network | 156 | $1.00K | 0.00% | +156 | New |
| FMR LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 11 | $0 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 41 | $0 | 0.00% | +41 | New |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −114,900−100.0% | Sold out |
| DCM Advisors, LLC | 0 | $0 | 0.00% | −34,273−100.0% | Sold out |
| Arlington Capital Management, Inc. | 0 | $0 | 0.00% | −30,789−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −14,149−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −11,946−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −5,900−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −5,150−100.0% | Sold out |
| Wagner Wealth Management, LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |