Oxford Lane Capital Corp.
OXLC- Exchange
- Nasdaq
- SEC CIK
- 0001495222
No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Oxford Lane Capital Corp. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 76
- +14 vs. Q4 2021
- Shares held
- 7.93M
- −565.6K (−6.7%) vs. Q4 2021
- Total value
- $57.2M
- −$8.32M (−12.7%) vs. Q4 2021
- New holders
- 23
- 25 more added
- Sold out
- 9
- 17 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OXLC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 94 | $154.6M |
| Q1 2026 | 87 | $171.0M |
| Q4 2025 | 112 | $147.1M |
| Q3 2025 | 94 | $117.3M |
| Q2 2025 | 148 | $90.1M |
| Q1 2025 | 140 | $80.4M |
| Q4 2024 | 150 | $82.0M |
| Q3 2024 | 123 | $69.5M |
| Q2 2024 | 102 | $70.6M |
| Q1 2024 | 98 | $62.3M |
| Q4 2023 | 92 | $54.9M |
| Q3 2023 | 91 | $53.7M |
| Q2 2023 | 89 | $52.0M |
| Q1 2023 | 83 | $55.8M |
| Q4 2022 | 84 | $55.0M |
| Q3 2022 | 74 | $38.3M |
| Q2 2022 | 76 | $41.0M |
| Q1 2022 | 76 | $57.2M |
| Q4 2021 | 62 | $65.5M |
| Q3 2021 | 58 | $54.9M |
| Q2 2021 | 54 | $34.1M |
| Q1 2021 | 47 | $36.7M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Oxford Lane Capital Corp.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 11 | $0 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 41 | $0 | 0.00% | +41 | New |
| GHP Investment Advisors, Inc. | 125 | $1.00K | 0.00% | +125 | New |
| Cordasco Financial Network | 156 | $1.00K | 0.00% | +156 | New |
| Tower Research Capital LLC (TRC) | 220 | $2.00K | 0.00% | +219+21,900.0% | Added |
| Citigroup Inc | 240 | $2.00K | 0.00% | +240 | New |
| Spectrum Management Group, LLC | 600 | $4.00K | 0.00% | 00.0% | Unchanged |
| Resources Management Corp | 1,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| Worth Asset Management, LLC | 1,250 | $8.00K | 0.01% | +1,250 | New |
| Tradition Wealth Management, LLC | 1,953 | $14.0K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 1,940 | $14.0K | 0.00% | +1,940 | New |
| American Portfolios Advisors | 1,941 | $14.1K | 0.00% | +1,941 | New |
| Hudock, Inc. | 3,543 | $25.0K | 0.01% | +2,924+472.4% | Added |
| Prospera Financial Services Inc | 7,202 | $52.0K | 0.00% | +7,202 | New |
| Koshinski Asset Management, Inc. | 8,011 | $58.0K | 0.00% | −2,000−20.0% | Reduced |
| One Capital Management, LLC | 10,000 | $72.0K | 0.00% | +10,000 | New |
| Cubist Systematic Strategies, LLC | 11,350 | $82.0K | 0.00% | −103,500−90.1% | Reduced |
| BDO Wealth Advisors, LLC | 11,415 | $83.0K | 0.01% | +115+1.0% | Added |
| Wells Fargo & Company | 11,841 | $86.0K | 0.00% | +5,327+81.8% | Added |
| B. Riley Wealth Management, Inc. | 12,460 | $90.0K | 0.01% | +12,460 | New |
| Kestra Private Wealth Services, LLC | 13,604 | $98.0K | 0.00% | −44,422−76.6% | Reduced |
| Kalos Management, Inc. | 14,448 | $104.0K | 0.07% | −32,648−69.3% | Reduced |
| United Capital Financial Advisers, LLC | 15,000 | $109.0K | 0.00% | +15,000 | New |
| Tompkins Financial Corp | 16,000 | $116.0K | 0.02% | +16,000 | New |
| BCJ Capital Management, LLC | 19,275 | $140.0K | 0.01% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 19,500 | $141.0K | 0.00% | +4,000+25.8% | Added |
| Mercer Global Advisors Inc | 19,772 | $143.0K | 0.00% | +91+0.5% | Added |
| Cetera Advisors LLC | 19,775 | $143.0K | 0.00% | +19,775 | New |
| Summitry LLC | 20,000 | $145.0K | 0.01% | 00.0% | Unchanged |
| Capasso Planning Partners LLC | 20,000 | $145.0K | 0.10% | +5,000+33.3% | Added |
| Wetherby Asset Management Inc | 20,000 | $145.0K | 0.01% | +20,000 | New |
| Two Sigma Securities, LLC | 20,093 | $145.0K | 0.02% | +20,093 | New |
| Kovack Advisors, Inc. | 20,291 | $146.0K | 0.02% | +20,291 | New |
| Claybrook Capital, LLC | 20,816 | $151.0K | 0.07% | 00.0% | Unchanged |
| CenterBook Partners LP | 21,437 | $155.0K | 0.06% | +21,437 | New |
| UBS Group AG | 24,446 | $177.0K | 0.00% | +500+2.1% | Added |
| Park Avenue Securities LLC | 25,483 | $184.0K | 0.00% | +25,483 | New |
| Quantbot Technologies LP | 25,700 | $186.0K | 0.02% | +25,700 | New |
| BBR Partners, LLC | 27,300 | $198.0K | 0.02% | +27,300 | New |
| Bank of New York Mellon Corp | 27,732 | $201.0K | 0.00% | −19,380−41.1% | Reduced |
| Kestra Advisory Services, LLC | 31,612 | $229.0K | 0.00% | +2,896+10.1% | Added |
| Royal Bank of Canada | 32,697 | $236.0K | 0.00% | −1,865−5.4% | Reduced |
| Raymond James & Associates | 32,536 | $236.0K | 0.00% | +9,746+42.8% | Added |
| Geller Advisors LLC | 33,437 | $242.0K | 0.05% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 34,088 | $247.0K | 0.00% | +12,165+55.5% | Added |
| Sage Capital Advisors,llc | 34,710 | $248.0K | 0.10% | +12,660+57.4% | Added |
| Samalin Investment Counsel, LLC | 37,692 | $273.0K | 0.17% | +811+2.2% | Added |
| Rockefeller Capital Management L.P. | 39,759 | $287.0K | 0.00% | +22,188+126.3% | Added |
| Bank of America Corp | 45,182 | $327.0K | 0.00% | −2,528−5.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 46,863 | $339.0K | 0.00% | −94,103−66.8% | Reduced |
| All Season Financial Advisors, Inc. | 50,894 | $368.0K | 0.26% | +7,969+18.6% | Added |
| GWM Advisors LLC | 52,731 | $382.0K | 0.01% | −8,928−14.5% | Reduced |
| National Asset Management, Inc. | 53,840 | $390.0K | 0.01% | +269+0.5% | Added |
| Geneos Wealth Management Inc. | 60,027 | $434.0K | 0.02% | +40,000+199.7% | Added |
| BNP Paribas Arbitrage, SA | 65,800 | $476.4K | 0.00% | +65,800 | New |
| Bard Associates Inc | 69,694 | $505.0K | 0.18% | 00.0% | Unchanged |
| Alpha Cubed Investments, LLC | 85,885 | $622.0K | 0.04% | +3,855+4.7% | Added |
| Envestnet Asset Management Inc | 90,548 | $656.0K | 0.00% | −31,980−26.1% | Reduced |
| The PNC Financial Services Group, Inc. | 112,310 | $814.0K | 0.00% | +112,310 | New |
| Jump Financial, LLC | 113,000 | $818.0K | 0.03% | −26,900−19.2% | Reduced |
| Western Wealth Management, LLC | 121,185 | $877.0K | 0.04% | +121,185 | New |
| Wedbush Securities Inc | 136,330 | $987.0K | 0.05% | +62,801+85.4% | Added |
| Citadel Advisors LLC | 144,802 | $1.05M | 0.00% | −195,521−57.5% | Reduced |
| Camden Capital, LLC | 147,485 | $1.07M | 0.23% | +69,170+88.3% | Added |
| Virtus ETF Advisers LLC | 154,126 | $1.12M | 0.50% | +15,530+11.2% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 258,759 | $1.87M | 0.70% | −188,000−42.1% | Reduced |
| Commonwealth Equity Services, LLC | 278,248 | $2.01M | 0.00% | −4,650−1.6% | Reduced |
| Advisor Group Holdings, Inc. | 307,621 | $2.04M | 0.00% | +15,104+5.2% | Added |
| Wiley Bros.-Aintree Capital, LLC | 288,638 | $2.09M | 1.17% | +1290.0% | Added |
| LPL Financial LLC | 297,793 | $2.16M | 0.00% | +43,258+17.0% | Added |
| Delphi Financial Group, Inc. | 355,757 | $2.58M | 0.90% | +95,077+36.5% | Added |
| Independent Financial Group, LLC | 480,790 | $3.48M | 0.28% | −15,655−3.2% | Reduced |
| Enstar Group LTD | 624,420 | $4.52M | 1.03% | 00.0% | Unchanged |
| Morgan Stanley | 1,138,579 | $8.24M | 0.00% | −81,432−6.7% | Reduced |
| Penserra Capital Management LLC | 1,576,935 | $11.4M | 0.27% | −460,553−22.6% | Reduced |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −114,900−100.0% | Sold out |
| DCM Advisors, LLC | 0 | $0 | 0.00% | −34,273−100.0% | Sold out |
| Arlington Capital Management, Inc. | 0 | $0 | 0.00% | −30,789−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −14,149−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −11,946−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −5,900−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −5,150−100.0% | Sold out |
| Wagner Wealth Management, LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |