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Oxford Lane Capital Corp.

OXLC
Exchange
Nasdaq
SEC CIK
0001495222

No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.

Other share classesOXLCGOXLCIOXLCLOXLCMOXLCNOXLCOOXLCZ

13F holders, Q3 2023

Institutional positions in Oxford Lane Capital Corp. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
91
+3 vs. Q2 2023
Shares held
10.8M
+141.6K (+1.3%) vs. Q2 2023
Total value
$53.7M
+$2.29M (+4.5%) vs. Q2 2023
New holders
17
40 more added
Sold out
14
16 more reduced

1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting OXLC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2023: 91 institutions
Q1 2021: 47 institutionsQ2 2021: 54 institutionsQ3 2021: 58 institutionsQ4 2021: 62 institutionsQ1 2022: 76 institutionsQ2 2022: 76 institutionsQ3 2022: 74 institutionsQ4 2022: 84 institutionsQ1 2023: 83 institutionsQ2 2023: 89 institutionsQ3 2023: 91 institutionsQ4 2023: 92 institutionsQ1 2024: 98 institutionsQ2 2024: 102 institutionsQ3 2024: 123 institutionsQ4 2024: 150 institutionsQ1 2025: 140 institutionsQ2 2025: 148 institutionsQ3 2025: 94 institutionsQ4 2025: 112 institutionsQ1 2026: 87 institutionsQ2 2026: 94 institutions
Value heldQ3 2023: $53.7M
Q1 2021: $36.7MQ2 2021: $34.1MQ3 2021: $54.9MQ4 2021: $65.5MQ1 2022: $57.2MQ2 2022: $41.0MQ3 2022: $38.3MQ4 2022: $55.0MQ1 2023: $55.8MQ2 2023: $52.0MQ3 2023: $53.7MQ4 2023: $54.9MQ1 2024: $62.3MQ2 2024: $70.6MQ3 2024: $69.5MQ4 2024: $82.0MQ1 2025: $80.4MQ2 2025: $90.1MQ3 2025: $117.3MQ4 2025: $147.1MQ1 2026: $171.0MQ2 2026: $154.6M
Institutions holding OXLC and their total value by quarter
QuarterHoldersValue
Q2 202694$154.6M
Q1 202687$171.0M
Q4 2025112$147.1M
Q3 202594$117.3M
Q2 2025148$90.1M
Q1 2025140$80.4M
Q4 2024150$82.0M
Q3 2024123$69.5M
Q2 2024102$70.6M
Q1 202498$62.3M
Q4 202392$54.9M
Q3 202391$53.7M
Q2 202389$52.0M
Q1 202383$55.8M
Q4 202284$55.0M
Q3 202274$38.3M
Q2 202276$41.0M
Q1 202276$57.2M
Q4 202162$65.5M
Q3 202158$54.9M
Q2 202154$34.1M
Q1 202147$36.7M

Institutions, Q3 2023

Shares, value and share of portfolio for each institution holding Oxford Lane Capital Corp.; share changes are against Q2 2023.

Institutions holding OXLC in Q3 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Penserra Capital Management LLC2,825,664$14.1M0.29%+328,744+13.2%Added
Advisor Group Holdings, Inc.836,833$4.18M0.01%+404,417+93.5%Added
Citadel Advisors LLC785,868$3.92M0.00%+785,868New
Morgan Stanley767,076$3.83M0.00%+60,445+8.6%Added
LPL Financial LLC407,675$2.03M0.00%−83,548−17.0%Reduced
Independent Financial Group, LLC389,284$1.94M0.13%+13,575+3.6%Added
Commonwealth Equity Services, LLC364,847$1.82M0.00%+12,844+3.6%Added
Delphi Financial Group, Inc.357,205$1.78M0.86%−142,216−28.5%Reduced
Wedbush Securities Inc325,323$1.62M0.08%−18,164−5.3%Reduced
Royal Bank of Canada260,630$1.30M0.00%+153,332+142.9%Added
Wiley Bros.-Aintree Capital, LLC243,188$1.21M0.57%−10,229−4.0%Reduced
Virtus ETF Advisers LLC221,206$1.10M0.67%+111,096+100.9%Added
HRT Financial LP198,977$992.0K0.01%−32,781−14.1%Reduced
Thomas J. Herzfeld Advisors, Inc.163,890$817.8K0.32%−1,253,227−88.4%Reduced
Cubist Systematic Strategies, LLC145,750$727.3K0.01%+117,400+414.1%Added
Raymond James & Associates136,466$681.0K0.00%−1,859−1.3%Reduced
Geneos Wealth Management Inc.120,100$599.3K0.03%+6,500+5.7%Added
Wells Fargo & Company109,648$547.1K0.00%+3,797+3.6%Added
Samalin Investment Counsel, LLC104,073$519.3K0.30%+24,299+30.5%Added
Private Advisor Group, LLC103,694$517.4K0.00%+12,028+13.1%Added
CastleKnight Management LP97,000$484.0K0.08%00.0%Unchanged
Bank of America Corp94,497$471.5K0.00%+27,314+40.7%Added
Arlington Capital Management, Inc.88,884$443.5K0.46%+16,414+22.6%Added
Kestra Advisory Services, LLC84,855$423.4K0.00%−15,207−15.2%Reduced
Sigma Planning Corp74,226$370.4K0.01%+1,321+1.8%Added
Sage Capital Advisors,llc72,727$362.9K0.13%+4,977+7.3%Added
Bard Associates Inc67,644$337.5K0.14%−300−0.4%Reduced
AE Wealth Management LLC65,408$326.4K0.00%+5,543+9.3%Added
Sheaff Brock Investment Advisors, LLC61,000$304.4K0.03%00.0%Unchanged
Coastal Investment Advisors, Inc.61,835$299.3K0.07%00.0%Unchanged
Squarepoint Ops LLC54,556$272.2K0.00%+30,475+126.6%Added
Bridgewealth Advisory Group, LLC53,627$267.6K0.33%00.0%Unchanged
Rockefeller Capital Management L.P.52,250$260.7K0.00%+720+1.4%Added
Claybrook Capital, LLC51,371$256.3K0.15%00.0%Unchanged
National Asset Management, Inc.50,220$250.6K0.01%−15,351−23.4%Reduced
BI Asset Management Fondsmaeglerselskab A/S48,899$244.0K0.01%+3,073+6.7%Added
Envestnet Asset Management Inc46,391$231.5K0.00%−274,603−85.5%Reduced
Naviter Wealth, LLC45,933$229.2K0.06%+9,000+24.4%Added
GWM Advisors LLC44,632$222.7K0.00%−8,110−15.4%Reduced
Prospera Financial Services Inc39,318$196.2K0.01%+1,770+4.7%Added
Mercer Global Advisors Inc37,399$187.0K0.00%+37,399New
Cambridge Investment Research Advisors, Inc.35,024$175.0K0.00%+306+0.9%Added
BNP Paribas Arbitrage, SA34,373$171.5K0.00%+34,373New
CFO4Life Group, LLC30,927$154.3K0.04%+14,900+93.0%Added
Two Sigma Securities, LLC24,464$122.1K0.01%+4,843+24.7%Added
D.A. Davidson & Co.24,018$119.9K0.00%+4,227+21.4%Added
J.W. Cole Advisors, Inc.23,928$119.4K0.01%+23,928New
UBS Group AG23,423$116.9K0.00%+3,361+16.8%Added
Calton & Associates, Inc.20,185$100.7K0.15%+20,185New
Summitry LLC20,000$99.8K0.01%00.0%Unchanged
Park Avenue Securities LLC19,371$97.0K0.00%+19,371New
Millennium Management LLC18,908$94.4K0.00%+18,908New
L.M. Kohn & Company17,270$86.2K0.03%+3,360+24.2%Added
Essex Financial Services, Inc.17,000$84.8K0.01%+2,000+13.3%Added
Cetera Advisor Networks LLC16,879$84.2K0.00%+16,879New
Waddell & Associates, LLC16,063$80.2K0.01%+711+4.6%Added
Tompkins Financial Corp16,000$79.8K0.01%00.0%Unchanged
Atria Wealth Solutions, Inc.15,300$76.3K0.00%+100+0.7%Added
Beacon Financial Advisory LLC15,287$76.3K0.04%+235+1.6%Added
Cetera Investment Advisers13,840$69.1K0.00%+2,000+16.9%Added
Kovack Advisors, Inc.13,297$66.4K0.01%+359+2.8%Added
Jump Financial, LLC13,038$65.1K0.00%−58,648−81.8%Reduced
Kingsview Wealth Management, LLC12,288$61.3K0.00%−1,288−9.5%Reduced
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors12,116$60.5K0.01%+12,116New
Atlas Financial Advisors, Inc.12,000$59.9K0.05%+12,000New
CoreCap Advisors, LLC11,459$57.2K0.00%+11,459New
Belpointe Asset Management LLC11,358$56.7K0.01%+677+6.3%Added
Capital Investment Advisors, LLC11,000$54.9K0.00%00.0%Unchanged
Arkadios Wealth Advisors10,815$54.0K0.01%+10,815New
Raymond James Financial Services Advisors, Inc.10,694$53.4K0.00%+20+0.2%Added
Hilltop Holdings Inc.10,350$51.6K0.01%00.0%Unchanged
Vantage Financial Partners, LLC10,299$51.4K0.02%−3,885−27.4%Reduced
Wesbanco Bank Inc10,209$50.9K0.00%00.0%Unchanged
Cullen/Frost Bankers, Inc.10,000$49.9K0.00%00.0%Unchanged
One Capital Management, LLC10,000$49.9K0.00%00.0%Unchanged
Wetherby Asset Management Inc10,000$49.9K0.00%+10,000New
GPS Wealth Strategies Group, LLC8,242$41.1K0.01%+3,000+57.2%Added
Tradition Wealth Management, LLC3,270$16.0K0.00%00.0%Unchanged
Proequities, Inc.3,000$15.0K0.00%00.0%Unchanged
Tower Research Capital LLC (TRC)1,229$6.13K0.00%−6,747−84.6%Reduced
Resources Management Corp1,000$5.00K0.00%00.0%Unchanged
AlphaMark Advisors, LLC914$5.00K0.00%+914New
Eagle Bay Advisors LLC1,000$4.99K0.00%00.0%Unchanged
JPMorgan Chase & Co991$4.95K0.00%+991New
Sunbelt Securities, Inc.971$4.84K0.00%+46+5.0%Added
IFP Advisors, Inc940$4.69K0.00%+940New
Farther Finance Advisors, LLC258$1.28K0.00%+12+4.9%Added
GHP Investment Advisors, Inc.125$6300.00%00.0%Unchanged
Gradient Investments LLC100$4990.00%+100New
AdvisorNet Financial, Inc53$2620.00%+2+3.9%Added
Larson Financial Group LLC1$50.00%00.0%Unchanged
Jane Street Group, LLC0$00.00%−75,422−100.0%Sold out
Arete Wealth Advisors, LLC0$00.00%−61,451−100.0%Sold out
XTX Topco Ltd0$00.00%−42,043−100.0%Sold out
Signaturefd, LLC0$00.00%−40,000−100.0%Sold out
Fermata Advisors, LLC0$00.00%−25,647−100.0%Sold out
Susquehanna International Group, LLP0$00.00%−25,067−100.0%Sold out
BCJ Capital Management, LLC0$00.00%−19,053−100.0%Sold out
Atom Investors LP0$00.00%−17,187−100.0%Sold out
Freestone Capital Holdings, LLC0$00.00%−15,000−100.0%Sold out