Oxford Lane Capital Corp.
OXLC- Exchange
- Nasdaq
- SEC CIK
- 0001495222
No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.
Q3 2023 vs. Q2 2023
How the institutions holding Oxford Lane Capital Corp. changed between Q2 2023 and Q3 2023.
All holders in Q3 2023All holders in Q2 2023
| Measure | Q2 2023 | Of which not filed for Q3 2023 | Q3 2023 | Change |
|---|---|---|---|---|
| Holders | 89 | 1 | 91 | +3 |
| Shares | 10.7M | 125.5K | 10.8M | +141.6K (+1.3%) |
| Value | $52.0M | $607.3K | $53.7M | +$2.29M (+4.5%) |
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so the changes leave them out.
New holders (17)
Institutions that held Oxford Lane Capital Corp. at the end of Q3 2023 but not at the end of Q2 2023.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Citadel Advisors LLC | 785,868 | $3.92M | 0.00% |
| Mercer Global Advisors Inc | 37,399 | $187.0K | 0.00% |
| BNP Paribas Arbitrage, SA | 34,373 | $171.5K | 0.00% |
| J.W. Cole Advisors, Inc. | 23,928 | $119.4K | 0.01% |
| Calton & Associates, Inc. | 20,185 | $100.7K | 0.15% |
| Park Avenue Securities LLC | 19,371 | $97.0K | 0.00% |
| Millennium Management LLC | 18,908 | $94.4K | 0.00% |
| Cetera Advisor Networks LLC | 16,879 | $84.2K | 0.00% |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 12,116 | $60.5K | 0.01% |
| Atlas Financial Advisors, Inc. | 12,000 | $59.9K | 0.05% |
| CoreCap Advisors, LLC | 11,459 | $57.2K | 0.00% |
| Arkadios Wealth Advisors | 10,815 | $54.0K | 0.01% |
| Wetherby Asset Management Inc | 10,000 | $49.9K | 0.00% |
| AlphaMark Advisors, LLC | 914 | $5.00K | 0.00% |
| JPMorgan Chase & Co | 991 | $4.95K | 0.00% |
| IFP Advisors, Inc | 940 | $4.69K | 0.00% |
| Gradient Investments LLC | 100 | $499 | 0.00% |
Sold out (14)
Institutions that held Oxford Lane Capital Corp. at the end of Q2 2023 and filed for Q3 2023 without it.
| Institution | Shares, Q2 2023 | Value, Q2 2023 |
|---|---|---|
| Jane Street Group, LLC | 75,422 | $365.0K |
| Arete Wealth Advisors, LLC | 61,451 | $297.0K |
| XTX Topco Ltd | 42,043 | $203.5K |
| Signaturefd, LLC | 40,000 | $193.6K |
| Fermata Advisors, LLC | 25,647 | $124.1K |
| Susquehanna International Group, LLP | 25,067 | $121.3K |
| BCJ Capital Management, LLC | 19,053 | $92.2K |
| Atom Investors LP | 17,187 | $83.2K |
| Freestone Capital Holdings, LLC | 15,000 | $72.6K |
| Prairie Sky Financial Group LLC | 10,000 | $48.4K |
| Quantbot Technologies LP | 4,455 | $21.6K |
| Natixis | 1,180 | $5.71K |
| Headlands Technologies LLC | 823 | $3.98K |
| Roffman Miller Associates Inc | 374 | $1.81K |
Not filed for Q3 2023 yet (1)
Institutions that held Oxford Lane Capital Corp. at the end of Q2 2023 and haven't filed a 13F for Q3 2023. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q2 2023 | Value, Q2 2023 |
|---|---|---|
| BDO Wealth Advisors, LLC | 125,482 | $607.3K |