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Oxford Lane Capital Corp.

OXLC
Exchange
Nasdaq
SEC CIK
0001495222

No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.

Other share classesOXLCGOXLCIOXLCLOXLCMOXLCNOXLCOOXLCZ

13F holders, Q2 2023

Institutional positions in Oxford Lane Capital Corp. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
89
+6 vs. Q1 2023
Shares held
10.7M
+68.7K (+0.6%) vs. Q1 2023
Total value
$52.0M
−$3.82M (−6.8%) vs. Q1 2023
New holders
17
35 more added
Sold out
11
19 more reduced

Compare with Q1 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting OXLC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ2 2023: 89 institutions
Q1 2021: 47 institutionsQ2 2021: 54 institutionsQ3 2021: 58 institutionsQ4 2021: 62 institutionsQ1 2022: 76 institutionsQ2 2022: 76 institutionsQ3 2022: 74 institutionsQ4 2022: 84 institutionsQ1 2023: 83 institutionsQ2 2023: 89 institutionsQ3 2023: 91 institutionsQ4 2023: 92 institutionsQ1 2024: 98 institutionsQ2 2024: 102 institutionsQ3 2024: 123 institutionsQ4 2024: 150 institutionsQ1 2025: 140 institutionsQ2 2025: 148 institutionsQ3 2025: 94 institutionsQ4 2025: 112 institutionsQ1 2026: 87 institutionsQ2 2026: 94 institutions
Value heldQ2 2023: $52.0M
Q1 2021: $36.7MQ2 2021: $34.1MQ3 2021: $54.9MQ4 2021: $65.5MQ1 2022: $57.2MQ2 2022: $41.0MQ3 2022: $38.3MQ4 2022: $55.0MQ1 2023: $55.8MQ2 2023: $52.0MQ3 2023: $53.7MQ4 2023: $54.9MQ1 2024: $62.3MQ2 2024: $70.6MQ3 2024: $69.5MQ4 2024: $82.0MQ1 2025: $80.4MQ2 2025: $90.1MQ3 2025: $117.3MQ4 2025: $147.1MQ1 2026: $171.0MQ2 2026: $154.6M
Institutions holding OXLC and their total value by quarter
QuarterHoldersValue
Q2 202694$154.6M
Q1 202687$171.0M
Q4 2025112$147.1M
Q3 202594$117.3M
Q2 2025148$90.1M
Q1 2025140$80.4M
Q4 2024150$82.0M
Q3 2024123$69.5M
Q2 2024102$70.6M
Q1 202498$62.3M
Q4 202392$54.9M
Q3 202391$53.7M
Q2 202389$52.0M
Q1 202383$55.8M
Q4 202284$55.0M
Q3 202274$38.3M
Q2 202276$41.0M
Q1 202276$57.2M
Q4 202162$65.5M
Q3 202158$54.9M
Q2 202154$34.1M
Q1 202147$36.7M

Institutions, Q2 2023

Shares, value and share of portfolio for each institution holding Oxford Lane Capital Corp.; share changes are against Q1 2023.

Institutions holding OXLC in Q2 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Penserra Capital Management LLC2,496,920$12.1M0.24%+155,646+6.6%Added
Thomas J. Herzfeld Advisors, Inc.1,417,117$6.86M2.73%−1,292,117−47.7%Reduced
Morgan Stanley706,631$3.42M0.00%+60,960+9.4%Added
Delphi Financial Group, Inc.499,421$2.42M1.23%+381,743+324.4%Added
LPL Financial LLC491,223$2.38M0.00%+9,434+2.0%Added
Advisor Group Holdings, Inc.432,416$2.09M0.00%+85,196+24.5%Added
Independent Financial Group, LLC375,709$1.82M0.13%+6,136+1.7%Added
Commonwealth Equity Services, LLC352,003$1.70M0.00%+20,950+6.3%Added
Wedbush Securities Inc343,487$1.66M0.08%+49,840+17.0%Added
Envestnet Asset Management Inc320,994$1.55M0.00%−282,233−46.8%Reduced
Wiley Bros.-Aintree Capital, LLC253,417$1.23M0.55%+1,335+0.5%Added
HRT Financial LP231,758$1.12M0.01%+231,758New
Raymond James & Associates138,325$669.5K0.00%−12,443−8.3%Reduced
BDO Wealth Advisors, LLC125,482$607.3K0.07%+113,863+980.0%Added
Geneos Wealth Management Inc.113,600$549.8K0.03%+22,600+24.8%Added
Virtus ETF Advisers LLC110,110$532.9K0.32%−9,664−8.1%Reduced
Royal Bank of Canada107,298$520.0K0.00%+1,066+1.0%Added
Wells Fargo & Company105,851$512.3K0.00%+69,728+193.0%Added
Kestra Advisory Services, LLC100,062$484.3K0.00%+41,551+71.0%Added
CastleKnight Management LP97,000$469.5K0.10%00.0%Unchanged
Private Advisor Group, LLC91,666$443.7K0.00%+6,234+7.3%Added
Samalin Investment Counsel, LLC79,774$386.1K0.21%+19,973+33.4%Added
Jane Street Group, LLC75,422$365.0K0.00%+42,772+131.0%Added
Sigma Planning Corp72,905$352.9K0.01%−2,062−2.8%Reduced
Arlington Capital Management, Inc.72,470$350.8K0.30%+72,470New
Jump Financial, LLC71,686$347.0K0.01%+71,686New
Bard Associates Inc67,944$328.9K0.13%−475−0.7%Reduced
Sage Capital Advisors,llc67,750$327.9K0.12%+1,641+2.5%Added
Bank of America Corp67,183$325.2K0.00%+10,574+18.7%Added
National Asset Management, Inc.65,571$317.8K0.01%−1,983−2.9%Reduced
Coastal Investment Advisors, Inc.61,835$299.3K0.07%+61,835New
Arete Wealth Advisors, LLC61,451$297.0K0.03%+46,526+311.7%Added
Sheaff Brock Investment Advisors, LLC61,000$295.2K0.03%00.0%Unchanged
AE Wealth Management LLC59,865$289.7K0.00%−168−0.3%Reduced
Bridgewealth Advisory Group, LLC53,627$259.6K0.42%00.0%Unchanged
GWM Advisors LLC52,742$255.3K0.00%+3,500+7.1%Added
Rockefeller Capital Management L.P.51,530$249.4K0.00%−50−0.1%Reduced
Claybrook Capital, LLC51,371$248.6K0.13%00.0%Unchanged
BI Asset Management Fondsmaeglerselskab A/S45,826$223.0K0.01%+11,656+34.1%Added
XTX Topco Ltd42,043$203.5K0.04%+42,043New
Signaturefd, LLC40,000$193.6K0.00%+40,000New
Prospera Financial Services Inc37,548$181.7K0.01%+17,395+86.3%Added
Naviter Wealth, LLC36,933$178.8K0.05%00.0%Unchanged
Cambridge Investment Research Advisors, Inc.34,718$168.0K0.00%+1,602+4.8%Added
Cubist Systematic Strategies, LLC28,350$137.2K0.00%+28,350New
Fermata Advisors, LLC25,647$124.1K0.11%+25,647New
Susquehanna International Group, LLP25,067$121.3K0.00%−36,548−59.3%Reduced
Squarepoint Ops LLC24,081$116.6K0.00%−4,241−15.0%Reduced
UBS Group AG20,062$97.1K0.00%00.0%Unchanged
Summitry LLC20,000$96.8K0.01%00.0%Unchanged
D.A. Davidson & Co.19,791$95.8K0.00%−1,472−6.9%Reduced
Two Sigma Securities, LLC19,621$95.0K0.01%−142−0.7%Reduced
BCJ Capital Management, LLC19,053$92.2K0.01%−222−1.2%Reduced
Atom Investors LP17,187$83.2K0.03%+17,187New
CFO4Life Group, LLC16,027$77.6K0.02%00.0%Unchanged
Tompkins Financial Corp16,000$77.4K0.01%00.0%Unchanged
Waddell & Associates, LLC15,352$74.3K0.01%+646+4.4%Added
Atria Wealth Solutions, Inc.15,200$73.6K0.00%+1,500+10.9%Added
Beacon Financial Advisory LLC15,052$72.9K0.04%+215+1.4%Added
Essex Financial Services, Inc.15,000$72.6K0.01%+3,000+25.0%Added
Freestone Capital Holdings, LLC15,000$72.6K0.00%+15,000New
Vantage Financial Partners, LLC14,184$68.7K0.03%+14,184New
L.M. Kohn & Company13,910$67.3K0.03%+13,910New
Kingsview Wealth Management, LLC13,576$65.7K0.00%+620+4.8%Added
Kovack Advisors, Inc.12,938$62.6K0.01%−2,000−13.4%Reduced
Cetera Investment Advisers11,840$57.3K0.00%+11,840New
Capital Investment Advisors, LLC11,000$53.2K0.00%00.0%Unchanged
Belpointe Asset Management LLC10,681$51.7K0.01%−2,637−19.8%Reduced
Raymond James Financial Services Advisors, Inc.10,674$51.7K0.00%−137−1.3%Reduced
Hilltop Holdings Inc.10,350$50.1K0.01%00.0%Unchanged
Wesbanco Bank Inc10,209$49.0K0.00%00.0%Unchanged
One Capital Management, LLC10,000$48.4K0.00%00.0%Unchanged
Cullen/Frost Bankers, Inc.10,000$48.4K0.00%+10,000New
Prairie Sky Financial Group LLC10,000$48.4K0.03%+10,000New
Tower Research Capital LLC (TRC)7,976$38.6K0.00%−1,167−12.8%Reduced
GPS Wealth Strategies Group, LLC5,242$25.4K0.00%+1,442+37.9%Added
Quantbot Technologies LP4,455$21.6K0.00%+4,455New
Tradition Wealth Management, LLC3,270$16.0K0.00%00.0%Unchanged
Proequities, Inc.3,000$14.5K0.00%00.0%Unchanged
Natixis1,180$5.71K0.00%+52+4.6%Added
Resources Management Corp1,000$5.00K0.00%+340+51.5%Added
Eagle Bay Advisors LLC1,000$4.84K0.00%00.0%Unchanged
Sunbelt Securities, Inc.925$4.48K0.00%−5,013−84.4%Reduced
Headlands Technologies LLC823$3.98K0.00%+752+1,059.2%Added
Roffman Miller Associates Inc374$1.81K0.00%+374New
Farther Finance Advisors, LLC246$1.19K0.00%+10+4.2%Added
GHP Investment Advisors, Inc.125$6730.00%00.0%Unchanged
AdvisorNet Financial, Inc51$2460.00%+2+4.1%Added
Larson Financial Group LLC1$50.00%00.0%Unchanged
Western Wealth Management, LLC0$00.00%−54,081−100.0%Sold out
All Season Financial Advisors, Inc.0$00.00%−33,127−100.0%Sold out
Nomura Holdings Inc0$00.00%−15,000−100.0%Sold out
Millennium Management LLC0$00.00%−12,409−100.0%Sold out
Ground Swell Capital, LLC0$00.00%−10,480−100.0%Sold out
Cetera Advisor Networks LLC0$00.00%−10,471−100.0%Sold out
Ameritas Advisory Services, LLC0$00.00%−1,426−100.0%Sold out
FMR LLC0$00.00%−537−100.0%Sold out
Worth Asset Management, LLC0$00.00%−149−100.0%Sold out
Advisory Services Network, LLC0$00.00%−134−100.0%Sold out
Northwestern Mutual Wealth Management Co0$00.00%−1−100.0%Sold out