Oxford Lane Capital Corp.
OXLC- Exchange
- Nasdaq
- SEC CIK
- 0001495222
No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Oxford Lane Capital Corp. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 62
- +5 vs. Q3 2021
- Shares held
- 8.50M
- +985.1K (+13.1%) vs. Q3 2021
- Total value
- $65.5M
- +$11.3M (+20.9%) vs. Q3 2021
- New holders
- 13
- 26 more added
- Sold out
- 8
- 10 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OXLC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 94 | $154.6M |
| Q1 2026 | 87 | $171.0M |
| Q4 2025 | 112 | $147.1M |
| Q3 2025 | 94 | $117.3M |
| Q2 2025 | 148 | $90.1M |
| Q1 2025 | 140 | $80.4M |
| Q4 2024 | 150 | $82.0M |
| Q3 2024 | 123 | $69.5M |
| Q2 2024 | 102 | $70.6M |
| Q1 2024 | 98 | $62.3M |
| Q4 2023 | 92 | $54.9M |
| Q3 2023 | 91 | $53.7M |
| Q2 2023 | 89 | $52.0M |
| Q1 2023 | 83 | $55.8M |
| Q4 2022 | 84 | $55.0M |
| Q3 2022 | 74 | $38.3M |
| Q2 2022 | 76 | $41.0M |
| Q1 2022 | 76 | $57.2M |
| Q4 2021 | 62 | $65.5M |
| Q3 2021 | 58 | $54.9M |
| Q2 2021 | 54 | $34.1M |
| Q1 2021 | 47 | $36.7M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Oxford Lane Capital Corp.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Penserra Capital Management LLC | 2,037,488 | $15.7M | 0.34% | +31,584+1.6% | Added |
| Morgan Stanley | 1,220,011 | $9.41M | 0.00% | +272,256+28.7% | Added |
| Enstar Group LTD | 624,420 | $4.81M | 1.66% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 496,445 | $3.83M | 0.32% | +33,169+7.2% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 446,759 | $3.44M | 1.25% | +65,682+17.2% | Added |
| Citadel Advisors LLC | 340,323 | $2.62M | 0.00% | +340,323 | New |
| Advisor Group Holdings, Inc. | 292,517 | $2.26M | 0.00% | +32,004+12.3% | Added |
| Wiley Bros.-Aintree Capital, LLC | 288,509 | $2.22M | 1.34% | +5,184+1.8% | Added |
| Commonwealth Equity Services, LLC | 282,898 | $2.18M | 0.00% | +19,861+7.6% | Added |
| Delphi Financial Group, Inc. | 260,680 | $2.01M | 0.61% | −4,856−1.8% | Reduced |
| LPL Financial LLC | 254,535 | $1.96M | 0.00% | +83,005+48.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 140,966 | $1.09M | 0.00% | +117,622+503.9% | Added |
| Jump Financial, LLC | 139,900 | $1.08M | 0.07% | +1,600+1.2% | Added |
| Virtus ETF Advisers LLC | 138,596 | $1.07M | 0.40% | −49,169−26.2% | Reduced |
| Envestnet Asset Management Inc | 122,528 | $945.0K | 0.00% | +41,050+50.4% | Added |
| Clough Capital Partners L P | 114,900 | $886.0K | 0.06% | +114,900 | New |
| Cubist Systematic Strategies, LLC | 114,850 | $885.0K | 0.01% | +16,253+16.5% | Added |
| Alpha Cubed Investments, LLC | 82,030 | $632.0K | 0.04% | 00.0% | Unchanged |
| Camden Capital, LLC | 78,315 | $604.0K | 0.13% | +25,315+47.8% | Added |
| Wedbush Securities Inc | 73,529 | $567.0K | 0.02% | +948+1.3% | Added |
| Bard Associates Inc | 69,694 | $537.0K | 0.18% | +16,850+31.9% | Added |
| GWM Advisors LLC | 61,659 | $475.0K | 0.01% | +15,744+34.3% | Added |
| Kestra Private Wealth Services, LLC | 58,026 | $447.0K | 0.02% | 00.0% | Unchanged |
| National Asset Management, Inc. | 53,571 | $414.0K | 0.01% | −6,323−10.6% | Reduced |
| Kalos Management, Inc. | 47,096 | $385.0K | 0.10% | +3,888+9.0% | Added |
| Bank of America Corp | 47,710 | $368.0K | 0.00% | −14,273−23.0% | Reduced |
| Bank of New York Mellon Corp | 47,112 | $363.0K | 0.00% | +9,939+26.7% | Added |
| All Season Financial Advisors, Inc. | 42,925 | $331.0K | 0.23% | +42,925 | New |
| Samalin Investment Counsel, LLC | 36,881 | $284.0K | 0.17% | +3,281+9.8% | Added |
| Royal Bank of Canada | 34,562 | $266.0K | 0.00% | +19,535+130.0% | Added |
| DCM Advisors, LLC | 34,273 | $264.0K | 0.08% | −73,823−68.3% | Reduced |
| Geller Advisors LLC | 33,437 | $258.0K | 0.05% | 00.0% | Unchanged |
| Arlington Capital Management, Inc. | 30,789 | $237.0K | 0.43% | +30,789 | New |
| Kestra Advisory Services, LLC | 28,716 | $221.0K | 0.00% | +6,686+30.3% | Added |
| UBS Group AG | 23,946 | $185.0K | 0.00% | −67−0.3% | Reduced |
| Sage Capital Advisors,llc | 22,050 | $179.0K | 0.07% | +22,050 | New |
| Raymond James & Associates | 22,790 | $176.0K | 0.00% | +10,120+79.9% | Added |
| Private Advisor Group, LLC | 21,923 | $169.0K | 0.00% | +7,514+52.1% | Added |
| Claybrook Capital, LLC | 20,816 | $160.0K | 0.08% | +10,316+98.2% | Added |
| Geneos Wealth Management Inc. | 20,027 | $154.0K | 0.01% | 00.0% | Unchanged |
| Summitry LLC | 20,000 | $154.0K | 0.01% | +20,000 | New |
| Mercer Global Advisors Inc | 19,681 | $152.0K | 0.00% | +19,681 | New |
| BCJ Capital Management, LLC | 19,275 | $149.0K | 0.01% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 17,571 | $135.0K | 0.00% | −50.0% | Reduced |
| CIBC Private Wealth Group, LLC | 15,500 | $120.0K | 0.00% | 00.0% | Unchanged |
| Capasso Planning Partners LLC | 15,000 | $116.0K | 0.08% | +15,000 | New |
| Susquehanna International Group, LLP | 14,149 | $109.0K | 0.00% | −12,697−47.3% | Reduced |
| Squarepoint Ops LLC | 11,946 | $92.0K | 0.00% | +11,946 | New |
| BDO Wealth Advisors, LLC | 11,300 | $87.0K | 0.01% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 10,011 | $77.2K | 0.01% | 00.0% | Unchanged |
| Nomura Holdings Inc | 10,000 | $77.0K | 0.00% | +10,000 | New |
| Wells Fargo & Company | 6,514 | $50.0K | 0.00% | +1,952+42.8% | Added |
| Spire Wealth Management | 5,900 | $45.0K | 0.00% | −30,500−83.8% | Reduced |
| CoreCap Advisors, LLC | 5,150 | $40.0K | 0.00% | +5,150 | New |
| Wagner Wealth Management, LLC | 2,000 | $15.0K | 0.01% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 1,953 | $15.0K | 0.00% | 00.0% | Unchanged |
| Resources Management Corp | 1,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Spectrum Management Group, LLC | 600 | $5.00K | 0.00% | +600 | New |
| Hudock, Inc. | 619 | $4.00K | 0.00% | +619 | New |
| Tower Research Capital LLC (TRC) | 1 | $0 | 0.00% | −199−99.5% | Reduced |
| FMR LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 11 | $0 | 0.00% | +10+1,000.0% | Added |
| Anfield Capital Management, LLC | 0 | $0 | 0.00% | −251,954−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −28,700−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −5,439−100.0% | Sold out |
| D'Orazio & Associates, Inc. | 0 | $0 | 0.00% | −4,222−100.0% | Sold out |
| Horizon Financial Services, LLC | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Bedel Financial Consulting, Inc. | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Atlas Private Wealth Advisors | 0 | $0 | 0.00% | −554−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | – | – | – | – | Not filed |