Oxford Lane Capital Corp.
OXLC- Exchange
- Nasdaq
- SEC CIK
- 0001495222
No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.
Q4 2021 vs. Q3 2021
How the institutions holding Oxford Lane Capital Corp. changed between Q3 2021 and Q4 2021.
All holders in Q4 2021All holders in Q3 2021
| Measure | Q3 2021 | Of which not filed for Q4 2021 | Q4 2021 | Change |
|---|---|---|---|---|
| Holders | 58 | 1 | 62 | +5 |
| Shares | 7.61M | 95.9K | 8.50M | +985.1K (+13.1%) |
| Value | $54.9M | $691.0K | $65.5M | +$11.3M (+20.9%) |
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (13)
Institutions that held Oxford Lane Capital Corp. at the end of Q4 2021 but not at the end of Q3 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Citadel Advisors LLC | 340,323 | $2.62M | 0.00% |
| Clough Capital Partners L P | 114,900 | $886.0K | 0.06% |
| All Season Financial Advisors, Inc. | 42,925 | $331.0K | 0.23% |
| Arlington Capital Management, Inc. | 30,789 | $237.0K | 0.43% |
| Sage Capital Advisors,llc | 22,050 | $179.0K | 0.07% |
| Summitry LLC | 20,000 | $154.0K | 0.01% |
| Mercer Global Advisors Inc | 19,681 | $152.0K | 0.00% |
| Capasso Planning Partners LLC | 15,000 | $116.0K | 0.08% |
| Squarepoint Ops LLC | 11,946 | $92.0K | 0.00% |
| Nomura Holdings Inc | 10,000 | $77.0K | 0.00% |
| CoreCap Advisors, LLC | 5,150 | $40.0K | 0.00% |
| Spectrum Management Group, LLC | 600 | $5.00K | 0.00% |
| Hudock, Inc. | 619 | $4.00K | 0.00% |
Sold out (8)
Institutions that held Oxford Lane Capital Corp. at the end of Q3 2021 and filed for Q4 2021 without it.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Anfield Capital Management, LLC | 251,954 | $1.82M |
| Deutsche Bank AG | 28,700 | $207.0K |
| FNY Investment Advisers, LLC | 15,000 | $108.0K |
| Northwestern Mutual Wealth Management Co | 5,439 | $39.0K |
| D'Orazio & Associates, Inc. | 4,222 | $30.0K |
| Horizon Financial Services, LLC | 1,500 | $11.0K |
| Bedel Financial Consulting, Inc. | 1,000 | $7.00K |
| Atlas Private Wealth Advisors | 554 | $4.00K |
Not filed for Q4 2021 yet (1)
Institutions that held Oxford Lane Capital Corp. at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Mid Atlantic Financial Management Inc | 95,900 | $691.0K |