Oxford Lane Capital Corp.
OXLC- Exchange
- Nasdaq
- SEC CIK
- 0001495222
No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Oxford Lane Capital Corp. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 83
- 0 vs. Q4 2022
- Shares held
- 10.7M
- −263.6K (−2.4%) vs. Q4 2022
- Total value
- $55.8M
- +$911.8K (+1.7%) vs. Q4 2022
- New holders
- 13
- 34 more added
- Sold out
- 13
- 18 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OXLC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 94 | $154.6M |
| Q1 2026 | 87 | $171.0M |
| Q4 2025 | 112 | $147.1M |
| Q3 2025 | 94 | $117.3M |
| Q2 2025 | 148 | $90.1M |
| Q1 2025 | 140 | $80.4M |
| Q4 2024 | 150 | $82.0M |
| Q3 2024 | 123 | $69.5M |
| Q2 2024 | 102 | $70.6M |
| Q1 2024 | 98 | $62.3M |
| Q4 2023 | 92 | $54.9M |
| Q3 2023 | 91 | $53.7M |
| Q2 2023 | 89 | $52.0M |
| Q1 2023 | 83 | $55.8M |
| Q4 2022 | 84 | $55.0M |
| Q3 2022 | 74 | $38.3M |
| Q2 2022 | 76 | $41.0M |
| Q1 2022 | 76 | $57.2M |
| Q4 2021 | 62 | $65.5M |
| Q3 2021 | 58 | $54.9M |
| Q2 2021 | 54 | $34.1M |
| Q1 2021 | 47 | $36.7M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Oxford Lane Capital Corp.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | 2,709,234 | $14.2M | 5.73% | +65,316+2.5% | Added |
| Penserra Capital Management LLC | 2,341,274 | $12.2M | 0.25% | +430,348+22.5% | Added |
| Morgan Stanley | 645,671 | $3.38M | 0.00% | +76,262+13.4% | Added |
| Envestnet Asset Management Inc | 603,227 | $3.15M | 0.00% | −68,916−10.3% | Reduced |
| LPL Financial LLC | 481,789 | $2.52M | 0.00% | +94,025+24.2% | Added |
| Independent Financial Group, LLC | 369,573 | $1.93M | 0.15% | +13,866+3.9% | Added |
| Advisor Group Holdings, Inc. | 347,220 | $1.82M | 0.00% | −31,673−8.4% | Reduced |
| Commonwealth Equity Services, LLC | 331,053 | $1.73M | 0.00% | −18,620−5.3% | Reduced |
| Wedbush Securities Inc | 293,647 | $1.54M | 0.08% | −8,802−2.9% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 252,082 | $1.32M | 0.63% | −52,773−17.3% | Reduced |
| Raymond James & Associates | 150,768 | $788.5K | 0.00% | +15,298+11.3% | Added |
| Virtus ETF Advisers LLC | 119,774 | $626.4K | 0.34% | −28,809−19.4% | Reduced |
| Delphi Financial Group, Inc. | 117,678 | $615.5K | 0.30% | −258,746−68.7% | Reduced |
| Royal Bank of Canada | 106,232 | $555.0K | 0.00% | +1,232+1.2% | Added |
| CastleKnight Management LP | 97,000 | $507.3K | 0.13% | +23,000+31.1% | Added |
| Geneos Wealth Management Inc. | 91,000 | $475.9K | 0.03% | +20,000+28.2% | Added |
| Private Advisor Group, LLC | 85,432 | $446.8K | 0.00% | +5,107+6.4% | Added |
| Sigma Planning Corp | 74,967 | $392.1K | 0.01% | +36,248+93.6% | Added |
| Bard Associates Inc | 68,419 | $357.8K | 0.15% | −825−1.2% | Reduced |
| National Asset Management, Inc. | 67,554 | $353.3K | 0.01% | +333+0.5% | Added |
| Sage Capital Advisors,llc | 66,109 | $345.7K | 0.13% | +6,433+10.8% | Added |
| Susquehanna International Group, LLP | 61,615 | $322.2K | 0.00% | +45,301+277.7% | Added |
| Sheaff Brock Investment Advisors, LLC | 61,000 | $319.0K | 0.03% | +61,000 | New |
| AE Wealth Management LLC | 60,033 | $314.0K | 0.00% | +13,760+29.7% | Added |
| Samalin Investment Counsel, LLC | 59,801 | $312.8K | 0.19% | +32,765+121.2% | Added |
| Kestra Advisory Services, LLC | 58,511 | $306.0K | 0.00% | +5,903+11.2% | Added |
| Bank of America Corp | 56,609 | $296.1K | 0.00% | −41,479−42.3% | Reduced |
| Western Wealth Management, LLC | 54,081 | $282.8K | 0.03% | −4,320−7.4% | Reduced |
| Bridgewealth Advisory Group, LLC | 53,627 | $280.5K | 0.52% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 51,580 | $269.0K | 0.00% | +4,231+8.9% | Added |
| Claybrook Capital, LLC | 51,371 | $268.7K | 0.15% | 00.0% | Unchanged |
| GWM Advisors LLC | 49,242 | $254.6K | 0.00% | −109−0.2% | Reduced |
| Naviter Wealth, LLC | 36,933 | $193.2K | 0.07% | +23,752+180.2% | Added |
| Wells Fargo & Company | 36,123 | $188.9K | 0.00% | +11,041+44.0% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 34,170 | $179.0K | 0.00% | +4,091+13.6% | Added |
| All Season Financial Advisors, Inc. | 33,127 | $173.3K | 0.16% | +33,127 | New |
| Cambridge Investment Research Advisors, Inc. | 33,116 | $173.0K | 0.00% | −20,547−38.3% | Reduced |
| Jane Street Group, LLC | 32,650 | $170.8K | 0.00% | +13,273+68.5% | Added |
| Squarepoint Ops LLC | 28,322 | $148.1K | 0.00% | +8,565+43.4% | Added |
| D.A. Davidson & Co. | 21,263 | $111.2K | 0.00% | +2,851+15.5% | Added |
| Prospera Financial Services Inc | 20,153 | $105.4K | 0.00% | +2,713+15.6% | Added |
| UBS Group AG | 20,062 | $104.9K | 0.00% | −4,430−18.1% | Reduced |
| Summitry LLC | 20,000 | $104.6K | 0.01% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 19,763 | $103.4K | 0.01% | +19,763 | New |
| BCJ Capital Management, LLC | 19,275 | $100.8K | 0.01% | 00.0% | Unchanged |
| CFO4Life Group, LLC | 16,027 | $83.8K | 0.02% | +16,027 | New |
| Tompkins Financial Corp | 16,000 | $83.7K | 0.01% | 00.0% | Unchanged |
| Nomura Holdings Inc | 15,000 | $78.5K | 0.00% | +15,000 | New |
| Kovack Advisors, Inc. | 14,938 | $78.1K | 0.01% | +14,938 | New |
| Arete Wealth Advisors, LLC | 14,925 | $78.0K | 0.01% | 00.0% | Unchanged |
| Beacon Financial Advisory LLC | 14,837 | $77.6K | 0.05% | −146−1.0% | Reduced |
| Waddell & Associates, LLC | 14,706 | $76.9K | 0.01% | +579+4.1% | Added |
| Atria Wealth Solutions, Inc. | 13,700 | $71.7K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 13,318 | $69.7K | 0.00% | +1,416+11.9% | Added |
| Kingsview Wealth Management, LLC | 12,956 | $67.8K | 0.00% | +538+4.3% | Added |
| Millennium Management LLC | 12,409 | $65.0K | 0.00% | −6,372−33.9% | Reduced |
| Essex Financial Services, Inc. | 12,000 | $62.8K | 0.01% | +2,000+20.0% | Added |
| BDO Wealth Advisors, LLC | 11,619 | $60.8K | 0.01% | +280+2.5% | Added |
| Capital Investment Advisors, LLC | 11,000 | $57.5K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 10,811 | $56.5K | 0.00% | +10,811 | New |
| Ground Swell Capital, LLC | 10,480 | $54.8K | 0.09% | +10,480 | New |
| Cetera Advisor Networks LLC | 10,471 | $54.8K | 0.00% | 00.0% | Unchanged |
| Hilltop Holdings Inc. | 10,350 | $54.1K | 0.01% | 00.0% | Unchanged |
| Wesbanco Bank Inc | 10,209 | $53.0K | 0.00% | 00.0% | Unchanged |
| One Capital Management, LLC | 10,000 | $52.3K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 9,143 | $48.0K | 0.00% | +9,142+914,200.0% | Added |
| Sunbelt Securities, Inc. | 5,938 | $31.1K | 0.00% | +5,938 | New |
| GPS Wealth Strategies Group, LLC | 3,800 | $19.9K | 0.00% | +3,800 | New |
| Tradition Wealth Management, LLC | 3,270 | $17.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 3,000 | $15.7K | 0.00% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 1,426 | $7.46K | 0.00% | +1,426 | New |
| Natixis | 1,128 | $5.90K | 0.00% | −5,029−81.7% | Reduced |
| Eagle Bay Advisors LLC | 1,000 | $5.23K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 537 | $2.81K | 0.00% | +537 | New |
| Farther Finance Advisors, LLC | 236 | $1.23K | 0.00% | +10+4.4% | Added |
| Worth Asset Management, LLC | 149 | $779 | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 134 | $699 | 0.00% | +6+4.7% | Added |
| GHP Investment Advisors, Inc. | 125 | $654 | 0.00% | 00.0% | Unchanged |
| Headlands Technologies LLC | 71 | $371 | 0.00% | +71 | New |
| AdvisorNet Financial, Inc | 49 | $254 | 0.00% | +2+4.3% | Added |
| Larson Financial Group LLC | 1 | $5 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1 | $4 | 0.00% | −2,281−100.0% | Reduced |
| Resources Management Corp | 660 | – | – | −340−34.0% | Reduced |
| Enstar Group LTD | 0 | $0 | 0.00% | −624,420−100.0% | Sold out |
| Alpha Cubed Investments, LLC | 0 | $0 | 0.00% | −92,538−100.0% | Sold out |
| Baird Financial Group, Inc. | 0 | $0 | 0.00% | −36,633−100.0% | Sold out |
| SFI Advisors, LLC | 0 | $0 | 0.00% | −24,610−100.0% | Sold out |
| Park Avenue Securities LLC | 0 | $0 | 0.00% | −23,983−100.0% | Sold out |
| Cornerstone Advisory, LLC | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Wetherby Asset Management Inc | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| United Capital Financial Advisers, LLC | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Prosperity Wealth Management, Inc. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −6,621−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −2,116−100.0% | Sold out |
| MinichMacGregor Wealth Management, LLC | 0 | $0 | 0.00% | −790−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |