Oxford Lane Capital Corp.
OXLC- Exchange
- Nasdaq
- SEC CIK
- 0001495222
No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Oxford Lane Capital Corp. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 83
- 0 vs. Q4 2022
- Shares held
- 10.7M
- −263.6K (−2.4%) vs. Q4 2022
- Total value
- $55.8M
- +$911.8K (+1.7%) vs. Q4 2022
- New holders
- 13
- 34 more added
- Sold out
- 13
- 18 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OXLC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 94 | $154.6M |
| Q1 2026 | 87 | $171.0M |
| Q4 2025 | 112 | $147.1M |
| Q3 2025 | 94 | $117.3M |
| Q2 2025 | 148 | $90.1M |
| Q1 2025 | 140 | $80.4M |
| Q4 2024 | 150 | $82.0M |
| Q3 2024 | 123 | $69.5M |
| Q2 2024 | 102 | $70.6M |
| Q1 2024 | 98 | $62.3M |
| Q4 2023 | 92 | $54.9M |
| Q3 2023 | 91 | $53.7M |
| Q2 2023 | 89 | $52.0M |
| Q1 2023 | 83 | $55.8M |
| Q4 2022 | 84 | $55.0M |
| Q3 2022 | 74 | $38.3M |
| Q2 2022 | 76 | $41.0M |
| Q1 2022 | 76 | $57.2M |
| Q4 2021 | 62 | $65.5M |
| Q3 2021 | 58 | $54.9M |
| Q2 2021 | 54 | $34.1M |
| Q1 2021 | 47 | $36.7M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Oxford Lane Capital Corp.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Northwestern Mutual Wealth Management Co | 1 | $4 | 0.00% | −2,281−100.0% | Reduced |
| Larson Financial Group LLC | 1 | $5 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 49 | $254 | 0.00% | +2+4.3% | Added |
| Headlands Technologies LLC | 71 | $371 | 0.00% | +71 | New |
| GHP Investment Advisors, Inc. | 125 | $654 | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 134 | $699 | 0.00% | +6+4.7% | Added |
| Worth Asset Management, LLC | 149 | $779 | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 236 | $1.23K | 0.00% | +10+4.4% | Added |
| FMR LLC | 537 | $2.81K | 0.00% | +537 | New |
| Eagle Bay Advisors LLC | 1,000 | $5.23K | 0.00% | 00.0% | Unchanged |
| Natixis | 1,128 | $5.90K | 0.00% | −5,029−81.7% | Reduced |
| Ameritas Advisory Services, LLC | 1,426 | $7.46K | 0.00% | +1,426 | New |
| Proequities, Inc. | 3,000 | $15.7K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 3,270 | $17.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 3,800 | $19.9K | 0.00% | +3,800 | New |
| Sunbelt Securities, Inc. | 5,938 | $31.1K | 0.00% | +5,938 | New |
| Tower Research Capital LLC (TRC) | 9,143 | $48.0K | 0.00% | +9,142+914,200.0% | Added |
| One Capital Management, LLC | 10,000 | $52.3K | 0.00% | 00.0% | Unchanged |
| Wesbanco Bank Inc | 10,209 | $53.0K | 0.00% | 00.0% | Unchanged |
| Hilltop Holdings Inc. | 10,350 | $54.1K | 0.01% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 10,471 | $54.8K | 0.00% | 00.0% | Unchanged |
| Ground Swell Capital, LLC | 10,480 | $54.8K | 0.09% | +10,480 | New |
| Raymond James Financial Services Advisors, Inc. | 10,811 | $56.5K | 0.00% | +10,811 | New |
| Capital Investment Advisors, LLC | 11,000 | $57.5K | 0.00% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 11,619 | $60.8K | 0.01% | +280+2.5% | Added |
| Essex Financial Services, Inc. | 12,000 | $62.8K | 0.01% | +2,000+20.0% | Added |
| Millennium Management LLC | 12,409 | $65.0K | 0.00% | −6,372−33.9% | Reduced |
| Kingsview Wealth Management, LLC | 12,956 | $67.8K | 0.00% | +538+4.3% | Added |
| Belpointe Asset Management LLC | 13,318 | $69.7K | 0.00% | +1,416+11.9% | Added |
| Atria Wealth Solutions, Inc. | 13,700 | $71.7K | 0.00% | 00.0% | Unchanged |
| Waddell & Associates, LLC | 14,706 | $76.9K | 0.01% | +579+4.1% | Added |
| Beacon Financial Advisory LLC | 14,837 | $77.6K | 0.05% | −146−1.0% | Reduced |
| Arete Wealth Advisors, LLC | 14,925 | $78.0K | 0.01% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 14,938 | $78.1K | 0.01% | +14,938 | New |
| Nomura Holdings Inc | 15,000 | $78.5K | 0.00% | +15,000 | New |
| Tompkins Financial Corp | 16,000 | $83.7K | 0.01% | 00.0% | Unchanged |
| CFO4Life Group, LLC | 16,027 | $83.8K | 0.02% | +16,027 | New |
| BCJ Capital Management, LLC | 19,275 | $100.8K | 0.01% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 19,763 | $103.4K | 0.01% | +19,763 | New |
| Summitry LLC | 20,000 | $104.6K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 20,062 | $104.9K | 0.00% | −4,430−18.1% | Reduced |
| Prospera Financial Services Inc | 20,153 | $105.4K | 0.00% | +2,713+15.6% | Added |
| D.A. Davidson & Co. | 21,263 | $111.2K | 0.00% | +2,851+15.5% | Added |
| Squarepoint Ops LLC | 28,322 | $148.1K | 0.00% | +8,565+43.4% | Added |
| Jane Street Group, LLC | 32,650 | $170.8K | 0.00% | +13,273+68.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 33,116 | $173.0K | 0.00% | −20,547−38.3% | Reduced |
| All Season Financial Advisors, Inc. | 33,127 | $173.3K | 0.16% | +33,127 | New |
| BI Asset Management Fondsmaeglerselskab A/S | 34,170 | $179.0K | 0.00% | +4,091+13.6% | Added |
| Wells Fargo & Company | 36,123 | $188.9K | 0.00% | +11,041+44.0% | Added |
| Naviter Wealth, LLC | 36,933 | $193.2K | 0.07% | +23,752+180.2% | Added |
| GWM Advisors LLC | 49,242 | $254.6K | 0.00% | −109−0.2% | Reduced |
| Claybrook Capital, LLC | 51,371 | $268.7K | 0.15% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 51,580 | $269.0K | 0.00% | +4,231+8.9% | Added |
| Bridgewealth Advisory Group, LLC | 53,627 | $280.5K | 0.52% | 00.0% | Unchanged |
| Western Wealth Management, LLC | 54,081 | $282.8K | 0.03% | −4,320−7.4% | Reduced |
| Bank of America Corp | 56,609 | $296.1K | 0.00% | −41,479−42.3% | Reduced |
| Kestra Advisory Services, LLC | 58,511 | $306.0K | 0.00% | +5,903+11.2% | Added |
| Samalin Investment Counsel, LLC | 59,801 | $312.8K | 0.19% | +32,765+121.2% | Added |
| AE Wealth Management LLC | 60,033 | $314.0K | 0.00% | +13,760+29.7% | Added |
| Sheaff Brock Investment Advisors, LLC | 61,000 | $319.0K | 0.03% | +61,000 | New |
| Susquehanna International Group, LLP | 61,615 | $322.2K | 0.00% | +45,301+277.7% | Added |
| Sage Capital Advisors,llc | 66,109 | $345.7K | 0.13% | +6,433+10.8% | Added |
| National Asset Management, Inc. | 67,554 | $353.3K | 0.01% | +333+0.5% | Added |
| Bard Associates Inc | 68,419 | $357.8K | 0.15% | −825−1.2% | Reduced |
| Sigma Planning Corp | 74,967 | $392.1K | 0.01% | +36,248+93.6% | Added |
| Private Advisor Group, LLC | 85,432 | $446.8K | 0.00% | +5,107+6.4% | Added |
| Geneos Wealth Management Inc. | 91,000 | $475.9K | 0.03% | +20,000+28.2% | Added |
| CastleKnight Management LP | 97,000 | $507.3K | 0.13% | +23,000+31.1% | Added |
| Royal Bank of Canada | 106,232 | $555.0K | 0.00% | +1,232+1.2% | Added |
| Delphi Financial Group, Inc. | 117,678 | $615.5K | 0.30% | −258,746−68.7% | Reduced |
| Virtus ETF Advisers LLC | 119,774 | $626.4K | 0.34% | −28,809−19.4% | Reduced |
| Raymond James & Associates | 150,768 | $788.5K | 0.00% | +15,298+11.3% | Added |
| Wiley Bros.-Aintree Capital, LLC | 252,082 | $1.32M | 0.63% | −52,773−17.3% | Reduced |
| Wedbush Securities Inc | 293,647 | $1.54M | 0.08% | −8,802−2.9% | Reduced |
| Commonwealth Equity Services, LLC | 331,053 | $1.73M | 0.00% | −18,620−5.3% | Reduced |
| Advisor Group Holdings, Inc. | 347,220 | $1.82M | 0.00% | −31,673−8.4% | Reduced |
| Independent Financial Group, LLC | 369,573 | $1.93M | 0.15% | +13,866+3.9% | Added |
| LPL Financial LLC | 481,789 | $2.52M | 0.00% | +94,025+24.2% | Added |
| Envestnet Asset Management Inc | 603,227 | $3.15M | 0.00% | −68,916−10.3% | Reduced |
| Morgan Stanley | 645,671 | $3.38M | 0.00% | +76,262+13.4% | Added |
| Penserra Capital Management LLC | 2,341,274 | $12.2M | 0.25% | +430,348+22.5% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 2,709,234 | $14.2M | 5.73% | +65,316+2.5% | Added |
| Resources Management Corp | 660 | – | – | −340−34.0% | Reduced |
| Enstar Group LTD | 0 | $0 | 0.00% | −624,420−100.0% | Sold out |
| Alpha Cubed Investments, LLC | 0 | $0 | 0.00% | −92,538−100.0% | Sold out |
| Baird Financial Group, Inc. | 0 | $0 | 0.00% | −36,633−100.0% | Sold out |
| SFI Advisors, LLC | 0 | $0 | 0.00% | −24,610−100.0% | Sold out |
| Park Avenue Securities LLC | 0 | $0 | 0.00% | −23,983−100.0% | Sold out |
| Cornerstone Advisory, LLC | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Wetherby Asset Management Inc | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| United Capital Financial Advisers, LLC | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Prosperity Wealth Management, Inc. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −6,621−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −2,116−100.0% | Sold out |
| MinichMacGregor Wealth Management, LLC | 0 | $0 | 0.00% | −790−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |