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Oxford Lane Capital Corp.

OXLC
Exchange
Nasdaq
SEC CIK
0001495222

No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.

Other share classesOXLCGOXLCIOXLCLOXLCMOXLCNOXLCOOXLCZ

13F holders, Q3 2022

Institutional positions in Oxford Lane Capital Corp. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
74
0 vs. Q2 2022
Shares held
7.40M
+232.9K (+3.3%) vs. Q2 2022
Total value
$38.3M
−$2.47M (−6.1%) vs. Q2 2022
New holders
13
29 more added
Sold out
13
18 more reduced

2 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting OXLC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2022: 74 institutions
Q1 2021: 47 institutionsQ2 2021: 54 institutionsQ3 2021: 58 institutionsQ4 2021: 62 institutionsQ1 2022: 76 institutionsQ2 2022: 76 institutionsQ3 2022: 74 institutionsQ4 2022: 84 institutionsQ1 2023: 83 institutionsQ2 2023: 89 institutionsQ3 2023: 91 institutionsQ4 2023: 92 institutionsQ1 2024: 98 institutionsQ2 2024: 102 institutionsQ3 2024: 123 institutionsQ4 2024: 150 institutionsQ1 2025: 140 institutionsQ2 2025: 148 institutionsQ3 2025: 94 institutionsQ4 2025: 112 institutionsQ1 2026: 87 institutionsQ2 2026: 94 institutions
Value heldQ3 2022: $38.3M
Q1 2021: $36.7MQ2 2021: $34.1MQ3 2021: $54.9MQ4 2021: $65.5MQ1 2022: $57.2MQ2 2022: $41.0MQ3 2022: $38.3MQ4 2022: $55.0MQ1 2023: $55.8MQ2 2023: $52.0MQ3 2023: $53.7MQ4 2023: $54.9MQ1 2024: $62.3MQ2 2024: $70.6MQ3 2024: $69.5MQ4 2024: $82.0MQ1 2025: $80.4MQ2 2025: $90.1MQ3 2025: $117.3MQ4 2025: $147.1MQ1 2026: $171.0MQ2 2026: $154.6M
Institutions holding OXLC and their total value by quarter
QuarterHoldersValue
Q2 202694$154.6M
Q1 202687$171.0M
Q4 2025112$147.1M
Q3 202594$117.3M
Q2 2025148$90.1M
Q1 2025140$80.4M
Q4 2024150$82.0M
Q3 2024123$69.5M
Q2 2024102$70.6M
Q1 202498$62.3M
Q4 202392$54.9M
Q3 202391$53.7M
Q2 202389$52.0M
Q1 202383$55.8M
Q4 202284$55.0M
Q3 202274$38.3M
Q2 202276$41.0M
Q1 202276$57.2M
Q4 202162$65.5M
Q3 202158$54.9M
Q2 202154$34.1M
Q1 202147$36.7M

Institutions, Q3 2022

Shares, value and share of portfolio for each institution holding Oxford Lane Capital Corp.; share changes are against Q2 2022.

Institutions holding OXLC in Q3 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Penserra Capital Management LLC1,739,210$8.99M0.25%+185,919+12.0%Added
Enstar Group LTD624,420$3.23M0.99%00.0%Unchanged
Morgan Stanley571,789$2.96M0.00%−41,838−6.8%Reduced
Advisor Group Holdings, Inc.411,831$2.13M0.00%+6,341+1.6%Added
LPL Financial LLC407,344$2.11M0.00%+98,721+32.0%Added
Independent Financial Group, LLC398,134$2.06M0.19%−270.0%Reduced
Commonwealth Equity Services, LLC324,401$1.68M0.00%+37,530+13.1%Added
Wiley Bros.-Aintree Capital, LLC306,452$1.58M0.92%+2,304+0.8%Added
Wedbush Securities Inc302,885$1.57M0.09%+83,287+37.9%Added
Delphi Financial Group, Inc.202,476$1.05M0.63%−136,840−40.3%Reduced
Invesco Ltd.180,320$932.0K0.00%−3,228−1.8%Reduced
Virtus ETF Advisers LLC147,452$762.0K0.30%−28,582−16.2%Reduced
Western Wealth Management, LLC110,488$596.0K0.03%−5,143−4.4%Reduced
Raymond James & Associates112,688$583.0K0.00%+62,860+126.2%Added
The PNC Financial Services Group, Inc.98,502$510.0K0.00%−17,392−15.0%Reduced
Bank of America Corp93,079$482.0K0.00%+58,608+170.0%Added
Alpha Cubed Investments, LLC92,538$478.0K0.04%00.0%Unchanged
Private Advisor Group, LLC80,232$415.0K0.00%+21,784+37.3%Added
Bard Associates Inc74,744$386.0K0.17%+4,550+6.5%Added
National Asset Management, Inc.66,927$347.0K0.01%+16,460+32.6%Added
Capital Investment Advisors, LLC65,379$338.0K0.01%+65,379New
Sage Capital Advisors,llc61,190$316.0K0.16%+24,223+65.5%Added
All Season Financial Advisors, Inc.53,925$279.0K0.30%+2,409+4.7%Added
Geneos Wealth Management Inc.52,000$268.0K0.02%−8,027−13.4%Reduced
Claybrook Capital, LLC51,371$266.0K0.17%+22,555+78.3%Added
GWM Advisors LLC48,742$252.0K0.00%+3,300+7.3%Added
Kestra Advisory Services, LLC47,861$247.0K0.00%+7,508+18.6%Added
Rockefeller Capital Management L.P.47,033$243.0K0.00%+6,697+16.6%Added
Samalin Investment Counsel, LLC41,049$212.0K0.16%+1,145+2.9%Added
Envestnet Asset Management Inc40,107$207.0K0.00%−32,151−44.5%Reduced
Cambridge Investment Research Advisors, Inc.33,591$174.0K0.00%−12,680−27.4%Reduced
Virtu Financial LLC33,576$174.0K0.02%+33,576New
Royal Bank of Canada32,799$170.0K0.00%+1,212+3.8%Added
Sigma Planning Corp28,186$146.0K0.01%−5,646−16.7%Reduced
Mercer Global Advisors Inc25,778$133.0K0.00%+6,036+30.6%Added
Park Avenue Securities LLC23,983$124.0K0.00%−1,500−5.9%Reduced
UBS Group AG23,220$120.0K0.00%−726−3.0%Reduced
Two Sigma Securities, LLC22,424$116.0K0.02%+22,424New
Wells Fargo & Company22,252$115.0K0.00%+6,871+44.7%Added
Summitry LLC20,000$103.0K0.01%00.0%Unchanged
BCJ Capital Management, LLC19,275$100.0K0.01%00.0%Unchanged
Natixis17,101$88.0K0.00%+17,101New
Prospera Financial Services Inc16,705$86.0K0.00%+2,133+14.6%Added
Tompkins Financial Corp16,000$83.0K0.01%00.0%Unchanged
United Capital Financial Advisers, LLC15,000$78.0K0.00%−200−1.3%Reduced
Beacon Financial Advisory LLC14,848$77.0K0.05%+3,471+30.5%Added
Arete Wealth Advisors, LLC14,925$77.0K0.01%+14,925New
CIBC Private Wealth Group, LLC14,000$72.0K0.00%+2,000+16.7%Added
Atria Wealth Solutions, Inc.13,700$70.8K0.00%+13,700New
Waddell & Associates, LLC13,540$70.0K0.01%+489+3.7%Added
Jump Financial, LLC13,100$68.0K0.00%−32,600−71.3%Reduced
Millennium Management LLC12,048$62.0K0.00%+12,048New
BDO Wealth Advisors, LLC11,854$61.0K0.01%+236+2.0%Added
Kingsview Wealth Management, LLC11,757$61.0K0.00%+461+4.1%Added
Dynamic Technology Lab Private Ltd11,821$61.0K0.01%+11,821New
AE Wealth Management LLC10,781$56.0K0.00%+10,781New
Hilltop Holdings Inc.10,350$54.0K0.01%00.0%Unchanged
Wesbanco Bank Inc10,060$52.0K0.00%+10,060New
One Capital Management, LLC10,000$51.0K0.00%00.0%Unchanged
Tradition Wealth Management, LLC3,270$17.0K0.00%+621+23.4%Added
Proequities, Inc.3,000$16.0K0.00%00.0%Unchanged
American Portfolios Advisors2,092$10.8K0.00%00.0%Unchanged
Tower Research Capital LLC (TRC)1,999$10.0K0.00%−35−1.7%Reduced
Castle Wealth Management LLC2,000$10.0K0.01%+2,000New
Northwestern Mutual Wealth Management Co1,500$8.00K0.00%+1,500New
FMR LLC1,252$6.00K0.00%+1,252New
Resources Management Corp1,000$5.00K0.00%00.0%Unchanged
Worth Asset Management, LLC900$5.00K0.00%00.0%Unchanged
Spectrum Management Group, LLC750$4.00K0.00%00.0%Unchanged
Hudock, Inc.619$3.00K0.00%−2,924−82.5%Reduced
Spire Wealth Management300$2.00K0.00%00.0%Unchanged
GHP Investment Advisors, Inc.125$1.00K0.00%00.0%Unchanged
AdvisorNet Financial, Inc45$00.00%+2+4.7%Added
Larson Financial Group LLC1$00.00%−10−90.9%Reduced
Thomas J. Herzfeld Advisors, Inc.0$00.00%−157,641−100.0%Sold out
Northern Trust Corp0$00.00%−30,000−100.0%Sold out
Bank of New York Mellon Corp0$00.00%−28,611−100.0%Sold out
Squarepoint Ops LLC0$00.00%−24,154−100.0%Sold out
Nomura Holdings Inc0$00.00%−22,000−100.0%Sold out
Freestone Capital Holdings, LLC0$00.00%−20,100−100.0%Sold out
Wetherby Asset Management Inc0$00.00%−15,000−100.0%Sold out
Kalos Management, Inc.0$00.00%−14,448−100.0%Sold out
CoreCap Advisors, LLC0$00.00%−8,660−100.0%Sold out
Allworth Financial LP0$00.00%−2,500−100.0%Sold out
Venture Visionary Partners LLC0$00.00%−600−100.0%Sold out
Financial Synergies Wealth Advisors, Inc.0$00.00%−75−100.0%Sold out
Credit Suisse AG0$00.00%−25−100.0%Sold out
B. Riley Wealth Management, Inc.––––Not filed
Cordasco Financial Network––––Not filed