Oxford Lane Capital Corp.
OXLC- Exchange
- Nasdaq
- SEC CIK
- 0001495222
No open-market purchases or sales by Oxford Lane Capital Corp. insiders were filed in the last 90 days; 94 institutions reported holding it in 13F filings for Q2 2026, worth $154.6M in total; no superinvestor holds it.
Q3 2022 vs. Q2 2022
How the institutions holding Oxford Lane Capital Corp. changed between Q2 2022 and Q3 2022.
All holders in Q3 2022All holders in Q2 2022
| Measure | Q2 2022 | Of which not filed for Q3 2022 | Q3 2022 | Change |
|---|---|---|---|---|
| Holders | 76 | 2 | 74 | 0 |
| Shares | 7.21M | 46.2K | 7.40M | +232.9K (+3.3%) |
| Value | $41.0M | $263.0K | $38.3M | −$2.47M (−6.1%) |
2 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so the changes leave them out.
New holders (13)
Institutions that held Oxford Lane Capital Corp. at the end of Q3 2022 but not at the end of Q2 2022.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Capital Investment Advisors, LLC | 65,379 | $338.0K | 0.01% |
| Virtu Financial LLC | 33,576 | $174.0K | 0.02% |
| Two Sigma Securities, LLC | 22,424 | $116.0K | 0.02% |
| Natixis | 17,101 | $88.0K | 0.00% |
| Arete Wealth Advisors, LLC | 14,925 | $77.0K | 0.01% |
| Atria Wealth Solutions, Inc. | 13,700 | $70.8K | 0.00% |
| Millennium Management LLC | 12,048 | $62.0K | 0.00% |
| Dynamic Technology Lab Private Ltd | 11,821 | $61.0K | 0.01% |
| AE Wealth Management LLC | 10,781 | $56.0K | 0.00% |
| Wesbanco Bank Inc | 10,060 | $52.0K | 0.00% |
| Castle Wealth Management LLC | 2,000 | $10.0K | 0.01% |
| Northwestern Mutual Wealth Management Co | 1,500 | $8.00K | 0.00% |
| FMR LLC | 1,252 | $6.00K | 0.00% |
Sold out (13)
Institutions that held Oxford Lane Capital Corp. at the end of Q2 2022 and filed for Q3 2022 without it.
| Institution | Shares, Q2 2022 | Value, Q2 2022 |
|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | 157,641 | $895.0K |
| Northern Trust Corp | 30,000 | $170.0K |
| Bank of New York Mellon Corp | 28,611 | $163.0K |
| Squarepoint Ops LLC | 24,154 | $137.0K |
| Nomura Holdings Inc | 22,000 | $127.0K |
| Freestone Capital Holdings, LLC | 20,100 | $114.0K |
| Wetherby Asset Management Inc | 15,000 | $85.0K |
| Kalos Management, Inc. | 14,448 | $82.0K |
| CoreCap Advisors, LLC | 8,660 | $49.0K |
| Allworth Financial LP | 2,500 | $14.0K |
| Venture Visionary Partners LLC | 600 | $3.41K |
| Financial Synergies Wealth Advisors, Inc. | 75 | $426 |
| Credit Suisse AG | 25 | $0 |
Not filed for Q3 2022 yet (2)
Institutions that held Oxford Lane Capital Corp. at the end of Q2 2022 and haven't filed a 13F for Q3 2022. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q2 2022 | Value, Q2 2022 |
|---|---|---|
| B. Riley Wealth Management, Inc. | 46,092 | $262.0K |
| Cordasco Financial Network | 156 | $1.00K |